-
Prudential regulation
-
Authorisations
- Cancelling a firm's permissions
- Capital Requirements Regulation permissions
- Change in control
- Financial Services Compensation Scheme
- Holding company approvals
- Insurance special purpose vehicles
- Intra-group financial support
- Gibraltar passporting arrangements
- Senior Managers Regime: approvals
- Solvency II approvals
- Structural reform approvals
- Variation of permission
- Waivers and modifications of rules
- Which firms does the PRA regulate?
- key-initiatives
- Key regulatory communications
-
letter
-
2014
- Letter from Andrew Bailey, 19 June 2014
- Letter to the Chancellor from Andrew Bailey, 7 November 2014
- PRA Adaptation Reporting letter, June 2014
- Remuneration - PRA expectations, December 2014
- Reserving - letter to general insurers from Chris Moulder, 13 November 2014
- Solvency II Directors' update ARCHIVED
- Solvency II Directors’ update ARCHIVED
- Solvency II directors update, June 2014
- Solvency II directors update, November 2014
- Solvency II directors update, October 2014
- Solvency II – Matching Adjustment Asset Eligibility, ARCHIVED
- Solvency II: matching adjustment ARCHIVED
- Solvency II - An update on implementation ARCHIVED
- Trial submission of materials to approve the application for a matching adjustment, June 2014
-
2015
- Letter from Allen and Overy LLP regarding Lloyds Banking Group Enhanced Capital Notes
- Change to the FSCS deposit protection limit letter to firms (banks and building societies)
- Change to the FSCS deposit protection limit letter to firms (wholesale-only)
- Letter from Chris Moulder on continued soft market conditions in the UK general insurance sector
- Cyber Resilience Questionnaire for insurers
- Directors' letter 'Longevity risk transfers' ARCHIVED
- Further information regarding Lloyds Banking Group Enhanced Capital Notes (ECNs) enquiries
- Further information relating to the Lloyds Banking Group Enhanced Capital Notes and stress testing
- Information relating to the Lloyds Banking Group Enhanced Capital Notes and stress testing
- Internal model change policy
- Solvency II: equity release mortgages ARCHIVED
- Letter from Sam Woods on the PRA's response to Defra on climate change adaptation reporting
- Letter from Sam Woods on the Senior Insurance Managers Regime
- Letter from Sam Woods, Executive Director Insurance Supervision, 24 September 2015
- Letter to small non-Solvency II insurance firms
- Observations of internal model validation
- Solvency II Directors’ update ARCHIVED
- PRA response to the letter from Allen and Overy LLP re: Lloyds Banking Group Enhanced Capital Notes
- Solvency II: matching adjustment ARCHIVED
- Solvency II: matching adjustment ARCHIVED
- Solvency II directors update - March 2015
- Solvency II directors update - May 2015
- Solvency II Directors’ update ARCHIVED
- Solvency II directors update - July 2015
- Solvency II internal model and matching adjustment update ARCHIVED
- Solvency II Own risk and solvency assessment - June 2015
- Transfers of Insurance Business under Part VII FSMA - letter from PRA Insurance Directors
- Volatility adjustment in the modelling of market and credit risk stresses
-
2016
- Letter to firms from supervisors: Additional liquidity monitoring metrics (ALMM) - New data item
- Analysis and observations from regulatory returns and monitoring-the-market questionnaire
- Cyber underwriting risk
- General Insurance Stress Test 2015 Feedback
- Insurance firms in run-off: firm engagement with the PRA
- Letter from Sam Woods ‘Implementation of IFRS 9 Financial Instruments’
- Longevity Risk Transfers - February 2016
- Modification by Consent of Leverage Ratio rule 1.2, Public Disclosure rule 1.1 and Reporting Leverage Ratio rule 1.2
- PRA response to the letter from Mr Sanders regarding Lloyds Banking Group
- PRA rules on diversity within firms' management body
- PRA statement on adjustments to firms' PRA buffers
- Sam Woods reflections on 2015 Solvency II model approved process - January 2016
-
2017
- Contingency planning for the UK's withdrawal from the European Union
- Firms’ preparations for the UK’s withdrawal from the European Union: planning assumptions
- Follow-up to PRA Statement on consumer credit
- General Insurance Stress Test 2017 Feedback
- General Insurance Stress Test 2017 (GIST 2017)
- Letter from David Rule: Analysis and observations from monitoring-the-market questionnaire
- Letter from Sam Woods ‘IFRS 9 Financial Instruments’
- Letter from Sam Woods on transitional arrangements for capital impact of IFRS 9 expected credit loss accounting
- Stress test model management
- Transition disclosures for IFRS 9 ‘Financial Instruments’
-
2018
- Capital extractions by insurance firms in run-off
- Change to supervising remuneration compliance for Level One firms
- Letter from Sam Woods: Existing or planned exposure to crypto-assets
- Firms’ preparations for the UK’s withdrawal from the European Union: update following March 2018 European Council
- Firms’ preparations for transition from LIBOR to risk-free rates
- Joining the dots – the Actuarial Function, underwriting, capital and reserving
- Letter from Norval Bryson providing an update on the Independent Review of Co-operative Bank Supervision
- Letter from Anna Sweeney: Market conditions facing specialist general insurers: Feedback from recent PRA review work
- Letter on review of Actuarial Function Reports in general insurance firms
- Letter from Sam Woods: Solvency II Risk Margin
- Letter from Sid Malik - Solvency II: Two and a half years on
- Letter from David Rule: Solvency II: Equity release mortgages
- Letter from David Rule: Solvency II: Equity release mortgages - December 2018
- The adequacy of PRA resources and the independence of PRA functions
- Update to firms on the Bank’s regulatory approach, and firm preparations, for EU withdrawal
-
2019
- Cyber underwriting risk: follow-up survey results
- Letter from Victoria Saporta: Disclosures about IFRS 9 expected credit losses – January 2019
- Insurance Stress Test 2019
- Insurance Stress Test 2019: Request for technical input
- Letter from Gareth Truran: PRA current areas of focus for general insurance firms
- Letter from James Orr: Feedback from recent PRA reserving reviews
- Letter from Vicky Saporta ‘Money Laundering/Terrorist Financing risks in prudential supervision’
- Letter from Sid Malik: Observations from recent regulatory reviews
- Letter from Sid Malik ‘Proxy modelling survey: Best observed practice’
- Letter from Sam Woods: The prudential regulatory framework and Libor transition
- Letter from Sarah Breeden and David Bailey ‘Reliability of regulatory returns’
- Letter from David Rule: Remuneration requirements – PRA findings and expectations
- Letter from Melanie Beaman: Review and findings: Fast growing firms
- Letter from David Rule: Solvency II: Equity release mortgages – Part 2
- Letter from Victoria Saporta: Written auditor reporting – thematic feedback from the 2018/2019 reporting period
- Letter from Victoria Saporta: Written auditor reporting – update and main thematic findings
-
2020
- Letter from Mel Beaman ‘Building societies sourcebook – fixed rate lending guidelines’
- Letter from Sam Woods ‘Covid-19: IFRS 9, capital requirements and loan covenants’
- Letter from Sam Woods ‘Covid-19: IFRS 9 and capital requirements – Further guidance on initial and further payment deferrals’
- Letter from the PRA and FCA ‘Final preparations for the end of the transition period’
- Letter from the PRA and FCA ‘Final preparations for the end of the transition period’
- Letter from David Bailey and Rebecca Jackson ‘International Banks Supervision: 2021 Priorities’
- Letter from Sam Woods ‘Information request: Operational readiness for a zero or negative Bank Rate’
- Insurance Stress Test 2019: Feedback for general and life insurers
- Letter from Sam Woods to insurers on distribution of profits
- Letters from Sam Woods to UK deposit takers on dividend payments, share buybacks and cash bonuses
- Letter from Credit Union Supervision Team to Directors, Staff members and Volunteers of PRA-regulated credit unions
- Letter from Credit Union Supervision Team to Directors of PRA-regulated credit unions
- Letter from Sam Woods ‘Managing climate-related financial risk – thematic feedback from the PRA’s review of firms’ SS3/19 plans and clarifications of expectations’
- Next steps on LIBOR transition
- Letter from Anna Sweeney ‘Outstanding EU liabilities following the UK’s withdrawal from the European Union’
- Letter from Anna Sweeney and Charlotte Gerken ‘Insurance Supervision: 2021 Priorities’
- Letter to general insurance firms ‘Insights from PRA review work on reserving and exposure management’
- Letter from David Bailey, Anna Sweeney, Charlotte Gerken, and Sarah Breeden ‘PRA rules on board diversity’
- Letter from Sarah Breeden ‘Remediation of prudential treatment of legacy instruments’
- Letter from Sarah Breeden and David Bailey ‘Removal of bespoke liquidity risk appetite’
- Letter from Sam Woods ‘Temporary Permissions Regime – operational readiness’
- Letter from Sarah Breeden and Melanie Beaman ‘UK Deposit Takers Supervision: 2021 Priorities’
- Letter from Victoria Saporta ‘Thematic feedback from the 2019/2020 round of written auditor reporting’
-
2021
- April
-
February
- Letter from Victoria Saporta ‘Disclosures about IFRS 9 expected credit losses accounting’
- Letter from Sid Malik on Feedback on the application of the Effective Value Test
- Virtual Meetings with the PRA’s Senior Advisors
- Letter from Sam Woods - Feedback: Operational readiness for a zero or negative Bank Rate
- Letter from the PRA and FCA ‘Transforming data collection – an update on progress and plans for 2021’
- March
-
2014
- New Bank Start-up Unit
- New Insurer Start-up Unit
- Policy
- Practitioner Panel and Insurance Sub-committee
- The PRA’s statutory powers and enforcement
-
publication
- 2011
- 2012
-
2013
- Addressing the implications of non-EEA national depositor preference regimes
- Prudential Regulation Authority Annual Accounts 21 November 2011 to 28 February 2013
- Asset and liability management: suggestions for greater effectiveness
- Capital extractions by run-off firms within the general insurance sector
- Capital requirements for major UK banks and building societies
- Collateral upgrade transactions and asset encumbrance: expectations in relation to firms' risk management practices
- Conducting statutory investigations
- Counterparty credit risk
- CRD IV and capital
- Credit risk: internal ratings based approaches
- Credit risk: internal ratings based approaches
- Credit risk mitigation
- Credit risk - standardised approach
- Designation of investment firms for prudential supervision by the PRA
- Financial Conglomerates Directive: Technical review amendments
- Financial Services Compensation Scheme: changes to the Compensation sourcebook
- Financial Services Compensation Scheme - management expenses levy limit 2013/14
- Groups
- Internal Ratings Based (IRB) approaches
- Large Exposures
- Liquidity and capital regime for UK banks and building societies: adjustments in relation to FPC statement
- Market risk
- Occasional Consultation Paper
- Operational risk
- Pension obligation risk
- PRA approach documents 2013
- Prudential Regulation Authority fees and levies: policy proposals for 2014/15
- Recovery planning
- Prudential Regulation Authority Regulated fees and levies: rates proposals 2013/14
- Regulatory Reform: amendments to the Prudential Regulation Authority Handbook
- Resolution planning
- Schemes of arrangement by general insurance firms
- Securitisation – Significant Risk Transfer
- Securitisations and Significant Risk Transfer
- Securitisations: high cost credit protection in synthetic transactions
- Settlement bank exposures to customer banks: management of the risks
- Solvency II: applying EIOPA's preparatory guidelines to PRA-authorised firms
- Solvency II: EIOPA's preparatory guidelines to PRA-authorised firms
- Special project fees
- Statement on the regulatory treatment of retail residential mortgage loans under the Help to Buy
- Strengthening Capital Standards: Implementing CRD IV
- Supervisory tools: Definition of Core Tier 1 Capital
- Supervisory tools: Liquidity tools
- Supervisory tools: Recovery and resolution plans
- The Basel I floor
- The Internal Capital Adequacy Assessment Process (ICAAP) and the Supervisory Review and Evaluation Process (SREP)
- The power of direction over qualifying parent undertakings
- The Prudential Regulation Authority’s approach to enforcement: statutory statements of policy and procedure
- The relationship between the external auditor and the supervisor: a code of practice
- Third country equivalence aspects of the credit risk provisions in the CRR, and recognised exchanges
- Transposition of Solvency II: part 1 and 2
-
2014
- Prudential Regulation Authority Annual Report and Accounts 2014
- Capital extractions by run-off firms within the general insurance sector
- Clawback
- CRD IV: updates for credit risk mitigation, credit risk, governance and market risk
- CRD IV: Liquidity
- CRD IV: compliance with the European Banking Authority’s Guidelines on disclosure of encumbered and unencumbered assets
- CRD IV: compliance with the EBA's guidelines on disclosure of encumbered and unencumbered assets - SUPERSEDED
- CRD IV: data collection on remuneration practices
- Depositor Protection
- Ensuring operational continuity in resolution
- Financial Services Compensation Scheme - management expenses levy limit 2014/15
- Implementing CRD: Capital buffers
- Implementing the Bank Recovery and Resolution Directive
- Implementing the Financial Policy Committee's recommendation on loan to income ratios in mortgage lending
- Mutuality and with-profit funds: a way forward
- Occasional Consultation Paper
- Policyholder Protection
- PRA Administration Instruments
- PRA approach documents 2014
- Regulated fees and levies: rates proposals 2014/15
- Reports by skilled persons
- Responses to CP5/14
- A review of requirements for firms entering into or expanding in the banking sector: one year on
- Senior insurance managers regime: a new regulatory framework for individuals
- Solvency II approvals
- Solvency II: calculation of technical provisions and the use of internal models for general insurers
- Solvency II: calculation of technical provisions and the use of internal models for general insurers
- Solvency II: further measures for implementation
- Solvency II: recognition of deferred tax
- Solvency II: recognition of deferred tax
- Strengthening accountability in banking: a new regulatory framework for individuals
- Strengthening accountability in banking: forms, consequential and transitional aspects
- Strengthening the alignment of risk and reward: new remuneration rules
- Subordinated guarantees and the quality of capital for insurers
- Subordinated guarantees and the quality of capital for insurers
- Supervising International Banks: the PRA’s approach to branch supervision
- Supervising international banks: the PRA’s approach to branch supervision
- The financial stability information power
- The implementation of ring-fencing: consultation on legal structure, governance and the continuity of services and facilities
- The PRA Rulebook
- The PRA Rulebook: Part 2
- The Prudential Regulation Authority's (PRA's) approach to schemes of arrangement proposed by PRA-authorised insurers under Part 26 of the Companies Act 2006
- The PRA’s approach to with-profits insurance business
- The use of PRA powers to address serious failings in the culture of firms
- Transposition of Solvency II: Part 3
- Valuation risk for insurers
- Valuation risk for insurers
-
2015
- Aggregation of holdings for the purpose of prudential assessment of controllers
- Amendments to various forms
- Prudential Regulation Authority Annual Report and Accounts 2015
- Approach to non-executive directors in banking and Solvency II firms & Application of the presumption of responsibility to Senior Managers in banking firms
- Assessing capital adequacy under Pillar 2
- Capital extractions by run-off firms within the general insurance sector
- Changes to the Approved Persons Regime for Solvency II firms: forms, consequential changes and transitional arrangements
- Conditions, time limits and variations
- Contractual stays in financial contracts governed by third-country law
- Contractual stays in financial contracts governed by third-country law
- Corporate governance: Board responsibilities
- CRD IV: Interim LCR reporting
- Deposit Guarantee Scheme
- Depositor and dormant account protection
- Depositor and dormant account protection - consequential amendments
- Depositor and dormant account protection - further amendments
- SS18/15 Depositor and dormant account protection
- Depositor and dormant account protection – the protection limit
- Depositor and policyholder protection - technical amendments
- Depositor, dormant account and policyholder protection – amendments
- Dormant Account Scheme
- Engagement between external auditors and supervisors and commencing the PRA's disciplinary powers
- Exercising certain functions under the Building Societies Act 1986
- Financial Services Compensation Scheme - management expenses levy limit 2015/16
- Guidelines for completing regulatory reports
- Implementing a UK leverage ratio framework
- Implementing audit committee requirements under the revised Statutory Audit Directive
- Insurance - general application
- Internal governance
- Non-Solvency II: insurance companies - Capital assessments
- Occasional Consultation Paper
- Occasional Consultation Paper
- Pillar 2: Update to reporting data items and instructions
