| Description | The file includes: papers of the dealing Sub Group; notes on the first, third, fourth and fifth meetings; prices at time of ordering; discussion on methods of dealing with problems; the issue of gross interest; Regulatory Sub-Group first meeting; terms of reference and an outline of principle obligations of broker-dealers; papers of the settlement Sub-Group; a paper by the Stock Exchange concerning the problems experienced in the settlement of small transactions in the gilt market and potential solutions; first meeting; terms of reference; discussion of stock exchange paper; agenda for meetings; minutes of meetings; and draft report on the sub-group to the Working Party. |