Stress Test Data Framework Dictionary 2021: Version 02

Misconduct_historical

This template collects granular historical information on the profit or loss charge for misconduct costs and the (year-end) closing stock of provisions for misconduct costs in each historical period. For the purpose of this template the net profit or loss charge for misconduct costs should be shown as a positive number. “Total misconduct” should include the profit or loss charge for misconduct costs which are individually immaterial as these may be material in aggregate. Firms should provide a breakdown of the total by material misconduct risks. We expect firms to identify each risk that amounts to 10 per cent or more of the total misconduct costs each year. We also expect firms to report the misconduct costs for the misconduct issues listed in the template even if they account for less than 10 per cent of the total misconduct costs. The item profit or loss impact is not required for 2010 but is required for all other periods; please enter as zero for 2010. Please enter a value for every year for every Misconduct item, entering a zero where appropriate. Please round data to the nearest million (so £/$1,200,000 should be reported as £/$1,000,000). Where Misconduct item equals Total misconduct this item must be reported, the total should be equal to the sum of all other misconduct items reported for this item.

202101 MaterialMisconductCostsActuals

Order Field Name Type Enumeration Definition Range Bottom Range Top Range Scope Mandatory Unique
1 Misconduct item String (255 long) Misconductitemactuals Misconductitem Yes Yes
2 Historical period String (255 long) Historicalperiod Historicalperiod Yes Yes
3 Profit or loss impact Float Profitorlossimpact Yes -
4 Stock of misconduct provisions Float Stockofmisconductprovisions Yes -