- Pillar 2 reporting, including instructions for completing data items FSA071 to FSA082, and PRA 111
- Policyholder protection
- Policyholder protection
- PRA FCA Review into the failure of HBOS
- PRA Solvency II internal model and partial internal model approved firms
- PRA statement on housing tools
- PRA expectations regarding the application of malus to variable remuneration
- PRA Final Instruments
- Regulated fees and levies: rates proposals 2015/16
- PRA Rulebook: Administration Instrument (No. [2]) 2015
- The prudential regime, and implementation of the Senior Insurance Managers Regime, for non-Solvency II firms
- Reform of the legacy Credit Unions sourcebook
- Remuneration
- Remuneration standards: the application of proportionality
- Outsourcing functions to the Cloud 1
- Reporting rule amendments following CP29/15 and PS11/15
- Senior Insurance Managers Regime: a streamlined approach for non-Solvency II firms
- Senior Insurance Managers Regime: implementation proposals for non-Solvency II insurance firms
- Solvency II: A new regime for insurers
- Solvency II: applying EIOPA's Set 1 Guidelines to PRA-authorised firms
- Solvency II: applying EIOPA Set 2, System of Governance and ORSA Guidelines
- Solvency II: consistency of UK generally accepted accounting principles with the Solvency II Directive
- Solvency II: external audit of the public disclosure requirement
- Solvency II: internal model reporting codes and components and life product codes
- Solvency II: supervisory approval for the volatility adjustment
- Solvency II: third-country insurance and pure reinsurance branches
- Solvency II: transitional measures and the treatment of participations
- Solvency II: treatment of sovereign debt in internal models
- Solvency II: applying EIOPA Set 2, System of Governance and ORSA Guidelines
- Solvency II: applying EIOPA's Set 1 Guidelines to PRA-authorised firms
- Solvency II: approvals
- Solvency II: composites
- Solvency II: conditions governing business
- Solvency II: consistency of UK generally accepted accounting principles with the Solvency II Directive
- Solvency II: Group supervision
- Solvency II: internal model reporting codes and components
- Solvency II: life insurance product reporting codes
- Solvency II: Lloyd's
- Solvency II: ORSA and the ultimate time horizon - non-life firms
- Solvency II: Own funds
- Solvency II: Regulatory Reporting and exemptions
- Solvency II: Regulatory reporting internal model outputs
- Solvency II: reporting and public disclosure - options provided to supervisory authorities
- Solvency II: reporting and public disclosure - options provided to supervisory authorities
- Solvency II: supervision of firms in difficulty or run-off
- Solvency II: supervisory approval for the volatility adjustment
- Solvency II: surplus funds
- Solvency II: the internal model treatment of participations
- Solvency II: the quality of capital instruments
- Solvency II: the solvency and minimum capital requirements
- Solvency II: the treatment of pension scheme risk
- Solvency II: third-country branches
- Solvency II: third-country insurance and pure reinsurance branches
- Solvency II: transitional measures on risk-free interest rates and technical provisions
- Solvency II: treatment of sovereign risk in the internal model
- Strengthening accountability in banking and insurance: regulatory references
- Strengthening accountability in banking: UK branches of foreign banks
- Strengthening individual accountability in banking and insurance - responses to CP14/14 and CP26/14
- Strengthening individual accountability in banking: responses to CP14/14, CP28/14 and CP7/15
- Strengthening individual accountability in banking
- Strengthening individual accountability in insurance: responses to CP26/14, CP7/15 and CP13/15
- Strengthening individual accountability in insurance
- Supervising building societies' treasury and lending activities
- Supervising international banks: the Branch Return
- The impact of climate change on the UK insurance sector
- The implementation of ring-fencing: prudential requirements, intragroup arrangements and use of financial market infrastructures
- The implementation of ring-fencing: the PRA's approach to ring-fencing transfer schemes
- The minimum requirement for own funds and eligible liabilities (MREL) - buffers and Threshold conditions
- The PRA Rulebook: Fees
- The PRA Rulebook: Part 3
- The PRA Rulebook: Part 4
- The Prudential Regulation Authority’s approach to insurance business transfers
- The PRA’s approach to supervising liquidity and funding risks
- The PRA's approach to identifying other systemically important institutions (O-SIIs)
- The PRA's methodologies for setting Pillar 2 capital
- The prudential regime for non-Solvency II insurance firms and consequential amendments
- The UK leverage ratio framework
- UK leverage ratio: instructions for completing data items FSA083 and FSA084
- Whistleblowing in deposit-takers, PRA-designated investment firms and insurers
- Whistleblowing in deposit-takers, PRA-designated investment firms and insurers
- With-profits
-
2016
- Amendments to Notes for completion of the MLAR
- Amendments to the PRA's rule on loan to income ratios in mortgage lending
- Amendments to the PRA's rules on loan to income ratios in mortgage lending
- Amendments to the Pre-Issuance Notification regime
- Prudential Regulation Authority Annual Report and Accounts 2016
- Authorisation and supervision of insurance special purpose vehicles
- Buy-outs of variable remuneration
- Calculating risk-based levies for the Financial Services Compensation Scheme deposits class
- Complaints against the Regulators (the Bank of England, the FCA and the PRA)
- Corporate governance: Board responsibilities
- Credit union regulatory reporting
- Cyber insurance underwriting risk
- Dealing with a market turning event in the general insurance sector
- Deposit protection limit
- Ensuring operational continuity in resolution: reporting requirements
- Ensuring operational continuity in resolution
- Equity release mortgages
- Fees: PRA approach and application
- Financial statements - responses to Chapter 3 of CP17/16
- Financial Services Compensation Scheme - Management Expenses Levy Limit 2016/17
- IFRS 9: changes to reporting requirements
- Implementation of MiFID II: Part 1
- Implementation of MiFID II: Part 2
- Implementing risk-based levies for the Financial Services Compensation Scheme deposits class
- Internal governance of third country branches and response to CP3/16
- Internal governance of third country branches
- Maintenance of the 'transitional measure on technical provisions' under Solvency II
- Maintenance of the 'transitional measure on technical provisions' under Solvency II
- Note following conference for CEOs of UK banks and building societies
- Occasional Consultation Paper
- Occasional consultation paper
- Occasional Consultation Paper
- Pillar 2 liquidity
- Prudential Regulation Authority - Senior Managers Regime (response to Treasury Select Committee recommendation)
- PRA Annual Competition Report 2016
- PRA note - Directors certificates for 2015 2016 PRA regulatory returns for insurers
- PRA statement on the leverage ratio
- PRA approach documents 2016
- PRA fees and FSCS levies for insurers: proposals for a transitional approach in 2017/18
- PRA note - Outsourcing functions to the Cloud - July 2016
- PRA note – Regulatory references: update
- PRA Rulebook: Administration Instrument (No. 1) 2016
- Proposed Implementation of the Enforcement Review and the Green Report
- Recalculation of the 'transitional measure on technical provisions' under Solvency II
- Regulated fees and levies: rates proposals 2016/17
- Regulatory reporting of financial statements, forecast capital data and IFRS 9 requirements
- Reporting instructions for non-Solvency II firms (except friendly societies)
- Reporting requirements for non-Solvency II insurance firms
- Residential mortgage risk weights
- Responses to Chapter 3 of CP17/16 - forecast capital data
- Responses to Chapter 5 of CP41/15 - amendment to the definition of credit unions
- Responses to CP26/16
- Ring-fenced bodies (RFBs)
- Solvency II: internal model approval process data review findings
- Solvency II: Changes to internal models used by UK insurance firms
- Solvency II: consolidation of Directors' letters
- Solvency II: Group supervision
- Solvency II: matching adjustment
- Solvency II: Monitoring model drift and standard formula SCR reporting for firms with an approved internal model
- Solvency II: Remuneration requirements
- Solvency II: Remuneration requirements
- Solvency II: Reporting format of National Specific Templates and reporting clarifications
- Solvency II: Reporting of National Specific Templates – UPDATED
- Solvency II: updates to SS25/15 and SS26/15
- Solvency II: Changes to internal models used by UK insurance firms
- Solvency II: External audit of, and responsibilities of the governing body in relation to, the public disclosure requirement
- Solvency II: internal models - assessment, model change and the role of non-executive directors
- Solvency II: longevity risk transfers
- Solvency II: Monitoring model drift and standard formula SCR reporting for firms with an approved internal model
- Solvency II: ORSA
- Solvency II: reinsurance - counterparty credit risk
- PRA statement on adjustments to firms’ PRA buffers
- PRA statement on feedback received during the consultation period for CP21/16 ‘Pillar 2 liquidity’
- PRA statement on the concept of ‘durable link’
- PRA statement on the interaction between the PRA buffer and the CRD IV combined buffer
- Strengthening individual accountability in banking: responses to CP1/16, and the Certification Part of CP29/15
- Strengthening individual accountability in banking: amendments to notification rules and forms
- Strengthening accountability in banking and insurance: amendments and optimisations
- Strengthening accountability in banking and insurance: Implementation of SM&CR and SIMR; and PRA requirements on regulatory references
- Supervising building societies' treasury and lending activities
- The PRAs response Independent Evaluation Offices evaluation of secondary competition objective
- The contractual recognition of bail-in: amendments to Prudential Regulation Authority rules
- The contractual recognition of bail-in: impracticability
- The implementation of ring-fencing: reporting and residual matters
- The implementation of ring-fencing: the PRA’s approach to ring-fencing transfer schemes
- The minimum requirement for own funds and eligible liabilities (MREL) - buffers and Threshold Conditions
- The PRA’s approach to identifying other systemically important institutions (O-SIIs)
- The PRA's approach to the implementation of the O-SII buffer
- The PRA's expectations on remuneration
- The PRA's implementation of the systemic risk buffer
- The prudential regulation of credit unions
- Underwriting standards for buy-to-let mortgage contracts
- Underwriting standards for buy-to-let mortgage contracts
- Whistleblowing in UK branches
- Written reports by external auditors to the PRA
-
2017
- Prudential Regulation Authority Annual Report and Accounts 2017
- Authorisation and supervision of insurance special purpose vehicles
- Changes to the PRA’s large exposures framework
- Compliance with the EBA's Guidelines on disclosure
- Compliance with the EBA’s Guidelines on disclosure: Composition of collateral for exposures to counterparty credit risk
- Consultations by the FPC and PRA on changes to the UK leverage ratio framework relating to the treatment of claims on central banks
- Cyber insurance underwriting risk
- Dealing with a market turning event in the general insurance sector
- Financial management and planning by insurers
- Financial Services Compensation Scheme - Management Expenses Levy Limit 2017/18
- Getting ready for IFRS 9 a note for non-executive directors
- Groups policy and double leverage
- Insurance data release
- Internal Ratings Based (IRB) approach: clarifying PRA expectations
- International banks: the Prudential Regulation Authority’s approach to branch authorisation and supervision
- International insurers: the Prudential Regulation Authority’s approach to branch authorisation and supervision
- Model risk management principles for stress testing
- Note following PRA seminar for Chairs of UK banks and building societies
- Note following PRA seminar for relevant UK banks and building societies
- Note following the PRA IRB seminar for small and mid-tier banks and building societies
- Occasional Consultation Paper - CP18/17
- Occasional Consultation Paper
- Pillar 2: Update to reporting requirements
- Pillar 2A capital requirements and disclosure
- PRA Annual Competition Report 2017
- The PRA's response to the Independent Evaluation Office's evaluation of the PRA's approach to its insurance objective
- PRA statement on consumer credit
- PRA fees and levies: model transaction fees, fees and FSCS levies for insurers and fees for designated investment firms
- PRA Rulebook: Administration Instrument 2017
- PRA Rulebook: Administration Instrument (No.3) 2017
- PRA Rulebook: Administration Instrument (No.2) 2017
- PRA Seminar for Chief Executives of Non-Systemic UK Banks and Building Societies
- Solvency II: PRA review of model change related processes, policies and reporting
- Recovery planning
- Recovery planning
- Refining the PRA's Pillar 2A capital framework
- Regulated fees and levies: Adjustment to rates for 2017/18
- Regulated fees and levies: rates proposals 2017/18
- Regulatory reporting: occasional consultation paper
- Remuneration
- Responses to CP18/17 Occasional Consultation Paper - Chapters 7 and 8
- Responses to CP2/17 ‘Occasional Consultation Paper’
- Responses to CP36/16 and correction to PS2/16 PIN rules
- Results of the firm feedback survey 2016 17
- Solvency II: Matching adjustment
- Solvency II: Supervisory disclosures, PRA’s supervisory approach and insurance regulations applicable in the UK year-end 2016
- Solvency II templates for the disclosure of aggregate statistical data year-end 2016
- Solvency II: Data collection of market risk sensitivities – CP7/17
- Solvency II: Data collection of market risk sensitivities
- Solvency II: illiquid unrated assets
- Solvency II: Solvency and Financial Condition Report roundtables
- Solvency II: Internal models - modelling of the matching adjustment
- Solvency II: Internal models update
- Strengthening accountability: implementing the extension of the SM&CR to insurers and other amendments
- Strengthening accountability in banking and insurance: optimisations to the SIMR, and changes to SMR forms
- Strengthening individual accountability in banking: changes to SMR forms
- Strengthening individual accountability in insurance: extension of the Senior Managers and Certification Regime to insurers
- Supervising international banks the PRA's approach to branch supervision - liquidity reporting
- The implementation of ring-fencing: reporting and residual matters – responses to CP25/16 and Chapter 5 of CP36/16
- Update on insurance special purpose vehicles, following HM Treasury's release of its updated Risk Transformation Regulations 2017
-
2018
- Algorithmic trading
- Algorithmic trading
- Prudential Regulation Authority Annual Report 2018
- PS6/21 | CP29/19 | DP1/18 Operational Resilience: Impact tolerances for important business services
- Changes in insurance reporting requirements
- PRA conference for Chairs of Non-Systemic UK Banks and Building Societies
- Credit risk mitigation: Eligibility of guarantees as unfunded credit protection
- Credit risk: the definition of default
- Enhancing banks’ and insurers’ approaches to managing the financial risks from climate change
- FCA and PRA changes to mortgage reporting requirements
- Financial management and planning by insurers
- Financial Services Compensation Scheme – Management Expenses Levy Limit 2018/19
- IFRS 9 Roundtable for Non-Systemic Banks and Building Societies
- Insurance Distribution Directive: change to commencement date
- International banks: the Prudential Regulation Authority’s approach to branch authorisation and supervision
- International insurers: the Prudential Regulation Authority’s approach to branch authorisation and supervision
- Liquidity reporting: FSA047 and FSA048, and PRA110
- Model risk management principles for stress testing
- Solvency II: National Specific Templates LOG files
- Occasional Consultation Paper
- Pillar 2 liquidity
- Prudential Regulation Authority Business Plan 2018/19
- PRA fees and levies: Changes to periodic and transaction fees
- PRA response to the Treasury Committee’s inquiry into Solvency II
- The Prescribed Persons (Reports on Disclosures of Information) Regulations 2017 - Annual Report 2017/18
- Regulated fees and levies: rates for 2018/19
- Regulatory reporting: EBA Taxonomy 2.9
- Regulatory reporting: Responses to CP16/18
- Regulatory transactions: Changes to notification and application forms
- Resolution assessment and public disclosure by firms
- Resolution planning: MREL reporting
- Responses to CP18/17 Occasional Consultation Paper – Chapters 2 to 6, 9 and 10
- Results of the firm feedback survey 2017/18
- Securitisation: General requirements and capital framework
- Securitisation Regulation: PRA and FCA joint statement on reporting of private securitisations
- Securitisation: The new EU framework and Significant Risk Transfer
- Solvency II: Group own fund availability
- Solvency II: Internal models – modelling of the matching adjustment
- Solvency II: Matching adjustment
- Solvency II: Adjusting for the reduction of loss absorbency where own fund instruments are taxed on write down
