Regulatory reporting

Banks, building societies, investment firms, credit unions and insurers need to provide regulatory returns to the Prudential Regulation Authority (PRA). Find out what you need to report, how to report and who to contact with reporting queries.

This includes information for banks, building societies, investment firms and credit unions.

This includes information for Solvency II firms, non-Directive firms and friendly societies.

Please see The National Archives for any relevant material not available.

The National Archives

Working with the FCA

We work with the FCA to make sure the regulatory reporting processes for dual-regulated firms are efficient. We want to ensure that firms are only asked to submit data sets once and, to help achieve this, we will share data where it is appropriate to do so. We will also share data on firms that are not dual-regulated where necessary, to ensure that we each have a complete view of the market.

A memorandum of understanding between the FCA and the Prudential Regulation Authority (PRA) sets out how we will work together.

 Memorandum of Understanding between the FCA and the PRA  PDFDownload PDF 
 Annexes for the FCA/PRA Memorandum of Understanding  PDFDownload PDF

 

The Memorandum of Understanding obliges us to consult each other on changes to data/forms that are collected regularly, including the use of shared data definitions; and, the management of data systems to allow for efficient sharing. 

Much regulatory data for PRA firms continues to be collected by the FCA. This includes reporting via the FCA’s GABRIEL system, the submission of firms’ controllers and close links reports and the reporting of changes to firms’ standing data.

Statistical reporting obligations have not changed. The relevant material is available in the statistics part of our website.

This page was last updated 07 November 2017
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