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Home > Prudential Regulation Authority > The Prudential Regulation Authority’s approach to enforcement: statutory statements of policy and procedure UPDATED
 

The Prudential Regulation Authority’s approach to enforcement: statutory statements of policy and procedure UPDATED

01 April 2013

21 January 2016 - Content on this page has been updated see:

The Prudential Regulation Authority's approach to enforcement: statutory statements of policy and procedure UPDATE



This Prudential Regulation Authority (PRA) statement of policy publishes the final statements of policy on the PRA’s decision-making policy and procedure, as well as on aspects of its disciplinary and other enforcement powers and includes its:

  • procedures regarding decisions that create an obligation to give a statutory notice;
  • policy on the imposition and amount of penalties;
  • policy on the imposition and period of suspensions or restrictions;
  • policy on the settlement of cases involving enforcement action;
  • policy on the publication of disciplinary and other enforcement actions; and
  • policy regarding the conduct of certain interviews at the request of overseas regulators.

Statement of Policy

The Prudential Regulation Authority's approach to enforcement: statutory statements of policy and procedure
1 April 2013

Consultation Paper

The PRA's approach to enforcement - FSA CP 12/39
Consultation on proposed statutory statements of policy and procedure
20 December 2012 

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