- Solvency II: Changes to reporting format
- Solvency II: Equity release mortgages
- Solvency II: external audit of the public disclosure requirement
- Solvency II: Internal models – modelling of the volatility adjustment
- Solvency II: Internal models – modelling of the volatility adjustment
- Solvency II: Supervisory disclosures, PRA’s supervisory approach and insurance regulations applicable in the UK year-end 2017
- Solvency II templates for the disclosure of aggregate statistical data year-end 2017
- Solvency II: Updates to internal model output reporting
- Strengthening accountability: implementing the extension of the SM&CR to insurers (Part 2)
- Strengthening accountability: implementing the extension of the SM&CR to insurers
- Strengthening individual accountability in insurance: Extension of the SM&CR to insurers
- Strengthening individual accountability in insurance: optimisations to the SIMR
- Systemic Risk Buffers and Pillar 2A in stress test hurdle rates
- The adequacy of PRA resources and the independence of PRA functions
- The systemic risk buffer: Updates to the Statement of Policy
- Transition in thinking: The impact of climate change on the UK banking sector
- UK leverage ratio: Applying the framework to systemic ring-fenced bodies and reflecting the systemic risk buffer
- UK withdrawal from the EU: Changes to PRA Rulebook and onshored Binding Technical Standards
- UK withdrawal from the EU: Further changes to 'PRA Rulebook and Binding Technical Standards' and 'Resolution Binding Technical Standards'
-
2019
- A framework for assessing financial impacts of physical climate change: A practitioner’s aide for the general insurance sector
- Application of the Senior Managers and Certification Regime to firms in the temporary permissions regime: clarification of the PRA’s and FCA’s proposals
- Asset encumbrance
- Counterparty credit risk: Treatment of model limitations in banks’ internal models
- Credit risk mitigation: Eligibility of financial collateral
- Credit risk: Probability of Default and Loss Given Default estimation
- Credit unions: Review of the capital regime
- Enforcement: Changes to the PRA’s settlement policy
- Enhancing banks’ and insurers’ approaches to managing the financial risks from climate change
- Financial Services Compensation Scheme – Management Expenses Levy Limit 2019/20
- Firms’ preparations for transition from London InterBank Offered Rate (LIBOR) to risk-free rates (RFRs): Key themes, good practice, and next steps
- Insurance special purpose vehicles: Updates to authorisation and supervision
- Joint statement on climate change
- Large exposures: Reciprocation of French measure
- Liquidity risk management for insurers
- Liquidity risk management for insurers
- Liquidity: The PRA's approach to supervising liquidity and funding risks
- Non-binding PRA materials: The PRA’s approach after the UK’s withdrawal from the EU
- Occasional Consultation Paper
- Occasional Consultation Paper - October 2019
- PS7/21 | CP30/19 Outsourcing and third party risk management
- Pillar 2 capital: Updates to the framework
- Pillar 2 liquidity: PRA110 reporting frequency threshold
- Pillar 2 liquidity: Updates to the framework
- The PRA and Bank's response to the Independent Review of the Co-operative Bank
- Prudential Regulation Authority Annual Report 2018/19
- PRA approach to interpreting reporting and disclosure requirements and regulatory transactions forms after the UK’s withdrawal from the EU
- Prudential Regulation Authority Business Plan 2019/20
- PRA Conference for CEOs of Non-Systemic UK Banks and Building Societies
- PRA Conference for Chairs of Non-Systemic UK Banks and Building Societies
- PRA response to DWP consultation paper: Defined benefit pension scheme consolidation
- The Prescribed Persons (Reports on Disclosures of Information) Regulations 2017 - Annual Report 2018/19
- Regulated fees and levies: Rates proposals 2019/20
- Regulatory capital instruments: update to Pre-Issuance Notification (PIN) requirements
- Resolution assessment and public disclosure by firms
- Results of the firm feedback survey 2018/19
- Solvency II: Adjusting for the reduction of loss absorbency where own fund instruments are taxed on conversion
- Solvency II: Equity release mortgages – Part 2
- Solvency II: Group availability of subordinated liabilities and preference shares
- Solvency II: Income producing real estate loans and internal credit assessments for illiquid, unrated assets
- Solvency II: Longevity risk transfers - simplification of pre-notification expectations
- Solvency II: Maintenance of the transitional measure on technical provisions
- Solvency II: Prudent Person Principle
- Solvency II: Supervisory disclosures, PRA’s supervisory approach and insurance regulations applicable in the UK year-end 2018
- Statement on ACPR response to EIOPA Recommendations for the Insurance Sector in light of the United Kingdom’s withdrawing from the European Union
- Statement on the delegated regulation changes published by the European Commission
- Strengthening individual accountability: Resolution assessments and reporting amendments
- Supervising international banks: Revision of the Branch Return
- Systemic Risk Buffer rates for ring-fenced banks and large building societies
- UK withdrawal from the EU: Changes following extension of Article 50
-
2020
- Bank Recovery and Resolution Directive II
- Q&A on the usability of liquidity and capital buffers
- Capital Requirements Directive V (CRD V)
- Capital Requirements Directive V (CRD V): Final policy
- The Bank of England’s climate-related financial disclosure 2020
- Complaints against the regulators (the Bank of England, the FCA and the PRA)
- Statement by the PRA on conversion of Pillar 2A capital requirements from RWA percentage to nominal amount
- Covid-19 regulatory reporting and disclosure amendments
- Covid-19 regulatory reporting amendments
- Credit risk: The approach to overseas Internal Ratings Based (IRB) models
- Q&A on Capital Requirements Regulation (CRR) requirements for property valuations
- Designation of firms within certain consolidation groups
- Enforcement Decision Making Committee: 2019/20 Report
- Evaluation of the Senior Managers and Certification Regime (SM&CR)
- Exercise by the Bank of England and Prudential Regulation Authority of sub-delegated powers under the European Union (Withdrawal) Act 2018
- Statement on exposure value for internal models method counterparty credit risk
- Extending policyholder protection for building guarantee policies
- Financial Services Compensation Scheme – Management Expenses Levy Limit 2020/21
- Follow-up note to insurers on the letter from Sam Woods 'Covid-19: IFRS 9, capital requirements and loan covenants'
- Financial Services Compensation Scheme – Temporary High Balance Coverage Extension
- Insurance data release: information and format: A call for feedback
- Internal Ratings Based UK mortgage risk weights: Managing deficiencies in model risk capture
- The PRA hosts IRB mortgage roundtable
- Joint Bank and PRA statement on the proposed use of temporary transitional powers at the end of the transition period
- Joint PRA and HMT statement on the delay to implementation of the Basel 3.1 standards
- Joint statement by the FCA, FRC and PRA
- Joint statement on the implementation of prudential reforms in the Financial Services Bill
- Market risk: Calculation of risks not in value at risk, and stressed value at risk
- Capital buffers and Pillar 2A: Modification by Consent and Model Requirements
- PS8/21 | CP9/20 Non-systemic UK banks: The Prudential Regulation Authority’s approach to new and growing banks
- Responses to CP3/20 ‘Occasional Consultation Paper’
- Operational continuity in resolution: Updates to the policy
- Pillar 2A: Reconciling capital requirements and macroprudential buffers
- Prudential Regulation Authority Annual Report 2019/20
- Prudential Regulation Authority Business Plan 2020/21
- PRA Annual Conference for CEOs of the Non-Systemic UK Banks and Building Societies
- PRA Annual Conference for Chairs of the Non-Systemic UK Banks and Building Societies
- PRA decision on Systemic Risk Buffer rates
- PRA decision on Systemic Risk Buffer Rates
- PS2/21 | CP11/20 Solvency II: The PRA’s expectations for the work of external auditors on the matching adjustment
- PS3/21 | CP 21/20 PRA fees and levies: Holding company regulatory transaction fees
- PRA statement on capital distributions by large UK banks
- Statement on credit risk mitigation eligibility and leverage ratio treatment of loans under the Bounce Back Loan scheme
- PRA statement on decision by insurance companies to pause dividends
- PRA statement on deposit takers’ approach to dividend payments, share buybacks and cash bonuses in response to Covid-19
- Statement by the Prudential Regulation Authority on prioritisation in light of Covid-19
- The Prescribed Persons (Reports on Disclosures of Information) Regulations 2017 - Annual Report 2019/20
- Proprietary Trading Review
- Regulated fees and levies: Rates proposals 2020/21
- Resolution assessments: Amendments to reporting and disclosure dates
- Response to the general insurance industry – A framework for assessing financial impacts of physical climate change
- Simplified Obligations for recovery planning
- Joint PRA and FCA Statement on ‘Senior Managers and Certification Regime and Coronavirus: Our expectations of firms’
- PS1/21 | CP7/20 Strengthening Accountability: SM&CR: Forms update
- Joint PRA and FCA Chapter ‘Clarifying our expectations for temporary, long-term absences’ within the FCA Quarterly Consultation Paper
- Solvency II: Prudent Person Principle
- Solvency II technical information: The PRA’s proposed approach to the publication at the end of the transition period
- Joint statement by the Bank and PRA on the ESRB recommendations for the restriction of distributions during the Covid-19 pandemic
- Statement by the PRA accompanying measures announced by the Financial Policy Committee
- Statement by the PRA on bank, building society and credit union branches remaining open following updated Covid-19 guidance
- PRA Statement to insurers on the application of the matching adjustment during Covid-19
- PRA statement on Covid-19: IFRS 9 and capital requirements – Guidance as Covid-19 specific payment deferrals come to an end
- Statement by the PRA on Covid-19 regulatory reporting and disclosure amendments
- PRA statement on forthcoming CRD V Policy Statement
- Statement on the application of the temporary transitional power to CRD V and BRRD II derived legislation
- Statement by the PRA on regulatory capital and IFRS 9 requirements for payment holidays
- Statement by the PRA on EBA Guidelines on reporting and disclosure of exposures subject to measures applied in response to the Covid-19 outbreak
- Statement by the PRA on the Capital Requirements Regulation (CRR) ‘Quick Fix’ package
- PRA statement on dividend payments and share buybacks beyond 2020
- Statement by the PRA on implementation of the EBA Guidelines to address gaps in reporting data and public information in the context of Covid-19
- PRA Statement on the use of electronic signatures to evidence forms and other documents
- PRA statement on Libor transition and PRA resolution-related rules
- Statement on the regulatory treatment of the UK Coronavirus Business Interruption Loan Scheme (CBILS) and the UK Coronavirus Large Business Interruption Loan Scheme (CLBILS)
- PRA statement on the EU requirement on prudential treatment of software assets
- Statement regarding supervisory cooperation on operational resilience
- The PRA’s approach to the publication of Solvency II technical information
- The Bank of England’s amendments under the European Union (Withdrawal) Act 2018: Changes before the end of the transition period
- Update to the temporary approach to VAR back-testing exceptions to mitigate the possibility of excessively pro-cyclical market risk capital requirements
- Statement on VAR back-testing exceptions temporary approach
- Additional Leverage Ratio Buffer Model Requirements
-
2021
-
april
- CP7/21 – Credit risk: The identification of the nature, severity, and duration of an economic downturn for the purposes of Internal Ratings Based (IRB) models
- Joint PRA and FCA Statement on the FSB Peer Review on remuneration
- SS3/21 - Non-systemic UK banks: The Prudential Regulation Authority’s approach to new and growing banks
- PRA statement on the regulatory treatment of retail residential mortgage loans under the Mortgage Guarantee Scheme
- PRA statement on Remuneration Benchmarking and Remuneration High Earners reporting templates
- CP8/21 - Regulated fees and levies: Rates proposals 2021/22
- Solvency II: Supervisory disclosures, PRA’s supervisory approach and insurance regulations applicable in the UK year-end 2019
- august
- december
-
february
- CP5/21 - Implementation of Basel standards
- PRA statement on the definition of ‘higher paid material risk taker’
- PRA Statement on Covid-19 regulatory reporting amendments
- PRA statement on EBA Guidelines and EU Regulatory Technical Standards relating to approaches to credit risk following the end of the transition period
- PRA statement on supervisory benchmarking exercise relating to capital internal models
-
january
- PS4/21 | CP3/21 Depositor Protection: Identity verification
- PS5/21 | CP4/21 Financial Services Compensation Scheme – Management Expenses Levy Limit 2021/22
- CP2/21 - International banks: The PRA’s approach to branch and subsidiary supervision
- UK Deposit Takers Supervision Annual Conference for CEOs of the Non-Systemic UK Banks and Building Societies
- CP1/21 - Solvency II: Deep, liquid and transparent assessments, and GBP transition to SONIA
- july
- june
- march
- may
- november
- october
- september
-
april
- Banking supervisory disclosures: rules and guidance, options and discretions, SREP and aggregate statistical data
- Banking supervisory disclosures: rules and guidance, options and discretions, SREP, and aggregate statistical data
- Open PRA consultations and other requests for your feedback
- PRA Annual Report and Business Plan
- PRA’s approach to supervision of the banking and insurance sectors
-
regulatory-digest
- 2014
-
2015
- PRA Regulatory Digest - April 2015
- PRA Regulatory Digest - August 2015
- PRA Regulatory Digest - December 2015
- PRA Regulatory Digest - February 2015
- PRA Regulatory Digest - January 2015
- PRA Regulatory Digest - July 2015
- PRA Regulatory Digest - June 2015
- PRA Regulatory Digest - March 2015
- PRA Regulatory Digest - May 2015
- PRA Regulatory Digest - November 2015
- PRA Regulatory Digest - October 2015
- PRA Regulatory Digest - September 2015
-
2016
- PRA Regulatory Digest - April 2016
- PRA Regulatory Digest - August 2016
- PRA Regulatory Digest - December 2016
- PRA Regulatory Digest - February 2016
- PRA Regulatory Digest - January 2016
- PRA Regulatory Digest - July 2016
- PRA Regulatory Digest - June 2016
- PRA Regulatory Digest - March 2016
- PRA Regulatory Digest - May 2016
- PRA Regulatory Digest - November 2016
- PRA Regulatory Digest - October 2016
- PRA Regulatory Digest - September 2016
-
2017
- PRA Regulatory Digest - April 2017
- PRA Regulatory Digest - August 2017
- PRA Regulatory Digest - December 2017
- PRA Regulatory Digest - February 2017
- PRA Regulatory Digest - January 2017
- PRA Regulatory Digest - July 2017
- PRA Regulatory Digest - June 2017
- PRA Regulatory Digest - March 2017
- PRA Regulatory Digest - May 2017
- PRA Regulatory Digest - November 2017
- PRA Regulatory Digest - October 2017
- PRA Regulatory Digest - September 2017
-
2018
- PRA Regulatory Digest - April 2018
- PRA Regulatory Digest - August 2018
- PRA Regulatory Digest - December 2018
- PRA Regulatory Digest - February 2018
- PRA Regulatory Digest - January 2018
- PRA Regulatory Digest - July 2018
- PRA Regulatory Digest - June 2018
- PRA Regulatory Digest - March 2018
- PRA Regulatory Digest - May 2018
- PRA Regulatory Digest - November 2018
- PRA Regulatory Digest - October 2018
- PRA Regulatory Digest - September 2018
-
2019
- PRA Regulatory Digest - April 2019
- PRA Regulatory Digest - August 2019
- PRA Regulatory Digest - December 2019
- PRA Regulatory Digest - February 2019
- PRA Regulatory Digest - January 2019
- PRA Regulatory Digest - July 2019
- PRA Regulatory Digest - June 2019
- PRA Regulatory Digest - March 2019
- PRA Regulatory Digest - May 2019
- PRA Regulatory Digest - November 2019
- PRA Regulatory Digest - October 2019
- PRA Regulatory Digest - September 2019
-
2020
- PRA Regulatory Digest - April 2020
- PRA Regulatory Digest - August 2020
- PRA Regulatory Digest - December 2020
- PRA Regulatory Digest - February 2020
- PRA Regulatory Digest - January 2020
- PRA Regulatory Digest - July 2020
- PRA Regulatory Digest - June 2020
- PRA Regulatory Digest - March 2020
- PRA Regulatory Digest - May 2020
- PRA Regulatory Digest - November 2020
- PRA Regulatory Digest - October 2020
- PRA Regulatory Digest - September 2020
- 2021
- Regulatory reporting
- Our competition objective
- Supervision
- Upcoming prudential regulation communications
- Whistleblowing and the Prudential Regulation Authority
-
Authorisations
Documents
-
prudential-regulation
-
approach
- The PRA's approach to banking supervision 2012 (pdf 1.1MB)
- The PRA's approach to banking supervision 2013 (pdf 0.9MB)
- The PRA's approach to banking supervision 2014 (pdf 1.4MB)
- The PRA’s approach to banking supervision 2016 (pdf 1.7MB)
- The PRA’s approach to banking supervision 2018 (pdf 1MB)
- The PRA's approach to insurance supervision 2012 (pdf 1.1MB)
- The PRA's approach to insurance supervision 2013 (pdf 1MB)
