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Home > Prudential Regulation Authority > Enforcement, Supervisory Notices and Publicity
 

Enforcement, Supervisory Notices and Publicity

Enforcement policies  |  Enforcement, Supervisory Notices and Publicity  |  Information for overseas regulators

9 February 2017

Final notice for The Bank of Tokyo-Mitsubishi UFJ Limited and MUFG Securities EMEA plc
PRA imposes £17.85m fine on The Bank of Tokyo-Mitsubishi UFJ Limited and £8.925m fine on MUFG Securities EMEA plc

17 November 2016

Approval of Change in Control subject to conditions - EFG Private Bank Limited

25 May 2016

Final notice to Spa Credit Union Limited

8 April 2016

Final notice for QIB (UK) Plc
PRA imposes £1,384,950 fine on QIB (UK) Plc for significant failings in capital adequacy and regulatory reporting during 2011 and 2012

1 February 2016

Final notice for Millburn Insurance Company Limited (In Administration)
Final notice for Mr Colin J McIntosh
PRA fines and bans Colin McIntosh, CEO of Millburn Insurance Company Limited, for serious regulatory breaches and also fines Millburn £2,863,066

15 January 2016

Final notice for Mr Tootell
Final notice for Mr Alderson
PRA takes enforcement action against former Co-op Bank individuals

27 November 2015

Final notice for Raphaels Bank
News Release - PRA fines Raphaels Bank £1,278,165 for outsourcing failures


11 August 2015

Final notice for the Co-operative Bank Plc
PRA censures Co-operative Bank for serious risk management and transparency failings

21 November 2014

Final Notice to Lower Iveagh Credit Union Limited

20 November 2014

Enforcement notice issued to Royal Bank of Scotland, Natwest Bank and Ulster Bank
News Release - Prudential Regulation Authority fines Royal Bank of Scotland, Natwest Bank and Ulster Bank £14 million for IT failures

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