Enumeration | Definition |
---|---|
Breaches of anti money laundering and sanctions rules | Include all Breaches of anti-money laundering / sanctions rules misconduct profit or loss effects |
Breaches of UK Consumer Credit Act | Include all Breaches of UK Consumer Credit Act misconduct profit or loss effects |
Fines or litigation relating to foreign exchange | Include all FX fines/litigation misconduct profit or loss effects |
Fines or litigation relating to US securitisation | Include all US securitisation related litigation misconduct profit or loss effects |
Inter bank offered rate | Include all LIBOR, Euribor and other inter bank offered rate misconduct profit or loss effects |
Misselling of interest rate hedging products | Include all IHRP misconduct profit or loss effects |
Other material conduct risks item 1 | Include all Other material conduct risks: Item 1 misconduct profit or loss effects. We expect firms to identify each risk that amounts to 10 per cent or more of the total misconduct costs each year. |
Other material conduct risks item 2 | Include all Other material conduct risks: Item 2 misconduct profit or loss effects. We expect firms to identify each risk that amounts to 10 per cent or more of the total misconduct costs each year. |
Other material conduct risks item 3 | Include all Other material conduct risks: Item 3 misconduct profit or loss effects. We expect firms to identify each risk that amounts to 10 per cent or more of the total misconduct costs each year. |
Other material conduct risks item 4 | Include all Other material conduct risks: Item 4 misconduct profit or loss effects. We expect firms to identify each risk that amounts to 10 per cent or more of the total misconduct costs each year. |
Other material conduct risks item 5 | Include all Other material conduct risks: Item 5 misconduct profit or loss effects. We expect firms to identify each risk that amounts to 10 per cent or more of the total misconduct costs each year. |
Other material conduct risks item 6 | Include all Other material conduct risks: Item 6 misconduct profit or loss effects. We expect firms to identify each risk that amounts to 10 per cent or more of the total misconduct costs each year. |
Other misconduct charges which are not individually material | Include all other misconduct charges which are not individually material misconduct profit or loss effects. |
Packaged accounts | Include all Packaged accounts misconduct profit or loss effects |
PPI misselling | Include all PPI misconduct profit or loss effects |
Tax | Include all Tax misconduct profit or loss effects |
Total misconduct | This should equal the total misconduct profit or loss by a firm in a given period. |
Unfair PPI commissions | Include all Plevin misconduct profit or loss effects |