- The PRA's approach to insurance supervision 2014 (pdf 1.4MB)
- The PRA's approach to insurance supervision 2016 (pdf 1.9MB)
- The PRA’s approach to insurance supervision 2018 (pdf 1MB)
-
authorisations
- PRA Authorisations Performance Report 2016/17 (pdf 0.1MB)
- cancellations
-
capital-requirements-regulation-permissions
- Supplementary application form: CRR Article 77/78 (pdf 0.5MB)
- Approval of new Common Equity Tier 1 capital instruments under CRR Article 26(3) (pdf 0.1MB)
- Calculation of the overall net foreign exchange position: CRR Article 352(2) (pdf 0.2MB)
- calculation of the overall net foreign exchange position guidance on completion of template (pdf 0.1MB)
- CET1 application - 1 April 2020 (pdf 0.1MB)
- CRR Core UK Group template (pdf 0.8MB)
- CRR Non-core criteria template (pdf 0.8MB)
- CRR Core UK group template July 2018 (pdf 0.2MB)
- CRR non core large exposures group template July 2018 (pdf 0.3MB)
- CRR Permission application form (pdf 0.4MB)
- CRR Permission - Application Form (pdf 0.8MB)
- CRR Article 8.2 information requirements (pdf 0.2MB)
- Delta Calculation, applications of standardised approach: CRR Articles 329, 352(1) and 358 (pdf 0.3MB)
- Inclusion of interim or year-end profits in Common Equity Tier 1 capital under Article 26(2) (pdf 0.2MB)
- Individual Consolidation Method application form (pdf 0.3MB)
- Individual consolidation under CRR Article 9 (pdf 0.1MB)
- Interest rate on derivative instruments: CRR Article 331 (pdf 0.2MB)
- Interest Rate Risk on Derivative Instrument - CRR Article 331 Template (pdf 0.1MB)
- Internal ratings based approach CRR permission application pack (pdf 0.6MB)
- Intragroup exposures applications: CRR Articles 113(6), 400(2)(c), 400(2)(g)-(h) and the leverage ratio Delegated Act Article 429(7) (pdf 0.2MB)
- Liquidity sub-groups under CRR Article 8 (pdf 0.1MB)
- Own estimates for volatility adjustments guidance on completion of template (pdf 0.1MB)
- Own estimates for volatility adjustments: CRR Article 225 (pdf 0.2MB)
- PRA pre-issuance notification form for CRR firms (pdf 0.1MB)
- Pro-forma for the notification of changes to IRB, IMM and IMA permissions under the CRR (pdf 0.4MB)
- Self Assessment form (doc 0.1MB)
-
change-in-control
- Change in control: frequently asked questions (pdf 0.3MB)
- Change in control quick reference guide (pdf 0.3MB)
- Form used by a limited company or limited liability partnership (pdf 1.2MB)
- Form to be used by a person in their capacity as an investment manager (pdf 0.4MB)
- Form to be used by an individual (other than in that individual's capacity) as a trustee, settler or beneficiary of a trust (pdf 1.3MB)
- Form for a firm undertaking an internal reorganisation (doc 0.2MB)
- Form to be used by a partnership (pdf 1.2MB)
- PRA Direction notice, 16 December 2015 (pdf 1MB)
- PRA Direction notice, 18 September 2015 (pdf 0.6MB)
- Form to be used by a person in their capacity as a trustee, settler or beneficiary of a trust (pdf 1.7MB)
- holding-company-approvals
-
insurance-special-purpose-vehicles
- ISPV FAQs (pdf 0.4MB)
- Application form for insurance special purpose vehicles (ISPVs) (pdf 0.7MB)
- ISPV VoP Application Form (pdf 0.5MB)
- MISPV Group of Cells Notification Form (pdf 0.8MB)
- MISPV group of cells notification form Jan 19 (pdf 0.3MB)
- MISPV New Risk Assumption Notification Form (pdf 1.4MB)
- MISPV new risk assumption notification form Jan 19 (pdf 0.9MB)
- MISPV new risk assumption notification form May 2020 (pdf 0.4MB)
- Application form for insurance special purpose vehicles (ISPVs) - notes (pdf 0.5MB)
- intra-group-financial-support
-
new-firm-authorisation
- Application form for banks - notes (pdf 0.4MB)
- BEEDS portal user guide (pdf 0.4MB)
- BEEDS quick reference guide (pdf 0.1MB)
- New firm authorisation - supporting documents required for credit union applications (pdf 0.2MB)
- PRA direction notice 16 December 2015 (pdf 0.4MB)
- PRA direction notice 18 September 2015 (pdf 0.3MB)
- Supplement for Lloyd's managing agents (doc 0.2MB)
- Supplement for Lloyd's managing agents - notes (doc 0.2MB)
-
passporting
- Branch Notification Form (pdf 0.3MB)
- Branch notification form (pdf 1.1MB)
- Branch notification form Jan 2019 (pdf 0.5MB)
- Cross-Border Services Notification Form (pdf 0.3MB)
- Cross border service notification form (pdf 0.9MB)
- Cross border services notification form Jan 19 (pdf 0.9MB)
- Passporting declaration January 19 (pdf 0.4MB)
- Passporting Declaration (pdf 0.6MB)
- Passporting FAQs (pdf 0.1MB)
-
senior-managers-and-senior-insurance-managers-regimes-approvals
- ESMA template (pdf 0.1MB)
- ps2020form-b (pdf 0.3MB)
- ps2020form-c (pdf 0.7MB)
- ps2020form-d (pdf 1.1MB)
- ps2020form-e (pdf 0.8MB)
- Form I July 2018 (pdf 0.8MB)
- Form J July 2018 (pdf 0.6MB)
- Form L - January 2021 (pdf 0.5MB)
- Form L July 2018 (pdf 2MB)
- Form M July 2018 (pdf 0.8MB)
- Internal transfer of an approved person for large non directive insurers only (pdf 0.6MB)
- Internal transfer of an approved person for small non-directive insurers only (pdf 0.7MB)
- Internal transfer of an approved person (for Solvency II firms only) (pdf 1MB)
- Long form A July 2018 (pdf 2MB)
- ps2020long-form-a (pdf 1.3MB)
- Long Form A – UK Relevant Authorised Persons and Third Country Relevant Authorised Persons only (pdf 1.1MB)
- Long Form A – Solvency II firms only (pdf 1.2MB)
- MiFID Article 4 SMR information form (pdf 0.3MB)
- Insurers - Form B - Notice to withdraw an application to perform controlled functions (pdf 0.6MB)
- Insurers - Form C - Notice of ceasing to perform controlled functions (pdf 0.7MB)
- Insurers - Form D - Notification of changes in personal information or application details (pdf 0.9MB)
- Insurers - Form M - Notification of non SIMF Appointment (pdf 0.7MB)
- Large NDF - Form A Long - Application to perform controlled functions (pdf 1.3MB)
- Large NDF - Scope of Responsibilities (pdf 0.8MB)
- Large NDF - Form A Short - Application to perform controlled functions (pdf 0.9MB)
- Small NDF - Form A Long - Application to perform controlled functions (pdf 1.3MB)
- Small NDF - Scope of Responsibilities (pdf 0.8MB)
- Small NDF -Form A Short - Application to perform controlled functions (pdf 0.8MB)
- Solvency II - Scope of Responsibilities (pdf 0.8MB)
- Solvency II - Form A Short - Application to perform controlled functions (pdf 0.7MB)
- RAPs - Form B - Notice to withdraw an application to perform controlled functions (pdf 0.6MB)
- RAPs - Form C - Notice of ceasing to perform controlled functions (pdf 0.8MB)
- RAPs - Form D - Changes to personal information/application details and conduct breaches/disciplinary action related to conduct (pdf 1.1MB)
- RAPs - Form E - Internal transfer of an approved person (pdf 1MB)
- RAPs - Form I - Application for the variation of a conditional approval for the performance of a Senior Management Function (pdf 0.6MB)
- RAPs - Form J - Notification of significant changes in responsibilities of a Senior Management Function Manager (pdf 0.5MB)
- RAPs - Form L - Notifications of disciplinary action in relation to an employee performing a certification function (pdf 0.6MB)
- RAPs - Form M - Notification of NED & KFH (pdf 0.7MB)
- RAPs - Form A Long - Application to perform controlled functions (pdf 1.2MB)
- RAPs - Form A Short - Application to perform controlled functions (pdf 0.4MB)
- RAPs - Statement of Responsibilities (pdf 0.9MB)
- senior managers raps statement of responsibilities june 2018 (pdf 1MB)
- Third Country RAPs - Statement of Responsibilities (pdf 0.8MB)
- senior managers third country raps statement of responsibilities june 2018 (pdf 1.1MB)
- ps2020short-form-a (pdf 0.7MB)
- Short Form A – UK Relevant Authorised Persons and Third Country Relevant Authorised Persons only (pdf 1.2MB)
- Short Form A - relevant authorised persons (pdf 0.6MB)
- SMR statement of responsibilities July 2018 (pdf 1.2MB)
- Senior Managers Regime: Statement of Responsibilities form - October 2020 (pdf 0.9MB)
- Senior Managers Regime: Statement of Responsibilities (pdf 1MB)
- Time Limited approval for Christopher Jay Porter to perform Senior Manager Function 4 (Chief Risk Function) at AGF Insurance Limited (pdf 0.4MB)
- Time Limited Approval For Christopher Walker to perform Senior Manager Function 2 (Chief Finance) at Liverpool Victoria Financial Services Limited, LV Protection Limited, Teachers Assurance Company Limited and Liverpool Victoria Life Company Limited (pdf 0.4MB)
- Time Limited Approval for Cuan Coulter to perform Senior Manager Function 19 (Head of Overseas Branch function) at State Street Bank and Trust Company London Branch (pdf 0.4MB)
- Time Limited Approval For David Richardson to perform Senior Manager Function 1 (Chief Executive) at Just Retirement Limited and Partnership Life Assurance Company Ltd (pdf 0.5MB)
- Time limited approvals for Dean Fensome to perform Senior Manager Function 1 (Chief Executive Officer) at Holmesdale Building Society (pdf 0.3MB)
- Time limited approval for Larne Barlow to perform Senior Manager Function 2 at Hanley Economic Building Society (pdf 0.3MB)
- Time limited approval for Nicholas Prettejohn to perform Senior Manager Function 10 (Chair of the Risk Committee) at Bank of Scotland plc and Lloyds Bank plc (pdf 0.3MB)
- Time Limited Approval for Paul Whittaker to perform Senior Manager Function 11 (Chair of the Audit Committee) at Berkshire Hathaway International Insurance Limited (pdf 0.3MB)
- Time limited approval for Timothy Tracy Brooke to perform Senior Manager Function 9 (Chairman) at Monzo Bank Ltd (pdf 0.3MB)
- Time Limited Approval for Andrew Peter Conroy to perform Senior Manager Function 2 (Chief Finance Function) at Leeds Building Society (pdf 0.4MB)
- Temporary Permissions Regime and Supervised Run-Off – Application to perform a Senior Management Function (pdf 0.3MB)
- Senior Managers Regime: Statement of Responsibilities for individuals performing (or applying to perform) Senior Management Functions under the Temporary Permissions Regime or Supervised Run-Off (pdf 0.4MB)
-
solvency-ii-approvals
- Ancillary own funds (SI Reg 44) (pdf 0.2MB)
- Application form: Solvency II approval (docx 0.1MB)
- Exclusions verification (SI Reg 41) (pdf 0.2MB)
- Internal models including major change applications (SI Reg 48) (pdf 0.3MB)
- Joint approval for third country branches (SI Reg 50) (pdf 0.2MB)
- Matching adjustment (SI Reg 42) (pdf 0.2MB)
- Matching adjustment cash flow tests (pdf 0.3MB)
- Own funds items on the list (SI Reg 46) (pdf 0.2MB)
- Supervision of group solvency for groups with centralised risk management (SI Reg 52) (pdf 0.2MB)
- Supplementary information for applications for supervision of group solvency for groups with centralised risk management (docx 0.1MB)
- SHOWING NOT LINKED - Supplementary information for applications to apply the matching adjustment (docx 0.1MB)
- SHOWING NOT LINKED - Supplementary information for applications to apply the volatility adjustment (docx 0.1MB)
- SHOWING NOT LINKED - Supplementary information for applications to use ancillary own fund items (docx 0.1MB)
- SHOWING NOT LINKED - Supplementary information for applications to use undertaking specific parameters (for solos and groups) (docx 0.1MB)
- SHOWING NOT LINKED - Supplementary information for applications to apply for the transitional measure on technical provisions (docx 0.1MB)
- Transitional measures - risk-free interest rate (SI Reg 53) (pdf 0.2MB)
- Transitional measures - technical provisions (SI Reg 54) (pdf 0.2MB)
- Undertaking specific parameters (SI Reg 47) (pdf 0.2MB)
- Volatility adjustment (SI Reg 43) (pdf 0.2MB)
- Standing data form Jan 19 (pdf 0.8MB)
- structural-reform-approvals
- variation-of-permissions
-
waivers-and-modifications-of-rules
- Direction for modification by consent of 5.1 to 5.5 of the Capital Buffers Part of the PRA Rulebook (pdf 0.5MB)
- Direction for Modification by Consent of PRA Rulebook Solvency II Transitional Measures 3.1 (pdf 0.1MB)
- Direction for modification by consent of final reporting rules in PS18/17 (pdf 0.6MB)
- Direction for modification by consent of 5 of Capital buffers part (pdf 0.8MB)
- Direction for modification by consent of regulatory reporting rules (pdf 0.8MB)
- Direction for Modification by Consent of SUP 16.12.5R (Note 5); SUP 16.12.11BR (Note 3); SUP 16.12.15BR (Note 3); SUP 16.12.22CR (Note 3); and SUP 16.12.25CR (Note 3) (pdf 0.7MB)
- Direction for variation to previous Modifications by Consent to Leverage Ratio rule 1.2, Public Disclosure rule 1.1 and Reporting Leverage Ratio rule 1.2 (pdf 0.7MB)
- Direction for modification by consent of the Reporting Frequencies for Submission of Data Items Part of the PRA Rulebook (pdf 0.3MB)
- Entities excluded from the scope of group supervision (Group Supervision 2.2) (pdf 0.1MB)
- FGD supplementary form (pdf 0.2MB)
- Financial conglomerates waivers (Financial Conglomerates 2.1) (pdf 0.4MB)
- Group choice of SCR calculation method (Group Supervision 7.1) (pdf 0.1MB)
- Group SCR or other measures for non-equivalent groups (Group Supervision 20.1 - 2.04) (pdf 0.2MB)
- Modification by consent for Insolvent Insurers and Direction for modification by consent for Insolvent Insurers (pdf 0.3MB)
- Direction for modification by consent in relation to the Help to Buy Scheme (pdf 0.4MB)
- MBC in conjunction with Voluntary Requirements (pdf 0.4MB)
- Modification by consent of Fitness and Propriety 2.7 (pdf 0.1MB)
- Direction for modification by consent of Fitness and Propriety 2.7 (pdf 0.1MB)
- Model direction modifying a PRA rule on minimum provisioning requirements (pdf 0.6MB)
- Modification by consent of Solvency II (pdf 0.3MB)
- Modification by consent of Solvency II direction (pdf 0.6MB)
- Modification direction (pdf 0.1MB)
- Modification Direction (pdf 0.7MB)
- Modification by consent exclusion of bbls direction (pdf 0.4MB)
- Modification by consent of exclusion of bbls from calculation of total exposure measure leverage ratio (pdf 0.3MB)
- Modification by consent of the Leverage Ratio direction (pdf 0.4MB)
- Modification by Consent of CRR Firms – Leverage Ratio rule 1.2, Public Disclosure rule 1.1 and Reporting Leverage Ratio rule 1.2 (pdf 1.2MB)
- Modification by consent of definition of capital rules 7.1 and 7.5 (pdf 0.3MB)
- Direction for modification by consent of definition of capital rules 7.1 and 7.5 (pdf 0.3MB)
- Modification by consent of final reporting rules in PS18/17 (pdf 0.6MB)
- Modification by Consent of Non-Solvency II firms - Senior Insurance Management Functions Part of the PRA Rulebook (pdf 0.8MB)
- Modification by consent of regulatory reporting rules (pdf 0.7MB)
- Modification by Consent of Solvency II Reporting Rules for National Specific Templates (pdf 0.1MB)
- Modification by Consent of Solvency II Group Supervision Rules (pdf 0.2MB)
- Modification by Consent of Solvency II Group Supervision Rule Direction (pdf 0.1MB)
- Modification by Consent of SUP 16.12.5R (Note 5); SUP 16.12.11BR (Note 3); SUP 16.12.15BR (Note 3); SUP 16.12.22CR (Note 3); and SUP 16.12.25CR (Note 3) (pdf 0.6MB)
- PRA RULEBOOK: CRR FIRMS: RESOLUTION ASSESSMENT (pdf 0.1MB)
- Direction for modification by consent to Rule 3.11 of the Credit Unions Part of the PRA Rulebook (pdf 0.6MB)
- Modification direction (pdf 0.1MB)
- Modification direction Jan 18 (pdf 0.2MB)
- Modification by consent of the calculation of the total exposure measure of the Leverage Ratio (pdf 0.4MB)
- Non-disclosure of information in solvency and financial condition report (Reporting 3.2) (pdf 0.1MB)
- Questionnaire on modification of rule relating to quarterly reporting and group supervision (docx 0.1MB)
- Single group own risk and solvency assessment report (Group Supervision 17.2) (pdf 0.1MB)
- Single group solvency and financial condition report (Group Supervision 18.1) (pdf 0.2MB)
- Waiver - Application Form (pdf 0.8MB)
- Supplementary information for applications for a single own risk and solvency assessment report (docx 0.1MB)
- Supplementary information for applications for a single solvency and financial condition report (docx 0.1MB)
- Supplementary information for applications for non-disclosure of information in the solvency and financial condition report (docx 0.1MB)
- Supplementary information for applications relating to group solvency calculation method (docx 0.1MB)
- Supplementary information for applications to use exclusion from scope (docx 0.1MB)
- Variation to previous Modifications by Consent to Leverage Ratio rule 1.2, Public Disclosure rule 1.1 and Reporting Leverage Ratio rule 1.2 (pdf 0.7MB)
- VREQ Capital Buffers and Pillar 2A model requirements (pdf 0.4MB)
- Voluntary Requirement – Capital Buffers and Pillar 2A Model Requirements (pdf 1.2MB)
- Voluntary Requirement - Capital Buffer and Pillar 2A Model Requirements (pdf 1.2MB)
- Additional Leverage Ratio Buffer Model Requirements - December 2020 (pdf 0.9MB)
- Voluntary Requirement – Capital Buffers and Pillar 2A Model Requirements - January 2021 (pdf 0.3MB)
- Waiver direction (pdf 0.1MB)
- Direction for waiver by consent of the Continuity of Access rules – September 2019 (pdf 0.2MB)
- Waiver by consent of the Continuity of Access rules – September 2019 (pdf 0.3MB)
- Waiver Direction (pdf 0.1MB)
- Waivers direction Dec 16 (pdf 0.1MB)
-
which-firms-does-the-pra-regulate
- 2016
-
2017
- List of designated firms - December 2017 (pdf 0.1MB)
- List of authorised insurers
- List of Banks
-
List of Building Societies
- List of building societies - December 2017 (pdf 0.1MB)
- List of building societies - August 2017 (pdf 0.1MB)
- List of building societies - July 2017 (pdf 0.1MB)
- List of building societies - November 2017 (pdf 0.1MB)
- List of building societies - October 2017 (pdf 0.1MB)
- List of building societies - September 2017 (pdf 0.1MB)
