Strengthening Accountability: SM&CR Forms update

Consultation Paper 7/20
Published on 13 July 2020


This consultation paper (CP), sets out the Prudential Regulation Authority’s proposals to make minor amendments to the PRA Rulebook, Notifications Form and Senior Manager & Certification Regime (SM&CR) Form L.

This CP is relevant to all PRA-authorised firms.

The proposals in this CP would result in changes to the Notifications Part of the PRA Rulebook, the Notification Form, and the SM&CR Form L.

The PRA does not expect firms would incur additional costs as a direct result of the proposals.


Pending consideration of the responses to this consultation, the proposed implementation date is on publication of the final policy.

Responses and next steps

The consultation closes on Tuesday 13 October 2020.

The PRA invites feedback on the proposals set out in this CP. Please address any comments or enquiries to

PDFConsultation Paper 7/20

Consultation ends: 13 October 2020
Was this page useful?
Add your details...