Level | Item |
Creator Name | Financial Supervision General Division (FSGD) |
Reference Number (click to see whole series/group) | 17A120/1/3 |
Extent | 1 file |
Title | GOWER REVIEW OF INVESTOR PROTECTION |
Date | 5 Aug 1982 - 29 Jul 1983 |
Description | Contains documents and correspondence relating to Professor Gower's draft report on investor protection including, potential interest in having discussions with the Channel Islands and the Isle of Man about improvements in investor protection; investment management rules; comments by the Society of Investment Analysts on Gower's report; Licensed Dealers Rules and the Gower Report: The Canadian Brokers; legal status of recognised associations of dealers in securities; the Eurobond market; guidelines for proprietorial role of institutions; correspondence between Gower and the London Commodity Exchange Company Ltd; exchanges between The Metal Market Exchange; pre-vetting of prospectuses; commodities regulation; comments on various paragraphs and chapters of Gower's report and revised chapters; recommendations on Gower's report; and the Over the Counter Market.
Also includes press release of on life insurance commissions, and press cuttings. |
Original Reference | FS1_1v3 |
YearOpen | 2018 |