-
2018
- List of designated firms: December 2018 (pdf 0.1MB)
- List of authorised credit unions
-
List of authorised insurers
- List of EEA authorised insurers - January 2018 (pdf 0.7MB)
- List of EEA authorised insurers - July 2018 (pdf 4.9MB)
- List of EEA authorised insurers - October 2018 (pdf 4.1MB)
- List of UK authorised insurers - January 2018 (pdf 0.3MB)
- List of UK authorised insurers - July 2018 (pdf 1.9MB)
- List of UK authorised insurers - October 2018 (pdf 1.9MB)
-
List of Banks
- List of Banks - June 2018 (pdf 0.1MB)
- List of Banks - August 2018 (pdf 0.1MB)
- List of Banks - July 2018 (pdf 0.1MB)
- List of Banks - January 2018 (pdf 0.1MB)
- List of Banks - February 2018 (pdf 0.2MB)
- List of Banks - March 2018 (pdf 0.1MB)
- List of Banks - September 2018 (pdf 0.1MB)
- List of Banks - October 2018 (pdf 0.1MB)
- List of Banks - November 2018 (pdf 0.1MB)
- List of PRA-regulated banks: December 2018 (pdf 0.1MB)
- List of Banks - April 2018 (pdf 0.3MB)
- List of Banks - May 2018 (pdf 0.1MB)
-
List of Building Societies
- List of Building Societies - June 2018 (pdf 0.1MB)
- List of Building Societies - August 2018 (pdf 0.1MB)
- List of Building Societies - July 2018 (pdf 0.1MB)
- List of Building Societies - January 2018 (pdf 0.1MB)
- List of Building Societies - March 2018 (pdf 0.1MB)
- List of Building Societies - September 2018 (pdf 0.1MB)
- List of Building Societies - October 2018 (pdf 0.1MB)
- List of Building Societies - February 2018 (pdf 0.1MB)
- List of Building Societies - April 2018 (pdf 0.1MB)
- List of Building societies - May 2018 (pdf 0.1MB)
- List of Building Societies - November 2018 (pdf 0.1MB)
- List of PRA-regulated building societies: December 2018 (pdf 0.1MB)
-
2019
- List of designated firms: December 2019 (pdf 0.1MB)
- List of Banking Brands - December 2019 (pdf 0.4MB)
- List of Building Societies Brands - December 2019 (pdf 0.1MB)
- List of Banking Brands - September 2019 (pdf 0.4MB)
- List of Building Societies Brands - September 2019 (pdf 0.4MB)
- List of authorised credit unions
-
List of authorised insurers
- List of EEA authorised insurers - January 2019 (pdf 5MB)
- List of EEA authorised insurers - April 2019 (pdf 4.2MB)
- List of EEA Authorised Insurers - July 2019 (pdf 4.1MB)
- List of EEA authorised insurers - October 2019 (pdf 0.9MB)
- List of UK Authorised Insurers - April 2019 (pdf 1.8MB)
- List of UK Authorised Insurers - July 2019 (pdf 1.7MB)
- List of UK authorised insurers - October 2019 (pdf 0.4MB)
- List of UK Authorised Insurers: January 2019 (pdf 1.8MB)
-
List of Banks
- List of PRA-regulated banks: January 2019 (pdf 0.1MB)
- List of PRA-regulated banks: July 2019 (pdf 0.1MB)
- List of PRA-regulated banks: September 2019 (pdf 0.1MB)
- List of PRA-regulated banks: October 2019 (pdf 0.1MB)
- List of PRA-regulated banks: August 2019 (pdf 0.1MB)
- List of PRA-regulated Banks: December 2019 (pdf 0.1MB)
- List of PRA-regulated banks: February 2019 (pdf 0.1MB)
- List of PRA-regulated banks: March 2019 (pdf 0.1MB)
- List of PRA-regulated banks: April 2019 (pdf 0.1MB)
- List of PRA-regulated banks: May 2019 (pdf 0.1MB)
- List of PRA-regulated banks: June 2019 (pdf 0.1MB)
-
List of Building Societies
- List of PRA-regulated building societies: January 2019 (pdf 0.1MB)
- List of PRA-regulated building societies: June 2019 (pdf 0.1MB)
- List of PRA-regulated building societies - July 2019 (pdf 0.1MB)
- List of PRA-regulated building societies: October 2019 (pdf 0.1MB)
- List of PRA-regulated building societies: September 2019 (pdf 0.1MB)
- List of PRA-regulated building societies: August 2019 (pdf 0.1MB)
- List of PRA-regulated building societies: December 2019 (pdf 0.1MB)
- List of PRA-regulated building societies: February 2019 (pdf 0.1MB)
- List of PRA-regulated building societies: March 2019 (pdf 0.1MB)
- List of PRA-regulated building societies: April 2019 (pdf 0.1MB)
- List of PRA-regulated building societies: May 2019 (pdf 0.2MB)
- List of ring-fenced bodies as at 1 January 2019 (pdf 0.1MB)
-
2020
- List of Banking Brands - March 2020 (pdf 0.4MB)
- List of Building Societies Brands - March 2020 (pdf 0.1MB)
- List of authorised credit unions
-
List of authorised insurers
- List of EEA authorised insurers - April 2020 (pdf 0.9MB)
- List of EEA authorised insurers - January 2020 (pdf 4.2MB)
- List of EEA authorised insurers - July 2020 (pdf 4.1MB)
- List of EEA authorised insurers - October 2020 (pdf 4.3MB)
- List of UK authorised insurers - April 2020 (pdf 0.4MB)
- List of UK authorised insurers - January 2020 (pdf 1.7MB)
- List of UK authorised insurers - July 2020 (pdf 1.7MB)
- List of UK authorised insurers - October 2020 (pdf 1.6MB)
-
List of Banks
- List of PRA-regulated Banks - May 2020 (pdf 0.1MB)
- List of PRA-regulated Banks - July 2020 (pdf 0.1MB)
- List of PRA-regulated Banks - September 2020 (pdf 0.1MB)
- List of PRA-regulated Banks - October 2020 (pdf 0.1MB)
- List of PRA-regulated Banks - November 2020 (pdf 0.1MB)
- List of PRA-regulated Banks - April 2020 (pdf 0.1MB)
- List of PRA-regulated Banks - January 2020 (pdf 0.1MB)
- List of PRA-regulated Banks - February 2020 (pdf 0.1MB)
- List of PRA-regulated Banks - June 2020 (pdf 0.1MB)
- List of PRA-regulated Banks - August 2020 (pdf 0.2MB)
- List of PRA-regulated Banks - December 2020 (pdf 0.1MB)
- List of PRA-regulated Banks - August 2020 (pdf 1.3MB)
- List of PRA-regulated Banks - March 2020 (pdf 0.1MB)
-
List of Building Societies
- List of PRA-regulated Building Societies - January 2020 (pdf 0.1MB)
- List of PRA-regulated Building Societies - April 2020 (pdf 0.1MB)
- List of PRA-regulated Building Societies - May 2020 (pdf 0.1MB)
- List of PRA-regulated Building Societies - July 2020 (pdf 0.1MB)
- List of PRA-regulated Building Societies - February 2020 (pdf 0.1MB)
- List of PRA-regulated Building Societies - June 2020 (pdf 0.1MB)
- List of PRA-regulated Building Societies - August 2020 (pdf 0.1MB)
- List of PRA-regulated Building Societies - September 2020 (pdf 0.1MB)
- List of PRA-regulated Building Societies - October 2020 (pdf 0.1MB)
- List of PRA-regulated Building Societies - November 2020 (pdf 0.1MB)
- List of PRA-regulated Building Societies - December 2020 (pdf 0.1MB)
- List of PRA-regulated Building Societies - March 2020 (pdf 0.1MB)
- List of Banking Brands - July 2020 (pdf 0.4MB)
- List of Building Societies Brands - July 2020 (pdf 0.1MB)
- List of ring-fenced bodies as at 1 January 2020 (pdf 0.2MB)
-
2021
- List of designated firms: January 2021 (pdf 0.1MB)
-
List of authorised insurers
- List of SRO authorised insurers - April 2021 (pdf 0.3MB)
- List of SRO authorised insurers – January 2021 (pdf 0.3MB)
- List of TPR authorised insurers - April 2021 (pdf 1MB)
- List of TPR authorised insurers – January 2021 (pdf 1MB)
- List of UK authorised insurers - April 2021 (pdf 1.6MB)
- List of UK authorised insurers – January 2021 (pdf 1.6MB)
- List of Banks
- List of Building Societies
- List of authorised credit unions
- List of Banking Brands – January 2021 (pdf 0.9MB)
- List of Building Societies Brands – January 2021 (pdf 0.5MB)
- Application to the PRA for confirmation of transfer of business to a company (pdf 0.2MB)
- Decision by the Prudential Regulation Authority on the Application of Liverpool Victoria Friendly Society to convert to Liverpool Victoria Financial (pdf 0.6MB)
- Decision by the Prudential Regulation Authority on the Application of Civil Service Healthcare Society Limited (pdf 0.4MB)
- Form of application to the Authority for confirmation of an amalgamation (pdf 0.2MB)
- Form of application to the Authority for confirmation of transfer of engagements (transferee society) (pdf 0.2MB)
- Form of application to the Authority for confirmation of transfer of engagements (transferor society) (pdf 0.2MB)
- Illustrative structure for a transfer document (pdf 0.2MB)
- Kingston Unity Friendly Society transfer of engagements decision (pdf 0.4MB)
- Nottingham Building Society - Shepshed Building Society merger confirmation decision (pdf 0.1MB)
- Police mutual transfer of engagements decision notice (pdf 0.4MB)
- Pro-forma (pdf 0.2MB)
- Pro forma merger document (pdf 0.4MB)
- Pro forma notice of, and applications for, confirmation of amalgamation (pdf 0.2MB)
- Progressive Building Society - City of Derry Building Society merger confirmation decision (pdf 0.2MB)
- Skipton Building Society – Holmesdale Building Society merger confirmation decision (pdf 0.2MB)
-
consultation-paper
-
2012
- Designation of investment firms for prudential supervision by the PRA - background paper (pdf 0.4MB)
- Designation of investment firms for prudential supervision by the PRA: consultation on a draft policy statement (pdf 0.1MB)
- Power of Direction Over Qualifying Parent Undertakings by the PRA: consultation on a draft policy (pdf 0.1MB)
-
2013
- Prudential Regulation Authority fees and levies: policy proposals for 2014/15 - CP10/13 (pdf 0.2MB)
- Credit risk: internal ratings based approaches - CP4/13 (pdf 0.2MB)
- Strengthening capital standards: implementing CRD IV - CP5/13 (pdf 2.2MB)
- Schemes of arrangement by general insurance firms - CP6/13 (pdf 0.1MB)
- Capital extractions by run-off firms within the general insurance sector - CP7/13 (pdf 0.1MB)
- Occasional Consultation Paper - CP8/13 (pdf 0.8MB)
- Solvency II: EIOPA's preparatory guidelines to PRA-authorised firms - CP9/13 (pdf 0.2MB)
- Prudential Regulation Authority Regulated fees and levies: rates proposals 2013/14 (pdf 0.2MB)
-
2014
- Valuation risk for insurers - CP10/14 (pdf 0.1MB)
- Implementing the FPC's recommendation on loan to income ratios in mortgage lending - CP11/14 (pdf 0.8MB)
- Financial Services Compensation Scheme: management expenses levy limit 2014/15 - CP1/14 (pdf 1.2MB)
- CRD IV: updates for credit risk mitigation, credit risk, governance and market risk - CP12/14 (pdf 1MB)
- Implementing the Bank Recovery and Resolution Directive - CP13/14 (pdf 0.8MB)
- Strengthening accountability in banking: a new regulatory framework for individuals - CP14/14 (pdf 2MB)
- Cost Benefit Analysis of New Regime for Individual Accountability and Remuneration - Final Report (pdf 1.4MB)
- Strengthening the alignment of risk and reward: new remuneration rules - CP15/14 (pdf 1.9MB)
- Transposition of Solvency II: Part 3 - CP16/14 (pdf 5.3MB)
- Transposition of Solvency II: Part 3 - CP16/14 Appendix 1 (pdf 3.9MB)
- Transposition of Solvency II: Part 3 - CP16/14 Appendix 2 (pdf 0.4MB)
- Transposition of Solvency II: Part 3 - CP16/14 Appendix 3 (pdf 0.1MB)
- CRD IV: data collection on remuneration practices - CP17/14 (pdf 0.6MB)
- CRD IV: compliance with the EBA's Guidelines on disclosure of encumbered and - CP18/14 (pdf 0.3MB)
- The implementation of ring-fencing: consultation on legal structure, governance and the - CP19/14 (pdf 0.5MB)
- Depositor Protection - CP20/14 (pdf 0.7MB)
- Policyholder Protection - CP21/14 (pdf 0.6MB)
- The PRA Rulebook - CP2/14 (pdf 1.8MB)
- The PRA's approach to with-profits insurance business - CP22/14 (pdf 0.4MB)
- Solvency II approvals - CP23/14 (pdf 1.5MB)
- Solvency II: further measures for implementation - CP24/14 (pdf 0.5MB)
- The PRA Rulebook: Part 2 - CP25/14 (pdf 2.1MB)
- The PRA Rulebook: Part 2 - CP25/14 Appendix 1a (pdf 0.1MB)
- The PRA Rulebook: Part 2 - CP25/14 Appendix 1b (pdf 0.1MB)
- The PRA Rulebook: Part 2 - CP25/14 Appendix 1c (pdf 0.1MB)
- The PRA Rulebook: Part 2 - CP25/14 Appendix 1d (pdf 0.1MB)
- The PRA Rulebook: Part 2 - CP25/14 Appendix 1e (pdf 0.1MB)
- The PRA Rulebook: Part 2 - CP25/14 Appendix 1f (pdf 0.1MB)
- The PRA Rulebook: Part 2 - CP25/14 Appendix 1g (pdf 0.1MB)
- The PRA Rulebook: Part 2 - CP25/14 Appendix 2a (pdf 0.1MB)
- The PRA Rulebook: Part 2 - CP25/14 Appendix 2b (pdf 0.1MB)
- The PRA Rulebook: Part 2 - CP25/14 Appendix 2c (pdf 0.6MB)
- The PRA Rulebook: Part 2 - CP25/14 Appendix 2d (pdf 0.4MB)
- The PRA Rulebook: Part 2 - CP25/14 Appendix 2e (pdf 0.2MB)
- The PRA Rulebook: Part 2 - CP25/14 Appendix 3 (pdf 0.2MB)
- Senior insurance managers regime: a new regulatory framework for individuals - CP26/14 (pdf 1.7MB)
- CRD IV: Liquidity - CP27/14 (pdf 1.1MB)
- Strengthening accountability in banking: forms, consequential and transitional aspects - CP28/14 (pdf 3.5MB)
- Solvency II: recognition of deferred tax - CP3/14 (pdf 0.2MB)
- Supervising International Banks: the PRA's approach to branch supervision - CP4/14 (pdf 0.5MB)
- Occasional Consultation Paper - CP5/14 (pdf 0.3MB)
- Clawback - CP6/14 (pdf 0.3MB)
- Solvency II: calculation of technical provisions and the use of internal models for - CP7/14 (pdf 0.2MB)
- Regulated fees and levies - CP8/14 (pdf 0.3MB)
- Subordinated guarantees and the quality of capital for insurers - CP9/14 (pdf 0.3MB)
- Ensuring operational continuity in resolution - DP1/14 (pdf 0.3MB)
-
2015
- PRA Rulebook: Administration Instrument (No. [2]) 2015 - CP32/15 (pdf 0.4MB)
- Handbook administration instrument (No. 1) 2015 (pdf 0.1MB)
- PRA rulebook: Administration instrument (No1) 2015 (pdf 0.4MB)
- PRA Rulebook: Administration Instrument (No. [2]) 2015 (pdf 0.4MB)
- Regulated fees and levies: rates proposals 2015/16 - CP10/15 (pdf 0.6MB)
- Solvency II: supervisory approval for the volatility adjustment - CP11/15 (pdf 0.6MB)
- Assessing capital adequacy under Pillar 2 - CP1/15 (pdf 1.4MB)
- Assessing capital adequacy under Pillar 2 - CP1/15 - Concentration Risk GN (pdf 0.1MB)
- Assessing capital adequacy under Pillar 2 - CP1/15 - Credit Risk GN (pdf 0.1MB)
- Assessing capital adequacy under Pillar 2 - CP1/15 - Credit Risk Internal Ratings Based Approach (pdf 0.1MB)
- Assessing capital adequacy under Pillar 2 - CP1/15 - Firm information and summary assessment GN (pdf 0.1MB)
- Assessing capital adequacy under Pillar 2 - CP1/15 - guidance on terms used (pdf 0.1MB)
- Assessing capital adequacy under Pillar 2 - CP1/15 - Market Risk GN (pdf 0.2MB)
- Assessing capital adequacy under Pillar 2 - CP1/15 - Operational Risk GN (pdf 0.1MB)
- Assessing capital adequacy under Pillar 2 - CP1/15 - Pension Risk GN (pdf 0.1MB)
- Assessing capital adequacy under Pillar 2 - CP1/15 - Pillar 2 Guidance Notes (pdf 0.4MB)
- Assessing capital adequacy under Pillar 2 - CP1/15 - Reporting schedule (pdf 0.1MB)
- Senior Insurance Managers Regime: a streamlined approach for non-Solvency II firms - CP12/15 (pdf 1.1MB)
- Changes to the Approved Persons Regime for Solvency II firms - FCA (CP15/16) and PRA (CP13/15) (pdf 3.6MB)
- Solvency II: treatment of sovereign debt in internal models - CP14/15 (pdf 0.4MB)
- Depositor and dormant account protection - further amendments - CP15/15 (pdf 0.9MB)
- Solvency II: consistency of UK generally accepted accounting principles with the - CP16/15 (pdf 1.5MB)
- The PRA Rulebook: Part 3 - CP17/15 (pdf 3MB)
- PRA RULEBOOK: PASSPORTING INSTRUMENT [YEAR] (pdf 0.4MB)
- PRA RULEBOOK: REGULATORY REPORTING INSTRUMENT [YEAR] (pdf 0.4MB)
- PRA RULEBOOK: REGULATORY REPORTING AMENDMENT INSTRUMENT [YEAR] (pdf 0.2MB)
- PRA RULEBOOK: CRR FIRMS: INTERNAL GOVERNANCE OF THIRD COUNTRY BRANCHES INSTRUMENT [YEAR] (pdf 0.1MB)
- PRA RULEBOOK: CRR FIRMS: REVERSE STRESS TESTING (AMENDMENT TO ICAA) INSTRUMENT [YEAR] (pdf 0.1MB)
- HANDBOOK (RULEBOOK CONSEQUENTIALS NO. 3) INSTRUMENT [YEAR] (pdf 0.1MB)
- PRA RULEBOOK: GLOSSARY INSTRUMENT (No. 2) [YEAR] (pdf 0.1MB)
- Draft Supervisory Statement | SS[x]/15 - Guidelines for completing regulatory reports (pdf 1.5MB)
- Internal governance of third country branches (pdf 0.1MB)
- The Internal Capital Adequacy Assessment Process (ICAAP) and the Supervisory Review (pdf 0.1MB)
- Internal governance (pdf 0.1MB)
- Corporate governance: Board responsibilities - CP18/15 (pdf 0.3MB)
- Contractual Stays in Financial Contracts Governed by Third-Country Law - CP19/15 (pdf 0.6MB)
- Solvency II: internal model reporting codes and components and life product codes - CP20/15 (pdf 0.3MB)
- Depositor and policyholder protection - technical amendments - CP21/15 (pdf 1.1MB)
- Financial Services Compensation Scheme - management expenses levy limit 2015/16 - CP2/15 (pdf 0.9MB)
- Reform of the legacy Credit Unions sourcebook - CP22/15 (pdf 0.8MB)
- Key resources - CP22/15 'Reform of the legacy Credit Unions sourcebook' (pdf 0.1MB)
- Depositor and dormant account protection - consequential amendments - CP23/15 (pdf 1.5MB)
- Implementing a UK leverage ratio framework - CP24/15 (pdf 2.1MB)
- Solvency II: Reporting and public disclosure - options provided to supervisory authorities - CP25/15 (pdf 0.8MB)
- The SIMR: implementation proposals for non-Solvency II firms - CP26/15 (pdf 0.3MB)
- The SIMR: implementation proposals for non-Solvency II firms - CP26/15 Appendix 2,3,4 (pdf 1MB)
- The SIMR: implementation proposals for non-Solvency II firms - CP26/15 Appendix 5 (pdf 0.6MB)
- The prudential regime for non-Solvency II insurance firms and consequential amendments - CP27/15 (pdf 0.3MB)
- The prudential regime for non-Solvency II insurance firms and consequential - CP27/15 Appendix 1,2,3 (pdf 1MB)
- The PRA Rulebook: Part 4 - CP28/15 (pdf 1.3MB)
- Occasional Consultation Paper - CP29/15 (pdf 1.2MB)
- Solvency II: applying EIOPA Set 2, System of Governance and ORSA Guidelines - CP30/15 (pdf 0.8MB)
- Solvency II: third-country insurance and pure reinsurance branches - CP31/15 (pdf 0.8MB)
- Solvency II: transitional measures and the treatment of participations - CP3/15 (pdf 0.4MB)
- The implementation of ring-fencing: the PRA?s approach to ring-fencing transfer schemes - CP33/15 (pdf 0.5MB)
- Implementing audit committee requirements under the revised Statutory Audit Directive - CP34/15 (pdf 0.7MB)
- Amendments to Various Forms - CP35/15 (pdf 0.6MB)
- Appendix 1: Forms amended with immediate effect under powers of direction - CP35/15 (pdf 5.1MB)
