This page contains a list of cross cutting-policies relating to all Banking firms, including banks, building societies, PRA-designated investment firms and credit unions.

UK legislation

  • Threshold Conditions – as defined in Section 55B and Schedule 6 of the Financial Services and Markets Act 2000

Supervisory Statements and Statements of Policy

  • Outsourcing and third-party risk management (SS2/21)
  • PRA approach to interpreting reporting and disclosure requirements and regulatory transactions forms (SS2/19)
  • Corporate governance: Board responsibilities (SS5/16)
  • Whistleblowing in deposit-takers, PRA-designated investment firms and insurers (SS39/15)
  • Aggregation of holdings for the purpose of prudential assessment of controllers (SS33/15)
  • Fees: PRA approach and applications (SS3/16)
  • Strengthening individual accountability in banking (SS28/15)
  • Reports by skilled persons (SS7/14)
  • Guidelines for completing regulatory reports (SS34/15)
  • The Bank's approach to enforcement: statements of policy and procedure (Statement of Policy)
  • The financial stability information power (Statement of Policy)
  • The use of PRA powers to address serious failings in the culture of firms (Statement of Policy)

Post EU withdrawal:

  • Non-binding PRA materials: The PRA’s approach after the UK’s withdrawal from the EU (SS1/19)
  • Interpretation of EU Guidelines and Recommendations: Bank of England and PRA approach after the UK’s withdrawal from the EU (Statement of Policy)
This page was last updated 30 January 2024