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Home > Prudential Regulation Authority > Amendments to Various Forms – PS30/15

Amendments to Various Forms – PS30/15

16 December 2015


In September 2015 the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) consulted on proposed amendments to a series of forms used by firms and individuals when seeking regulatory approval for certain roles and transactions. The proposed amendments were set out in PRA CP35/15 ‘Amendments to various forms’.

This policy statement summarises the feedback received during the consultation and confirms the final policy and forms. The PRA also confirms in this policy statement the forms applicable to insurance firms outside the scope of Solvency II, following the publication of its final policy and forms on 20 November in PS26/15.

This PS is relevant to all PRA and FCA-authorised firms and individual candidates for approval as Approved Persons, Key Function Holders, Credit Union non-executive directors and notified non-executive directors.

Readers may also find it useful to refer to the FCA’s website, in particular the FCA’s policy statement PS32/15 - see External Links.

Policy Statement

Amendments to Various Forms – PS30/15 (3.4MB)

Please note that PS30/15 runs to 462 pages:

  • the policy statement runs from pages 1-12; and
  • the legal instrument and forms run from pages 13-462