- Appendix 2: Draft Handbook text and PRA Rulebook text - proposed changes to forms made - CP35/15 (pdf 1.9MB)
- Strengthening accountability in banking and insurance: regulatory references - CP36/15 (pdf 2.6MB)
- The implementation of ring-fencing: prudential requirements, intragroup arrangements - CP37/15 (pdf 2.8MB)
- Ensuring operational continuity in resolution - CP38/15 (pdf 0.8MB)
- Addendum to Consultation Paper: Ensuring operational continuity in resolution - CP38/15 (pdf 0.7MB)
- The PRA's approach to identifying other systemically important institutions (O-SIIs) - CP39/15 (pdf 0.5MB)
- The PRA Rulebook: Fees - CP40/15 (pdf 0.7MB)
- Occasional Consultation Paper - CP41/15 (pdf 1.9MB)
- Depositor, dormant account and policyholder protection - amendments - CP4/15 (pdf 2MB)
- Capital extractions by run-off firms within the general insurance sector - CP42/15 (pdf 0.4MB)
- Solvency II: external audit of the public disclosure requirement - CP43/15 (pdf 0.7MB)
- The minimum requirement for own funds and eligible liabilities (MREL) - CP44/15 (pdf 0.6MB)
- Pillar 2: Update to reporting data items and instructions - CP45/15 (pdf 0.6MB)
- FSA071 - Instructions - CP45/15 (pdf 0.3MB)
- FSA072 - Instructions - CP45/15 (pdf 0.3MB)
- FSA073 - Instructions - CP45/15 (pdf 0.3MB)
- FSA074 - Instructions - CP45/15 (pdf 0.3MB)
- FSA075 - Instructions - CP45/15 (pdf 0.3MB)
- FSA076 - Instructions - CP45/15 (pdf 0.3MB)
- FSA077 - Instructions - CP45/15 (pdf 0.3MB)
- FSA078 - Instructions - CP45/15 (pdf 0.4MB)
- FSA079 - Instructions - CP45/15 (pdf 0.4MB)
- FSA080 - Instructions - CP45/15 (pdf 0.3MB)
- FSA081 - Instructions - CP45/15 (pdf 0.3MB)
- FSA082 - Instructions - CP45/15 (pdf 0.3MB)
- Solvency II: applying EIOPA's Set 1 Guidelines to PRA-authorised firms - CP5/15 (pdf 0.3MB)
- Whistleblowing in deposit-takers, PRA-designated investment firms and insurers - CP6/15 (pdf 1.3MB)
- Approach to non-executive directors in banking and Solvency II firms & Application of the - CP7/15 (pdf 1.9MB)
- Engagement between external auditors and supervisors and commencing the PRA's disciplinary - CP8/15 (pdf 1.1MB)
- Strengthening accountability in banking: UK branches of foreign banks - CP9/15 (pdf 2.5MB)
-
2016
- Regulated fees and levies: rates proposals 2016/17 – CP10/16 (pdf 0.8MB)
- Underwriting standards for buy-to-let mortgage contracts – CP11/16 (pdf 0.5MB)
- Underwriting standards for buy-to-let mortgage contracts - CP11/16 (pdf 0.5MB)
- Draft Supervisory Statement on Buy-to-let Underwriting Standards - presentation slides (pdf 0.3MB)
- Strengthening individual accountability in banking: amendments to notification rules and forms – CP1/16 (pdf 1.2MB)
- Supervising building societies’ treasury and lending activities – CP12/16 (pdf 0.9MB)
- Solvency II: Remuneration requirements - CP13/16 (pdf 0.9MB)
- Proposed Implementation of the Enforcement Review and the Green Report – CP14/16 (pdf 0.7MB)
- Recalculation of the ‘transitional measure on technical provisions’ under Solvency II - CP15/16 (pdf 0.5MB)
- Solvency II: matching adjustment - CP16/16 (pdf 0.5MB)
- Regulatory reporting of financial statements, forecast capital data and IFRS 9 - CP17/16 (pdf 0.9MB)
- Definitions for forecast balance sheet templates (PRA104 - PRA106) - CP17/16 (pdf 0.1MB)
- Notes on filling in data-points in the Capital+ CP17/16 PRA101 (pdf 0.5MB)
- Notes on filling in data-points in the Capital+ - CP17/16 PRA102 (pdf 0.5MB)
- Notes on filling in data-points in the Capital+ - CP17/16 PRA103 (pdf 0.4MB)
- Definitions for forecast profit or loss template (PRA107) - CP17/16 (pdf 0.1MB)
- Memorandum items (PRA 108) (pdf 0.2MB)
- Reporting requirements for non-Solvency II insurance firms - CP18/16 (pdf 1.4MB)
- PRA RULEBOOK: NON-SOLVENCY II FIRMS: FRIENDLY SOCIETY - REPORTING INSTRUMENT [YEAR] (pdf 0.5MB)
- Statement of solvency - general insurance business (pdf 1.3MB)
- PRA RULEBOOK: NON-SOLVENCY II FIRMS: FRIENDLY SOCIETY - REPORTING INSTRUMENT [YEAR] (pdf 0.1MB)
- FSC 2 - Return (pdf 0.3MB)
- PRA RULEBOOK: GLOSSARY AND INSURANCE CONSEQUENTIALS INSTRUMENT [YEAR] (pdf 0.2MB)
- Solvency II: Changes to internal models used by UK insurance firms - CP19/16 (pdf 0.5MB)
- Solvency II: consolidation of Directors' letters - CP20/16 (pdf 1MB)
- Pillar 2 liquidity - CP21/16 (pdf 0.7MB)
- Buy-outs of variable remuneration - CP2/16 (pdf 0.4MB)
- Solvency II: Monitoring model drift and standard formula SCR reporting for firms with an - CP22/16 (pdf 0.5MB)
- Solvency II: external audit of the public disclosure requirement - CP23/16 (pdf 0.7MB)
- Credit union regulatory reporting - CP24/16 (pdf 0.8MB)
- The implementation of ring-fencing: reporting and residual matters - CP25/16 (pdf 1.1MB)
- PRA109 Intragroup exposures - CP25/16 (pdf 0.3MB)
- PRA110 Intragroup funding - CP25/16 (pdf 0.3MB)
- PRA111 and PRA112: Intragroup financial reporting - core and detailed breakdowns - CP25/16 (pdf 0.3MB)
- PRA113 Joint and several liability arising from taxes - CP25/16 (pdf 0.3MB)
- PRA114 Excluded activity entities - CP25/16 (pdf 0.3MB)
- PRA115 Use of financial market infrastructures - CP25/16 (pdf 0.3MB)
- PRA116 Excluded activities and prohibitions - CP25/16 (pdf 0.4MB)
- Occasional Consultation Paper - CP26/16 (pdf 0.9MB)
- The PRA's implementation of the systemic risk buffer - CP27/16 (pdf 0.5MB)
- Ensuring operational continuity in resolution: reporting requirements - CP28/16 (pdf 0.8MB)
- Residential mortgage risk weights - CP29/16 (pdf 0.7MB)
- PRA fees and FSCS levies for insurers: proposals for a transitional approach in 2017/18 - CP30/16 (pdf 0.7MB)
- Solvency II: updates to SS25/15 and SS26/15 - CP31/16 (pdf 0.5MB)
- Proposed amendments to internal model outputs (non-life) instructions - CP31/16 (pdf 1.1MB)
- Occasional consultation paper - CP3/16 (pdf 0.6MB)
- Dealing with a market turning event in the general insurance sector - CP32/16 (pdf 0.6MB)
- The PRA's expectations on remuneration - CP33/16 (pdf 0.7MB)
- Strengthening accountability in banking and insurance: amendments and optimisations - CP34/16 (pdf 2.3MB)
- Draft instrument PRA RULEBOOK: CRR FIRMS, NON CRR FIRMS: SENIOR MANAGERS REGIME AMENDMENT - CP34/16 (pdf 0.3MB)
- Draft instrument PRA RULEBOOK: SOLVENCY II FIRMS, NON SOLVENCY II FIRMS: SENIOR INSURANCE - CP34/16 (pdf 0.5MB)
- Draft revised Supervisory Statement 28/15 - Strengthening individual accountability in - CP34/16 (pdf 0.6MB)
- Draft revised Supervisory Statement 35/15 - Strengthening individual accountability in - CP34/16 (pdf 0.5MB)
- Draft forms - CP34/16 (pdf 1MB)
- Strengthening accountability in banking and insurance: amendments and optimisations - CP34/16 (pdf 0.7MB)
- Whistleblowing in UK branches - CP35/16 (pdf 0.7MB)
- Occasional Consultation Paper - CP36/16 (pdf 1MB)
- Solvency II: group supervision - CP38/16 (pdf 0.5MB)
- Cyber insurance underwriting risk - CP39/16 (pdf 0.5MB)
- Solvency II: Reporting format of National Specific Templates and reporting clarifications - CP40/16 (pdf 0.6MB)
- National specific template Log NS.00 - Content of the submission & Basic Information (pdf 0.2MB)
- National specific template Log NS.01 - with-profits value of bonus (pdf 0.2MB)
- National specific template Log NS.02 - with-profits assets and liabilities (pdf 0.3MB)
- National specific template Log NS.03 - material pooling arrangements (pdf 0.2MB)
- National specific template Log NS.04 - assessable mutuals (pdf 0.2MB)
- National specific template Log NS.05 - revenue account life (pdf 0.3MB)
- National specific template Log NS.06 - business model analysis (life) (pdf 0.2MB)
- Business model analysis non-life (pdf 0.4MB)
- Business model analysis - financial guarantee insurers (pdf 0.3MB)
- Best estimate assumptions for life insurance risks (pdf 0.3MB)
- Projection of future cash flows (best estimate - non-life: liability claim types) (pdf 0.3MB)
- Non-life claim development information (general liability sub-classes) (pdf 0.3MB)
- The Society of Lloyd's solvency capital requirement (pdf 0.2MB)
- The Society of Lloyd's minimum capital requirement (pdf 0.2MB)
- Deposit protection limit - CP41/16 (pdf 0.8MB)
- Financial Services Compensation Scheme - management expenses levy limit 2016/17 - CP4/16 (pdf 0.9MB)
- Authorisation and supervision of insurance special purpose vehicles - CP42/16 (pdf 1.4MB)
- Implementation of MiFID II: Part 2 - CP43/16 (pdf 0.9MB)
- Amendments to the PRA's rules on loan to income ratios in mortgage lending - CP44/16 (pdf 0.7MB)
- Amendments to Notes for completion of the MLAR - CP45/16 (pdf 0.4MB)
- NOTES FOR COMPLETION OF THE MORTGAGE LENDERS & ADMINISTRATORS RETURN (MLAR) (pdf 1.2MB)
- SUPERVISION MANUAL (REPORTING No [x]) (pdf 0.8MB)
- IFRS 9: changes to reporting requirements - CP46/16 (pdf 0.8MB)
- Maintenance of the 'transitional measure on technical provisions' under Solvency II - CP47/16 (pdf 0.5MB)
- Solvency II: Matching adjustment - illiquid unrated assets and equity release mortgages - CP48/16 (pdf 0.7MB)
- Complaints against the Regulators (the BoE , the FCA and the PRA) - CP5/16 (pdf 0.2MB)
- Amendments to the PRA's rule on loan to income ratios in mortgage lending - CP6/16 (pdf 0.6MB)
- Implementing risk-based levies for the Financial Services Compensation Scheme deposits - CP7/16 (pdf 0.8MB)
- The contractual recognition of bail-in: amendments to Prudential Regulation Authority rules - CP8/16 (pdf 0.6MB)
- Implementation of MiFID II: Part 1 - CP9/16 (pdf 0.7MB)
- Equity release mortgages - DP1/16 (pdf 0.6MB)
-
2017
- Compliance with the EBA’s Guidelines on disclosure – CP10/17 (pdf 0.5MB)
- Changes to the UK leverage ratio framework – CP11/17 (pdf 0.7MB)
- Financial Services Compensation Scheme - Management Expenses Levy Limit 2017/18 - CP1/17 (pdf 0.6MB)
- Pillar 2A capital requirements and disclosure – CP12/17 (pdf 0.6MB)
- Pillar 2 liquidity – CP13/17 (pdf 1MB)
- Pillar 2 liquidity instructions – CP13/17 (pdf 0.6MB)
- Strengthening individual accountability in insurance: extension of the Senior Managers and Certification Regime to insurers – CP14/17 (pdf 1.5MB)
- The minimum requirement for own funds and eligible liabilities (MREL) – buffers – CP15/17 (pdf 0.5MB)
- PRA fees and levies: model transaction fees, fees and FSCS levies for insurers and fees for designated investment firms – CP16/17 (pdf 1MB)
- Regulated fees and levies: Adjustment to rates for 2017/18 - CP17/17 (pdf 0.6MB)
- Occasional Consultation Paper – CP18/17 (pdf 1.9MB)
- Groups policy and double leverage - CP19/17 (pdf 0.8MB)
- Changes to the PRA’s large exposures framework (pdf 0.6MB)
- Solvency II: Matching adjustment - CP21/17 (pdf 0.7MB)
- Occasional Consultation Paper - CP2/17 (pdf 1MB)
- Solvency II: Supervisory approval for the volatility adjustment (pdf 0.6MB)
- Financial management and planning by insurers – CP23/17 (pdf 0.5MB)
- Solvency II: Internal models - modelling of the matching adjustment - CP24/17 (pdf 0.6MB)
- Pillar 2: Update to reporting requirements - CP25/17 (pdf 0.8MB)
- Model risk management principles for stress testing - CP26/17 (pdf 0.6MB)
- Solvency II: Internal models update - CP27/17 (pdf 0.6MB)
- Solvency II: Internal models update - CP27/17 - pdf log file (pdf 0.2MB)
- Strengthening accountability: implementing the extension of the SM&CR to insurers and other amendments - CP28/17 (pdf 4.9MB)
- Strengthening accountability: implementing the extension of the SM&CR to insurers and other amendments - CP28/17 App 1 (pdf 1.2MB)
- Strengthening accountability: implementing the extension of the SM&CR to insurers and other amendments - CP28/17 App 2 (pdf 1.8MB)
- Strengthening accountability: implementing the extension of the SM&CR to insurers and other amendments - CP28/17 App 3 (pdf 2.6MB)
- Strengthening accountability: implementing the extension of the SM&CR to insurers and other amendments - CP28/17 split version (pdf 0.6MB)
- International banks: the Prudential Regulation Authority’s approach to branch authorisation and supervision - CP29/17 (pdf 0.8MB)
- International insurers: the Prudential Regulation Authority’s approach to branch authorisation and supervision - CP30/17 (pdf 0.6MB)
- Refining the PRA's Pillar 2A capital framework - CP3/17 (pdf 0.8MB)
- Regulated fees and levies: rates proposals 2017/18 - CP4/17 (pdf 1MB)
- Internal Ratings Based (IRB) approach: clarifying PRA expectations - CP5/17 (pdf 0.6MB)
- Regulatory reporting: occasional consultation paper – CP6/17 (pdf 0.4MB)
- Solvency II: Data collection of market risk sensitivities – CP7/17 (pdf 0.5MB)
- Strengthening accountability in banking and insurance: optimisations to the SIMR, and changes to (pdf 5.8MB)
- Draft instrument PRA RULEBOOK: SOLVENCY II FIRMS, NON-SOLVENCY II FIRMS: SENIOR INSURANCE MANAGERS REGIME (AMENDMENT) (NO.X) INSTRUMENT [DATE] (pdf 0.8MB)
- Draft instrument PRA RULEBOOK: CRR FIRMS, NON CRR FIRMS: SENIOR MANAGERS REGIME AMENDMENT (NO.Y) INSTRUMENT [DATE] (pdf 0.7MB)
- Draft forms for the SIMR for insurers (pdf 3.4MB)
- Draft forms to the SM&CR for relevant authorised persons (RAPs) (pdf 2MB)
- Strengthening accountability in banking and insurance: optimisations to the SIMR, and changes to SMR forms – CP8/17 (split version) (pdf 0.6MB)
- Recovery planning - CP9/17 (pdf 0.8MB)
-
2018
- Internal model counterparty risk – IM.02 LOG file - CP10/18 Appendix (pdf 0.2MB)
- Solvency II: Updates to internal model output reporting - CP10/18 (pdf 0.5MB)
- Solvency II: Changes to reporting format - CP11/18 (pdf 0.5MB)
- Resolution planning: MREL reporting – CP1/18 (pdf 0.6MB)
- Guidance on reporting templates and definitions - CP1/18 appendix (pdf 0.4MB)
- Securitisation: The new EU framework and Significant Risk Transfer - CP12/18 (pdf 0.8MB)
- Solvency II: Equity release mortgages - CP13/18 (pdf 0.7MB)
- UK leverage ratio: Applying the framework to systemic ring-fenced bodies and reflecting the systemic risk buffer – CP14/18 (pdf 0.8MB)
- Solvency II: Group own funds availability - CP15/18 (pdf 0.5MB)
- Regulatory reporting: occasional consultation paper - CP16/18 (pdf 0.7MB)
- Credit risk: the definition of default - CP17/18 (pdf 0.6MB)
- Strengthening accountability: implementing the extension of the SM&CR to insurers - CP18/18 (pdf 1.1MB)
- Regulatory reporting: EBA Taxonomy 2.9 - CP19/18 (pdf 0.7MB)
- cp2-18
- Strengthening accountability: implementing the extension of the SM&CR to insurers (Part 2) (pdf 0.7MB)
- Regulatory transactions: Changes to notification and application forms - CP21/18 (pdf 6.1MB)
- Regulatory transactions: Changes to notification and application forms - CP21/18 Appendix 2 (pdf 6.5MB)
- Regulatory transactions: Changes to notification and application forms - CP21/18 split (pdf 0.7MB)
- Changes in insurance reporting requirements – CP2/18 (pdf 0.8MB)
- cp218ns01log (pdf 0.2MB)
- cp218ns02log (pdf 0.3MB)
- cp218ns05log (pdf 0.3MB)
- cp218ns06log (pdf 0.3MB)
- cp218ns07log (pdf 0.9MB)
- cp218ns09log (pdf 0.3MB)
- cp218ns10log (pdf 0.6MB)
- cp218ns11log (pdf 0.4MB)
- Liquidity reporting: FSA047 and FSA048 - CP22/18 (pdf 0.9MB)
- Enhancing banks’ and insurers’ approaches to managing the financial risks from climate change’ - CP23/18 (pdf 0.6MB)
- Occasional Consultation Paper - CP24/18 (pdf 0.9MB)
- Draft PRA Rulebook: EU Exit Instrument - CP26/18 Appendix 4 (pdf 1.8MB)
- Draft BTS EU Exit Instruments and list of BTS in this consultation - CP26/18 Appendix 5 (pdf 3.2MB)
- UK withdrawal from the EU: Changes to PRA Rulebook and onshored Binding Technical Standards - CP26/18 - complete version (pdf 4.3MB)
- UK withdrawal from the EU: Changes to PRA Rulebook and onshored Binding Technical Standards - CP26/18 - split version (pdf 1.3MB)
- cp2718 (pdf 0.4MB)
- PRA fees and levies: Changes to periodic and transaction fees - CP28/18 (pdf 0.8MB)
- The systemic risk buffer: Updates to the Statement of Policy - CP29/18 (pdf 0.5MB)
- FCA and PRA changes to mortgage reporting requirements - CP30/18 (pdf 1.5MB)
- Resolution assessment and public disclosure by firms - CP31/18 (pdf 0.8MB)
- Financial Services Compensation Scheme – Management Expenses Levy Limit 2018/19 (pdf 0.6MB)
- cp3218-complete (pdf 3MB)
- cp3218-split (pdf 1.7MB)
- cp3218app2 (pdf 1.4MB)
- cp3218app3 (pdf 1.4MB)
- cp3218app4 (pdf 1MB)
- Insurance Distribution Directive: change to commencement date - CP4/18 (pdf 0.7MB)
- Algorithmic trading - CP5/18 (pdf 0.5MB)
- Credit risk mitigation: Eligibility of guarantees as unfunded credit protection - CP6/18 (pdf 0.5MB)
- Regulated fees and levies: rates proposals 2018/19 – CP7/18 (pdf 0.9MB)
- Solvency II: external audit of the public disclosure requirement - CP8/18 (pdf 0.7MB)
- Solvency II: Internal models – modelling of the volatility adjustment - CP9/18 (pdf 0.5MB)
- Internal model risk output (Life) – IM.01LOG file - CP10/18 Appendix (pdf 0.3MB)
- Internal model outputs (Non-life) – IM.03 LOG file - CP10/18 Appendix (pdf 1.1MB)
-
2019
- Building operational resilience: Impact tolerances for important business services (pdf 0.8MB)
- CP10/19 - Enforcement: Changes to the PRA’s settlement policy (pdf 0.8MB)
- CP11/19 - Solvency II: Maintenance of the transitional measure on technical provisions (pdf 0.8MB)
- CP1/19 - Credit risk mitigation: Eligibility of financial collateral (pdf 0.5MB)
- CP12/19 - Strengthening individual accountability: Resolution assessments and reporting amendments’ (pdf 1.1MB)
- CP13/19 - Occasional consultation paper (pdf 1.5MB)
- Appendix 12: Draft updates to internal model output (IM.00) LOG file (pdf 0.9MB)
- Appendix 14: Draft updates to internal model output (IM.03) LOG file (pdf 1.2MB)
- CP14/19 - Pillar 2 liquidity: PRA110 reporting frequency threshold (pdf 1MB)
- CP15/19 - Large exposures: Reciprocation of French measure (pdf 1.1MB)
- CP16/19 - Solvency II: Group availability of subordinated liabilities and preference shares (pdf 0.8MB)
- CP17/19 - Counterparty credit risk: Treatment of model limitations in banks’ internal models (pdf 0.9MB)
- CP18/19 - UK withdrawal from the EU: Changes following extension of Article 50 - complete version (pdf 7.4MB)
- CP18/19 - UK withdrawal from the EU: Changes following extension of Article 50 - split version (pdf 1.7MB)
- CP18/19 - Draft PRA Transitional Direction - Appendix 1 (pdf 1.3MB)
- CP18/19 - Draft Bank Transitional Direction - Appendix 2 (pdf 1.2MB)
- CP18/19 - Draft PRA BTS EU Exit Instrument CRR No.4 (update to ITS 2016/1646) - Appendix 3 (pdf 1.2MB)
- CP18/19 - Draft Technical Standards (European Market Infrastructure) (EU Exit) (No.4) Instrument (update to BTS 2016/2251) - Appendix 4 (pdf 1.1MB)
- CP18/19 - Draft Technical Standards (Solvency II Directive) (EU Exit) (No.2) Instrument (update to BTS 2015/462) - Appendix 5 (pdf 1MB)
- CP18/19 - PRA RULEBOOK: (EU EXIT) (No. 2) INSTRUMENT - Appendix 6 (pdf 3.8MB)
- CP18/19 - Draft Technical Standards (Central Securities Depositories) (Amendment etc.) (EU Exit) (No.2) Instrument (update to BTS 2017/392 and 2017/394) - Appendix 7 (pdf 1.2MB)
- Insurance special purpose vehicles: Updates to authorisation and supervision - CP19/19 (pdf 1.7MB)
- CP20/19 - Regulatory capital instruments: update to Pre-Issuance Notification (PIN) requirements (pdf 1.5MB)
- CP21/19 - Credit risk: Probability of Default and Loss Given Default estimation (pdf 1MB)
- CP2/19 - Financial Services Compensation Scheme – Management Expenses Levy Limit 2019/20 (pdf 0.8MB)
- CP22/19 - Solvency II: Prudent Person Principle (pdf 0.9MB)
- CP23/19 - Solvency II: Income producing real estate loans and internal credit assessments for illiquid, unrated assets (pdf 1MB)
- CP24/19 - Asset encumbrance (pdf 0.9MB)
- CP25/19 - Occasional Consultation Paper – October 2019 (pdf 1.2MB)
- CP26/19 - Solvency II: Adjusting for the reduction of loss absorbency where own fund instruments are taxed on conversion (pdf 0.7MB)
- CP27/19 - Liquidity: The PRA’s approach to supervising liquidity and funding risks (pdf 0.8MB)
- CP28/19 - Credit unions: Review of the capital regime (pdf 1MB)
- CP29/19 - Operational resilience: Impact tolerances for important business services (pdf 2MB)
- CP30/19 - Outsourcing and third party risk management (pdf 1.5MB)
- CP3/19 - Solvency II: Longevity risk transfers - simplification of pre-notification expectations (pdf 0.8MB)
- CP4/19 - Liquidity risk management for insurers (pdf 1MB)
- CP5/19 - Pillar 2 capital: Updates to the framework (pdf 1.3MB)
- CP6/19 - Pillar 2 liquidity: Updates to the framework (pdf 1.5MB)
- CP7/19 - Solvency II: Equity release mortgages – Part 2 (pdf 1MB)
- CP8/19 - Supervising international banks: Revision of the Branch Return (pdf 1.1MB)
- CP9/19 - Regulated fees and levies: Rates proposals 2019/20 (pdf 1.2MB)
-
2020
- CP10/20 - Simplified Obligations for recovery planning (pdf 0.9MB)
- CP11/20 - Solvency II: The PRA’s expectations for the work of external auditors on the matching adjustment (pdf 0.9MB)
- CP1/20 - Financial Services Compensation Scheme – Management Expenses Levy Limit 2020/21 (pdf 1.1MB)
- CP12/20 - Capital Requirements Directive V (CRD V) (pdf 1.2MB)
- Appendix 1 - Rules instruments (pdf 1.8MB)
- Appendix 2 – Rules EU Exit instruments (pdf 1.1MB)
- Appendix 3 – Statements of Policy and Supervisory Statements (pdf 1.5MB)
- CP13/20 - UK withdrawal from the EU: Changes before the end of the transition period (pdf 1.3MB)
- Appendix 1: Draft PRA transitional direction (pdf 1.3MB)
- Appendix 10: The Bank Technical Standards (Consequential Amendments) (EU Exit) Instrument 2020 (pdf 0.9MB)
- Appendix 11: The Technical Standards (Bank Recovery and Resolution) (Amendment etc.) (EU Exit) (No. 3) Instrument 2020 (pdf 1.2MB)
- Appendix 12: The Technical Standards (Central Securities Depositories) (Amendment etc.) (EU Exit) (No. 2) Instrument 2020 (pdf 1.2MB)
- Appendix 13: The Technical Standards (European Market Infrastructure) (EU Exit) (No. 4) Instrument 2020 (pdf 1.2MB)
- Appendix 2: Draft Bank transitional direction (pdf 1.2MB)
- Appendix 3: Draft amendments to SS2/19 ‘Approach to interpreting reporting and disclosure requirements and regulatory transactions forms after the UK’s withdrawal from the EU’ (pdf 1.7MB)
- Appendix 4: PRA Rulebook: (EU Exit) Instrument 2020 (pdf 3.6MB)
- Appendix 5: The PRA Technical Standards (Consequential Amendments) (EU Exit) Instrument 2020 (pdf 0.9MB)
- Appendix 6: The Technical Standards (Capital Requirements) (EU Exit) (No. 4) Instrument 2020 (pdf 1.8MB)
- Appendix 7: The Technical Standards (Solvency II Directive) (EU Exit) (No. 2) Instrument 2020 (pdf 1MB)
- Appendix 8: The Technical Standards (European Market Infrastructure) (EU Exit) (No. 5) Instrument 2020 (pdf 1.2MB)
- Appendix 9: The Technical Standards (Securitisation) (EU Exit) (No. 1) Instrument 2020 (pdf 1.2MB)
- CP14/20 - Internal Ratings Based on UK mortgage risk weights: Managing deficiencies in model risk capture (pdf 0.8MB)
- CP15/20 - Market risk: Calculation of risks not in value at risk, and stressed value at risk (pdf 0.8MB)
- CP16/20 - Credit Risk: The approach to overseas Internal Ratings Based (IRB) models (pdf 0.8MB)
- CP17/20 - Capital Requirements Directive V (CRD V): Further implementation (pdf 1.6MB)
- CP17/20 - Draft Rules instruments - Appendix 1 (pdf 1.6MB)
- CP17/20 - Draft Rules instruments including EU Exit instruments - Appendix 2 (pdf 1.8MB)
- CP17/20 - Draft Statements of Policy and Supervisory Statements - Appendix 3 (pdf 1.4MB)
- CP17/20 - Draft Capital Buffers and Pillar 2a Model Voluntary Requirement (VREQ) - Appendix 4 (pdf 1.5MB)
- CP17/20 - Holding companies approval: Indicative information requirements - Appendix 5 (pdf 1.3MB)
- CP18/20 - Bank Recovery and Resolution Directive II (pdf 1.2MB)
- CP19/20 - Resolution assessments: Amendments to reporting and disclosure dates (pdf 0.9MB)
- CP20/20 - Operational continuity in resolution: Updates to the policy (pdf 1.2MB)
- CP20/20 - Draft Supervisory Statement 'Ensuring operational continuity in resolution' - Appendix 1 (pdf 1.6MB)
- CP20/20 - Draft Operational Continuity rule instrument - Appendix 2 (pdf 1.1MB)
- CP21/20 - PRA fees and levies: Holding company regulatory transaction fees (pdf 0.8MB)
- CP2/20 - Pillar 2A: Reconciling capital requirements and macroprudential buffers (pdf 0.7MB)
- CP22/20 - Designation of firms within certain consolidation groups (pdf 1MB)
- CP3/20 - Occasional Consultation Paper – March 2020 (pdf 2MB)
- CP4/20 - Regulated fees and levies: Rates proposals 2020/21 (pdf 1.1MB)
- CP5/20 - Solvency II technical information: The PRA’s proposed approach to the publication at the end of the transition period (pdf 1.1MB)
- CP6/20 - Financial Service Compensation Scheme – Temporary High Balances Coverage Extension (pdf 1.1MB)
- cp720 (pdf 1.2MB)
- ps2320 (pdf 0.7MB)
- PS24/20 - Solvency II technical information: The PRA’s proposed approach to the publication at the end of the transition period (pdf 0.7MB)
-
2021
- April
-
February
- CP5/21 - Implementation of Basel standards (pdf 1.9MB)
- CP5/21 - Appendices 1-7: Draft updates to Statements of Policy and Supervisory Statements (pdf 2.1MB)
- CP5/21 - Appendix 10: Draft PRA RULEBOOK: CRR FIRMS: (CRR 2 REVOCATIONS AND OTHER AMENDMENTS) INSTRUMENT 2021 (pdf 1.1MB)
- CP5/21 - Appendix 11: Draft PRA STANDARDS INSTRUMENT: THE TECHNICAL STANDARDS (DEFINITION OF CAPITAL) INSTRUMENT 2021 (pdf 0.9MB)
- CP5/21 - Appendix 12: Detailed analysis of objectives and 'have regards' (pdf 0.9MB)
- CP5/21 - Appendix 8: Draft Statement of Policy 'Liquidity and funding permissions' (pdf 0.7MB)
- CP5/21 - Appendix 9: Draft PRA RULEBOOK (CRR) INSTRUMENT 2021 (pdf 4.2MB)
- CP5/21 - Annex II: Instructions for disclosure of key metric and overview of risk weighted exposure amounts (pdf 1.2MB)
- CP5/21 - Annex IV: Instructions for disclosure of risk management objectives and policies (pdf 1.1MB)
- CP5/21 - Annex VI: Instructions for disclosure of the scope of application (pdf 1.1MB)
- CP5/21 - Annex VIII: Instructions for disclosure of own funds (pdf 1.3MB)
- CP5/21 - Annex X: Instructions for disclosure of countercyclical capital buffers (pdf 1MB)
- CP5/21 - Annex XIV: Instructions for disclosure of liquidity requirements (pdf 1.2MB)
- CP5/21 - Annex XVI: Instructions for disclosure of credit risk quality (pdf 1.5MB)
- CP5/21 - Annex XVIII: Instructions for disclosure of the use of credit risk mitigation techniques (pdf 1MB)
- CP5/21 - Annex XX: Instructions for disclosure of the use of the standardised approach (pdf 1MB)
- CP5/21 - Annex XXII: Instructions for disclosure of the use of the IRB approach to credit risk (pdf 1.3MB)
- CP5/21 - Annex XXIV: Instructions for disclosure of specialised lending (pdf 1MB)
- CP5/21 - Annex XXVI: Instructions for disclosure of exposures to counterparty credit risk (pdf 1.1MB)
- CP5/21 - Annex XXVIII: Instructions for disclosure of exposures to securitisation positions (pdf 0.5MB)
- CP5/21 - Annex XXX: Instructions for disclosure of use of standardised approach and internal model for market risk (pdf 1.3MB)
- CP5/21 - Annex XXXII: Instructions for disclosure of operational risk (pdf 1MB)
- CP5/21 - Annex XXXIV: Instructions for disclosure of remuneration policy (pdf 1.3MB)
- CP5/21 - Annex XXXVI: Instructions for disclosure of encumbered and unencumbered assets (pdf 1.1MB)
- CP5/21 - Annex XXXVIII: Instructions for disclosure of interest rate risk in the banking book (IRRBB) (pdf 1.1MB)
- CP5/21 - Annex II: Instructions for reporting on own funds and own funds requirements (pdf 5.2MB)
- CP5/21 - Annex IX: Instructions for reporting on large exposures and concentration risk (pdf 1.2MB)
- CP5/21 - Annex V: Instructions for reporting financial information (pdf 2.3MB)
- CP5/21 - Annex VII: Instructions for reporting on losses stemming from lending collateralised by immovable property (pdf 0.9MB)
- CP5/21 - Annex XIII: Instructions for reporting on net stable funding ratio (pdf 1.7MB)
- CP5/21 - Annex XIV: Single Data Point Model principles (pdf 0.9MB)
- CP5/21 - Annex XIX: Instructions for reporting on additional liquidity monitoring metrics (pdf 1.1MB)
- CP5/21 - Annex XV: Validation rules (pdf 0.9MB)
- CP5/21 - Annex XVII: Instructions for reporting on asset encumbrance (pdf 1.6MB)
- CP5/21 - Annex XXI: Instructions for reporting on counterbalancing capacity (pdf 0.9MB)
- CP5/21 - Annex XXIX: Instructions for specific reporting requirements for market risk (pdf 1.1MB)
- CP5/21 - Annex XXV: Instructions for reporting on liquidity (pdf 3.1MB)
- CP5/21 - Annex XXVII: Instructions for supplementary reporting for the purpose of identifying and assigning G-SII buffer rates (pdf 1MB)
-
January
- CP1/12 - Solvency II: Deep, liquid and transparent assessments, and GBP transition to SONIA (pdf 0.9MB)
- CP2/21 - International banks: The PRA’s approach to branch and subsidiary supervision (pdf 1.2MB)
- CP2/21 Appendix 1 - Proposed SS ‘International Banks: The PRA’s approach to branch and subsidiary supervision’ (pdf 2.6MB)
- CP3/21 - Depositor Protection: Identity verification (pdf 0.8MB)
- CP4/21 - Financial Services Compensation Scheme – Management Expenses Levy Limit 2021/22 (pdf 0.9MB)
- March
-
2012
-
crd-iv
- 2015 list of UK firms designated as other systemically important institutions (O-SIIs) (pdf 0.2MB)
- 2016 list of UK firms designated as other systemically important institutions (O-SIIs) (pdf 0.2MB)
- 2017 list of UK firms designated as other systemically important institutions (O-SIIs) (pdf 0.3MB)
- 2018 list of UK firms designated as other systemically important institutions (O-SIIs) (pdf 0.3MB)
- 2018 list of UK firms designated as other systemically important institutions (O-SIIs) (pdf 0.4MB)
- 2020 list of UK firms designated as other systemically important institutions (O-SIIs) (pdf 0.4MB)
- Additional liquidity monitoring metrics (ALMM) - New data item (pdf 0.2MB)
- Basis of preparation of regulatory returns for first-time adopters of FRS 102 or IFRS during the transition period for FRS 102 (pdf 0.2MB)
- Annex 1: Charts on lending (pdf 0.2MB)
- Annex 2: The case for a more proportionate regulatory regime (pdf 0.2MB)
- Bank of England's response to European Commission consultation on the possible impact of the CRR and CRD IV on bank financing of the economy (pdf 0.3MB)
- Capital Buffers and Pillar 2 Model Requirements (pdf 0.3MB)
- Capital Buffers and Pillar 2 Model Requirements for G-SIIs (pdf 0.3MB)
- Clarification of procedures for completion of COREP Section C 04.00 (CA4) Row 820: Own funds requirements related to Pillar II adjustments (pdf 0.1MB)
- Common Reporting Errors found in COR002 Large Exposures Templates and reporting of Eligible Capital for purposes of Large Exposures within COR001 (pdf 0.1MB)
- FSA019 - January 2016 (pdf 0.1MB)
- FSA038 - January 2016 (pdf 0.1MB)
- FSA042 - January 2016 (pdf 0.1MB)
- Interim LCR reporting notes (pdf 0.2MB)
- Intraday liquidity monitoring reporting (pdf 0.3MB)
- Liquidity coverage ratio: Reporting clarifications (pdf 0.1MB)
- Notes for completion of the Mortgage Lenders & Administrators Return (MLAR) (pdf 1.3MB)
- Notes for completion of the Mortgage Lenders & Administrators Return (MLAR) effective October 2020 (pdf 1.2MB)
- Mortgage lenders and administrators return - January 2016 (pdf 1MB)
- Mortgage Lenders & Administrators Return (MLAR) effective October 2020 (pdf 0.3MB)
- discussion-paper
-
enforcement-notice
- Enforcement notice - 1 Feb 2016 Milburn (pdf 9MB)
- Enforcement notice - 1 Feb 2016 Colin McIntosh (pdf 9.7MB)
- Enforcement notice - 8 Apr 2016 (pdf 6.3MB)
- Enforcement notice - 9 Feb 2017 (pdf 1MB)
- Enforcement notice - 11 Aug 2015 (pdf 0.3MB)
- Enforcement notice - 15 Jan 2016 Barry Tootell (pdf 0.4MB)
- Enforcement notice - 15 Jan 2016 Keith Alderson (pdf 0.5MB)
- Enforcement notice - 20 Nov 2014 (pdf 0.3MB)
- Enforcement notice - 21 Nov 2014 (pdf 0.1MB)
- Enforcement notice - 27 Nov 2015 (pdf 0.5MB)
- Financial Incentives for Whistleblowers (pdf 0.2MB)
-
letter
-
2014
- Letter from Andrew Bailey, 19 June 2014 (pdf 0.1MB)
- Letter to the Chancellor from Andrew Bailey, 7 November 2014 (pdf 0.3MB)
- PRA Adaptation Reporting letter, June 2014 (pdf 0.1MB)
- Remuneration - PRA expectations - December 2014 (pdf 0.6MB)
- Reserving - letter to general insurers from Chris Moulder, 13 November 2014 (pdf 0.1MB)
- Letter from the PRA in response to the letter from Allen and Overy LLP regarding Lloyds (pdf 0.1MB)
- Solvency II - An update on implementation - July 2014 (pdf 0.7MB)
- Solvency II directors update - August 2014 (pdf 1.1MB)
- Solvency II directors update - December 2014 (pdf 0.7MB)
- Solvency II directors update - June 2014 (pdf 0.2MB)
- Solvency II directors update - November 2014 (pdf 0.2MB)
- Solvency II directors update - October 2014 (pdf 0.2MB)
- Solvency II - Matching adjustment - October 2014 (pdf 1MB)
- Solvency II - Matching adjustment asset eligibility - June 2014 (pdf 1.2MB)
- Trial submission of materials to approve the application for a matching adjustment - June 2014 (pdf 0.2MB)
-
2015
- Letter from Allen and Overy LLP regarding Lloyds Banking Group Enhanced Capital Notes (pdf 0.1MB)
- Change to the FSCS deposit protection limit letter to firms (banks and building societies) (pdf 0.2MB)
- Change to the FSCS deposit protection limit letter to firms (wholesale-only) (pdf 0.2MB)
- Continued soft market conditions in the UK general insurance sector (pdf 0.6MB)
- Cyber Resilience Questionnaire for insurers (pdf 0.3MB)
- Directors' letter 'Longevity risk transfers' ARCHIVED (pdf 0.9MB)
- Further information regarding Lloyds Banking Group Enhanced Capital Notes (ECNs) enquiries (pdf 0.3MB)
- Further information relating to the Lloyds Banking Group Enhanced Capital Notes and stress testing (pdf 0.1MB)
- Information relating to the Lloyds Banking Group Enhanced Capital Notes and stress testing (pdf 0.1MB)
- Internal model change policy (pdf 0.6MB)
- Letter from Paul Fisher on Solvency II: equity release mortgages (pdf 0.8MB)
- Letter from Sam Woods on the PRA's response to Defra on climate change adaptation reporting (pdf 0.1MB)
- Letter from Sam Woods on the Senior Insurance Managers Regime (pdf 0.1MB)
- Letter from Sam Woods, Executive Director Insurance Supervision, 24 September 2015 (pdf 0.4MB)
- Letter to small non-Solvency II insurance firms (pdf 0.2MB)
- Observations of internal model validation (pdf 0.5MB)
- PRA Solvency II Insurance Directors' update 12 February 2015 (pdf 0.7MB)
- Solvency II: feedback on firms: matching adjustment pre-application submissions (pdf 0.7MB)
- Solvency II: matching adjustment update, 1 June 2015 (pdf 0.7MB)
- Solvency II directors update - July 2015 (pdf 0.8MB)
- Solvency II directors update - March 2015 (pdf 0.7MB)
- Solvency II directors update - May 2015 (pdf 0.9MB)
- Solvency II directors update - November 2015 (pdf 0.9MB)
- Solvency II internal model matching adjustment update - March 2015 (pdf 1.1MB)
- Solvency II Own risk and solvency assessment - June 2015 (pdf 0.6MB)
- Transfers of Insurance Business under Part VII FSMA - letter from PRA Insurance Directors (pdf 0.1MB)
- Volatility adjustment in the modelling of market and credit risk stresses (pdf 0.6MB)
-
2016
- Letter to firms from supervisors: Additional liquidity monitoring metrics (ALMM) - New data item (pdf 0.2MB)
- Analysis and observations from regulatory returns and monitoring-the-market questionnaire (pdf 0.4MB)
- Cyber underwriting risk (pdf 0.2MB)
- General Insurance Stress Test 2015 Feedback (pdf 0.8MB)
- Insurance firms in run-off: firm engagement with the PRA (pdf 0.1MB)
- Letter from Sam Woods ‘Implementation of IFRS 9 Financial Instruments’ (pdf 0.2MB)
- Longevity Risk Transfers - February 2016 (pdf 0.6MB)
- Modification by Consent of Leverage Ratio rule 1.2, Public Disclosure rule 1.1 and Reporting (pdf 0.1MB)
- PRA response to the letter from Mr Sanders regarding Lloyds Banking Group (pdf 0.1MB)
- PRA rules on diversity within firms' management body (pdf 0.2MB)
- PRA statement on adjustments to firms' PRA buffers (pdf 0.2MB)
- Run-off letter 18 July 2016 (pdf 0.1MB)
- Sam Woods reflections on 2015 Solvency II model approved process - January 2016 (pdf 0.8MB)
-
2017
- Contingency planning for the UK's withdrawal from the European Union (pdf 0.2MB)
- Firms’ preparations for the UK’s withdrawal from the European Union: planning assumptions (pdf 0.2MB)
- Follow-up to PRA Statement on consumer credit (pdf 0.2MB)
- General Insurance Stress Test 2017 (GIST 2017) (pdf 0.1MB)
- General Insurance Stress Test 2017 Feedback (pdf 0.4MB)
- Letter from David Rule: Analysis and observations from monitoring-the-market questionnaire (pdf 0.4MB)
- Letter from Sam Woods on transitional arrangements for capital impact of IFRS 9 expected credit loss accounting (pdf 0.1MB)
- Letter from Sam Woods ‘IFRS 9 Financial Instruments’ (pdf 2.5MB)
- Letter to firms on IFRS 9 transition disclosures - January 2018 (pdf 0.2MB)
- Stress test model management (pdf 0.2MB)
-
2018
- An update on the Independent Review of Co-operative Bank Supervision (pdf 0.1MB)
- Capital extractions by insurance firms in run-off (pdf 0.1MB)
- Change to supervising remuneration compliance for level one firms (pdf 0.1MB)
- Letter from Sam Woods: Existing or planned exposure to crypto-assets (pdf 0.2MB)
- Firms’ preparations for the UK’s withdrawal from the European Union: update following March 2018 European Council (pdf 0.2MB)
- Firms preparations for transition from LIBOR to risk-free rates banking (pdf 0.3MB)
- Firms preparations for transition from LIBOR to risk-free rates insurance (pdf 0.3MB)
- Letter to general insurance firms’ Chief Actuaries (pdf 0.5MB)
- The adequacy of PRA resources and the independence of PRA functions (pdf 0.1MB)
- Letter from Anna Sweeney: Market conditions facing specialist general insurers: Feedback from recent PRA review work (pdf 0.4MB)
- Review of Actuarial Function Reports in general insurance firms (pdf 0.5MB)
- Solvency II Risk Margin (pdf 2.2MB)
- Solvency II: Two and a half years on (pdf 0.3MB)
- Solvency II: Equity release mortgages (pdf 0.1MB)
- Letter from David Rule: Solvency II: Equity release mortgages (pdf 0.1MB)
- Update to firms on the Bank's regulatory approach, and firm preparations, for EU withdrawal (pdf 0.2MB)
-
2019
- Cyber underwriting risk: follow-up survey results (pdf 0.2MB)
- Letter from Victoria Saporta: Disclosures about IFRS 9 expected credit losses – January 2019 (pdf 0.1MB)
- General Insurance Stress Test 2019 – Scenario Specification, Guidelines and Instructions (pdf 2.9MB)
- General Insurance Stress Test 2019 – Scenario Specification, Guidelines and Instructions (draft) (pdf 2.3MB)
- Insurance Stress Test 2019 (pdf 0.2MB)
- Insurance Stress Test 2019: Request for technical input (pdf 0.1MB)
- Letter from Gareth Truran - PRA current areas of focus for general insurance firms (pdf 0.2MB)
- Letter from James Orr - Feedback from recent PRA reserving reviews (pdf 0.7MB)
- Life Insurance Stress Test 2019 – Scenario Specification, Guidelines and Instructions (pdf 1.5MB)
- Life Insurance Stress Test 2019 – Scenario Specification, Guidelines and Instructions (draft) (pdf 1.1MB)
- Letter from Sid Malik: Observations from recent regulatory reviews (pdf 1MB)
- Letter from Sid Malik ‘Proxy modelling survey: Best observed practice’ (pdf 0.7MB)
- Letter from Sam Woods - The prudential regulatory framework and Libor transition (pdf 0.2MB)
- Letter from Sarah Breeden and David Bailey ‘Reliability of regulatory returns’ (pdf 0.2MB)
- Letter from David Rule: Remuneration requirements – PRA findings and expectations (pdf 0.3MB)
- Letter from Melanie Beaman: Review and findings: Fast growing firms (pdf 0.2MB)
- Letter from David Rule: Solvency II: Equity release mortgages – Part 2 (pdf 0.3MB)
- Letter from Victoria Saporta: Written auditor reporting – thematic feedback from the 2018/2019 reporting period (pdf 0.5MB)
- Letter from Victoria Saporta: Written auditor reporting – update and main thematic findings (pdf 0.6MB)
-
2020
- Letter from Mel Beaman ‘Building societies sourcebook – fixed rate lending guidelines’ (pdf 0.2MB)
- Letter from Sam Woods ‘Covid-19: IFRS 9, capital requirements and loan covenants’ (pdf 0.2MB)
- Letter from Sam Woods ‘Covid-19: IFRS 9 and capital requirements – Further guidance on initial and further payment deferrals’ (pdf 0.6MB)
- Letter from the PRA and FCA 'Final preparations for the end of the transition period' (pdf 0.4MB)
- Letter from the PRA and FCA ‘Final preparations for the end of the transition period’ (pdf 0.3MB)
- Letter from David Bailey and Rebecca Jackson ‘International Banks Supervision: 2021 Priorities’ (pdf 0.2MB)
- Letter from Sam Woods 'Information request: Operational readiness for zero or negative policy rates' (pdf 0.4MB)
- Initial expectations of the FCA and PRA of firms’ Libor transition progress during 2020 (pdf 0.2MB)
- Insurance Stress Test 2019: Feedback for general and life insurers (pdf 1.3MB)
- Letter from Anna Sweeney and Charlotte Gerken ‘Insurance Supervision: 2021 Priorities’ (pdf 0.4MB)
- Letter from Sam Woods to insurers on distribution of profits (pdf 0.1MB)
- Letter from Sam Woods to Barclays (pdf 0.1MB)
- Letter from Credit Union Supervision Team to Directors, Staff members and Volunteers of PRA-regulated credit unions (pdf 0.5MB)
- Letter from Credit Union Supervision Team to Directors of PRA-regulated credit unions (pdf 0.5MB)
- Letter from Sam Woods to HSBC (pdf 0.1MB)
- Letter from Sam Woods to Lloyds Banking Group (pdf 0.1MB)
- Letter from Sam Woods to Nationwide (pdf 0.1MB)
- Letter from Sam Woods to RBS (pdf 0.1MB)
- Letter from Sam Woods to Santander (pdf 0.1MB)
- Letter from Sam Woods to Standard Chartered Bank (pdf 0.1MB)
- Letter from Sam Woods ‘Managing climate-related financial risk – thematic feedback from the PRA’s review of firms’ SS3/19 plans and clarifications of expectations’ (pdf 0.5MB)
- Letter from Anna Sweeney ‘Outstanding EU liabilities following the UK’s withdrawal from the European Union’ (pdf 0.3MB)
- Letter to general insurance firms 'Insights from PRA review work on reserving and exposure management' (pdf 0.9MB)
- Letter from David Bailey, Anna Sweeney, Charlotte Gerken, and Sarah Breeden ‘PRA rules on board diversity’ (pdf 0.2MB)
- Letter from Sarah Breeden ‘Remediation of prudential treatment of legacy instruments’ (pdf 0.4MB)
- Letter from Sarah Breeden and David Bailey ‘Removal of bespoke liquidity risk appetite’ (pdf 0.2MB)
- Letter from Victoria Saporta ‘Thematic feedback from the 2019/2020 round of written auditor reporting’ (pdf 1.6MB)
- Letter from Sam Woods ‘Temporary Permissions Regime – operational readiness’ (pdf 0.2MB)
- Letter from Sarah Breeden and Melanie Beaman ‘UK Deposit Takers Supervision: 2021 Priorities’ (pdf 0.2MB)
-
2021
-
February
- Letter from Victoria Saporta ‘Disclosures about IFRS 9 expected credit losses accounting’ - February 2021 (pdf 1.3MB)
- Letter from Sid Malik on Feedback on the application of the Effective Value Test (pdf 0.4MB)
- Virtual Meetings with the PRA’s Senior Advisors (pdf 0.6MB)
- Letter from the PRA and FCA ‘Transforming data collection – an update on progress and plans for 2021’ (pdf 0.3MB)
- March
-
February
-
2014
-
new-bank
- SHOWING NOT LINKED - Alternatives to being a bank (pdf 0.1MB)
- SHOWING NOT LINKED - Fundamental Rules and Principles (pdf 0.2MB)
- SHOWING NOT LINKED - International Banks (pdf 0.1MB)
- New Banks seminar, 15 October 2019 - slides (pdf 2.5MB)
- SHOWING NOT LINKED - Should I become a Bank? (pdf 0.2MB)
- SHOWING NOT LINKED - Threshold Conditions (pdf 0.2MB)
- new-insurer
-
policy
- PRA Rulebook instruments 2018 (pdf 3.6MB)
- PRA Rulebook instruments 2019 (pdf 6.9MB)
- PRA Rulebook instruments 2001 (pdf 36.1MB)
- PRA Rulebook instruments 2002 (pdf 10.3MB)
- PRA Rulebook instruments 2003 (pdf 7.3MB)
- PRA Rulebook instruments 2004 (pdf 16.4MB)
- PRA Rulebook instruments 2005 (pdf 14.9MB)
- PRA Rulebook instruments 2006 (pdf 15.5MB)
- PRA Rulebook instruments 2007 (pdf 8.2MB)
- PRA Rulebook instruments 2008 (pdf 3.1MB)
- PRA Rulebook instruments 2009 (pdf 7.7MB)
- PRA Rulebook instruments 2010 (pdf 13.3MB)
- PRA Rulebook instruments 2011 (pdf 10.3MB)
- PRA Rulebook instruments 2012 (pdf 5.9MB)
- PRA Rulebook instruments 2013 (pdf 32.5MB)
- PRA Rulebook instruments 2014 (pdf 1.9MB)
- PRA Rulebook instruments 2015 (pdf 9.8MB)
- PRA Rulebook instruments 2016 (pdf 7.9MB)
- PRA Rulebook instruments 2017 (pdf 6.3MB)
- PRA Rulebook instruments 2020 (pdf 8.4MB)
- PRA Rulebook instruments 2021 (pdf 1.7MB)
-
policy-statement
-
2013
- Conducting statutory investigations (pdf 0.2MB)
- Regulatory Reform: amendments to the Prudential Regulation Authority Handbook - PS 1/13 (pdf 0.3MB)
- PS1/13 Appendix 1: Approved Persons amendments (pdf 0.6MB)
- PS1/13 Appendix 10: Transfer of Business amendments (pdf 0.3MB)
- PS1/13 Appendix 11: Amendments to Forms (pdf 3.8MB)
- PS1/13 Appendix 12: Amendments to Cross-references (pdf 0.2MB)
- PS1/13 Appendix 13: Fees amendments (pdf 0.5MB)
- PS1/13 Appendix 2: Status Disclosure, Transitional Provisions and Miscellaneous amendments (pdf 0.4MB)
- PS1/13 Appendix 3: Skilled Persons amendments (pdf 0.1MB)
- PS1/13 Appendix 4: Variation of Permission amendments (pdf 0.4MB)
- PS1/13 Appendix 5: Waiver and Modification of Rules amendments (pdf 0.2MB)
- PS1/13 Appendix 6: Controllers and Close Links amendments (pdf 0.2MB)
- PS1/13 Appendix 7: Passporting amendments (pdf 0.4MB)
- PS1/13 Appendix 8: Notifications amendments (pdf 0.2MB)
- PS1/13 Appendix 9: Amendments to Reporting requirements (pdf 0.3MB)
- Financial Services Compensation Scheme – management expenses levy limit 2013/14 - PS 2/13 (pdf 0.2MB)
- Financial Conglomerates Directive: Technical review amendments - PS3/13 (pdf 0.3MB)
- Prudential Regulation Authority - Regulated fees and levies: rates for 2013/14 - PS 4/13 (pdf 0.3MB)
- Special project fees - PS5/13 (pdf 0.7MB)
- Responses to CP8/13 - PS6/13 (pdf 0.3MB)
- Strengthening capital standards: implementing CRD IV, feedback and final rules - PS7/13 (pdf 4.6MB)
- Recovery and resolution plans - PS8/13 (pdf 0.2MB)
-
2014
- Responses to CP12/14 - PS10/14 (pdf 1MB)
- CRD IV: data collection on remuneration practices - PS11/14 (pdf 0.7MB)
- Responses to CP8/13 (No 2) - PS1/14 (pdf 0.3MB)
- Financial Services Compensation Scheme: management expenses levy limit 2014/15 - PS2/14 (pdf 0.2MB)
- Implementing CRD IV: capital buffers - PS3/14 (pdf 0.7MB)
- Responses to CP5/14 - PS4/14 (pdf 0.4MB)
- The PRA Rulebook - PS5/14 (pdf 2.7MB)
- Prudential Regulation Authority - Regulated fees and levies: rates for 2014/15 - PS 6/14 (pdf 0.3MB)
- Clawback - PS7/14 (pdf 0.4MB)
- Supervising international banks: the PRA?s approach to branch supervision- PS8/14 (pdf 0.4MB)
- Implementing the financial Policy Committee's recommendation on loan to income ratios - PS9/14 (pdf 0.3MB)
-
2015
- DEPOSITOR PROTECTION (AMENDMENT No. 2) INSTRUMENT 2015 - PRA 2015/56 (pdf 0.2MB)
- DEPOSITOR PROTECTION (AMENDMENT No. 3) INSTRUMENT 2015 - PRA 2015/57 (pdf 0.3MB)
- HANDBOOK (RULEBOOK CONSEQUENTIALS No. 2) INSTRUMENT 2015 - PRA 2015/58 (pdf 0.2MB)
- DEPOSITOR PROTECTION AND DORMANT ACCOUNT SCHEME (AMENDMENT No. 4) INSTRUMENT 2015 - PRA 2015/59 (pdf 0.3MB)
- DEPOSITOR PROTECTION (AMENDMENT No. 5) INSTRUMENT 2015 - PRA 2015/60 (pdf 0.1MB)
- Depositor Protection and Dormant Account Scheme (Amendment No. 6) Instrument 2015 (PRA 2015/62) (pdf 0.2MB)
- The Pillar 2 framework - background (PS17/15) (pdf 0.3MB)
- CRD IV: Liquidity - PS11/15 (pdf 1MB)
- Regulated fees and levies: rates for 2015/16 - PS13/15 (pdf 0.7MB)
- Depositor and dormant account protection - the protection limit PS14/15 (pdf 0.7MB)
- Depositor and policyholder protection - technical amendments - PS15/15 (pdf 0.7MB)
- Assessing capital adequacy under Pillar 2 - PS17/15 (pdf 0.3MB)
- Assessing capital adequacy under Pillar 2 - PS17/15 UPDATE (pdf 0.6MB)
- Depositor and dormant account protection - consequential amendments - PS18/15 (pdf 0.7MB)
- The Senior Insurance Managers Regime: a streamlined approach for non-Solvency II firms - PS21/15 (pdf 0.8MB)
- PRA Rulebook: Non-Solvency II Firms: Senior Insurance Managers Regime Instrument 2015 (pdf 0.2MB)
- Solvency II: A new regime for insurers - PS2/15 (pdf 1.3MB)
- PS2/15 Appendix 1 - Rules Instruments PRA 2015/9 to PRA 2015/31 (pdf 4.2MB)
- Reporting rule amendments - PS23/15 (pdf 0.6MB)
- Handbook (Supervision: Late reporting) Instrument 2015 - PS23/15 Appendix 1 (pdf 0.1MB)
- Liquidity Standards Consequentials Instrument (No 2) 2015 - PS23/15 Appendix 2 (pdf 0.2MB)
- PRA RULEBOOK: SOLVENCY II FIRMS: WHISTLEBLOWING INSTRUMENT 2015 - PS24/15 Appendix 3 (pdf 0.3MB)
- Contractual stays in financial contracts governed by third-country law - PS25/15 (pdf 0.7MB)
- PRA RULEBOOK: CRR FIRMS AND NON-AUTHORISED PERSONS: STAY IN RESOLUTION INST 2015 - PS25/15 App 1 (pdf 0.2MB)
- Implementing a UK leverage ratio framework - PS27/15 (pdf 0.7MB)
- PRA Rulebook CRR Firms: Leverage Ratio (PRA2015/89) - PS27/15 Appendix 3 (pdf 0.1MB)
- PRA Rulebook CRR Firms: Reporting Leverage Ratio (PRA2015/90) - PS27/15 Appendix 2 (pdf 0.1MB)
- PRA Rulebook CRR Firms: Public Disclosure (Leverage Ratio Amendment) (PRA2015/91) - PS27/15 App 3 (pdf 0.1MB)
- Amendments to Various Forms - PS30/15 (pdf 3.6MB)
- Financial Services Compensation Scheme: management expenses levy limit 2015/16 - PS4/15 (pdf 0.5MB)
- Policyholder protection - PS5/15 (pdf 1.4MB)
- Depositor and dormant account protection - PS6/15 (pdf 2.6MB)
- Depositor and dormant account protection - further amendments - PS9/15 (pdf 0.7MB)
-
2016
- PRA RULEBOOK: NON-AUTHORISED PERSONS: WRITTEN REPORTS BY AUDITORS TO THE PRA INSTRUMENT 2016 (pdf 0.3MB)
- PRA RULEBOOK: ADMINISTRATION INSTRUMENT (No. 1) 2016 (pdf 0.2MB)
- PRA RULEBOOK: CRR FIRMS: REPORTING PILLAR 2 AMENDMENT NO. 1 INSTRUMENT 2016 (pdf 0.3MB)
- The implementation of ring-fencing: the PRA's approach to ring-fencing transfer schemes - PS10/16 (pdf 0.6MB)
- Amendments to the PRA's rules on loan to income ratios in mortgage lending - PS11/16 (pdf 0.6MB)
- PRA RULEBOOK: CRR FIRMS, NON CRR FIRMS: HOUSING INSTRUMENT 2016 - PS2013/23 (pdf 0.2MB)
- Engagement between external auditors and supervisors and commencing the PRA's disciplinary - PS1/16 (pdf 0.7MB)
- Financial Services Compensation Scheme - management expenses levy limit 2016/17 - PS12/16 (pdf 0.6MB)
- PRA RULEBOOK: NON AUTHORISED PERSONS: FSCS MANAGEMENT EXPENSES LEVY LIMIT AND - PS12/16 App 1 (pdf 0.2MB)
- Corporate governance: Board responsibilities - PS13/16 (pdf 0.6MB)
- Complaints against the Regulators (the BoE, the FCA and the PRA) - PS14/16 (pdf 0.3MB)
- Liquidity: switch from FSA returns to ALMM returns - PS15/16 (pdf 0.6MB)
- PRA RULEBOOK: ENACTING REGULATORY REPORTING AMENDMENT (DATE) INSTRUMENT 2016 - PS15/16 Appendix 1 (pdf 0.2MB)
- Implementing audit committee requirements under the revised Statutory Audit Directive - PS16/16 (pdf 0.7MB)
- PRA RULEBOOK: CRR FIRMS AND SOLVENCY II FIRMS: AUDIT COMMITTEE INSTRUMENT 2016 - PS16/16 Appendix 1 (pdf 0.4MB)
- The contractual recognition of bail-in: amendments to PRA rules - PS17/16 (pdf 0.7MB)
- PRA RULEBOOK: CRR FIRMS AND NON-AUTHORISED PERSONS: CONTRACTUAL RECOGNITION OF - PS17/16 App 1 (pdf 0.2MB)
- Regulated fees and levies 2016/17 - PS18/16 (pdf 0.7MB)
- PRA RULEBOOK: PRA PERIODIC FEES (2016/17) AND OTHER FEES INSTRUMENT 2016 - PS18/16 Appendix 1 (pdf 0.4MB)
- Reporting requirements for non-Solvency II insurance firms - PS19/16 (pdf 0.6MB)
- PRA RULEBOOK: NON-SOLVENCY II FIRMS: INSURANCE COMPANY - REPORTING INSTRUMENT 2016 - PS19/16 App 1 (pdf 0.6MB)
- PRA RULEBOOK: NON-SOLVENCY II FIRMS: FRIENDLY SOCIETY - REPORTING INSTRUMENT 2016 - PS19/16 App 3 (pdf 0.1MB)
- PRA RULEBOOK: GLOSSARY AND INSURANCE CONSEQUENTIALS INSTRUMENT 2016 - PS19/16 Appendix 5 (pdf 0.1MB)
- The implementation of ring-fencing: prudential requirements, intragroup arrangements and - PS20/16 (pdf 0.7MB)
- PRA RULEBOOK: CRR FIRMS AND NON-AUTHORISED PERSONS: RING-FENCED BODIES INSTRUMENT 2016 (pdf 0.4MB)
- Groups - SS15/13 - update July 2016 (pdf 1.4MB)
- Large exposures - SS16/13 update July 2016 (pdf 1.2MB)
- FSA078 Pillar 2 Concentration risk minimum data requirements (pdf 0.7MB)
- The PRA's methodologies for setting Pillar 2 capital - July 2016 (pdf 1.5MB)
- Pillar 2 Reporting schedule (pdf 0.2MB)
- Ensuring operational continuity in resolution - PS21/16 (pdf 0.6MB)
- PRA RULEBOOK: CRR FIRMS: OPERATIONAL CONTINUITY INSTRUMENT 2016 - PS21/16 Appendix 1 (pdf 0.2MB)
- Amendments to the Pre-Issuance Notification regime - PS2/16 (pdf 0.6MB)
- PRA RULEBOOK: CRR FIRMS: DEFINITION OF CAPITAL AMENDMENT INSTRUMENT 2016 - PS2/16 Appendix 4 (pdf 0.3MB)
- PRA RULEBOOK: NON SOLVENCY II FIRMS: INSURANCE COMPANY - CAPITAL RESOURCES - PS2/16 App 5 (pdf 0.2MB)
- PRA RULEBOOK: SOLVENCY II FIRMS: GROUP SUPERVISION (NOTIFICATION OF ISSUANCE - PS2/16 App 6 (pdf 0.1MB)
- PRA RULEBOOK: SOLVENCY II FIRMS: OWN FUNDS (NOTIFICATION OF ISSUANCE - AMENDMENTS) - PS2/16 App 7 (pdf 0.3MB)
- Solvency II: Remuneration requirements - PS22/16 (pdf 0.6MB)
- Responses to Chapter 5 of CP41/15 ? amendment to the definition of credit unions - PS23/16 (pdf 0.6MB)
- PRA RULEBOOK: NON-CRR FIRMS: DEFINITION OF CREDIT UNION INSTRUMENT 2016 - PS23/16 Appendix 1 (pdf 0.1MB)
- Solvency II: external audit of the public disclosure requirement - PS24/16 (pdf 0.5MB)
- PRA Rulebook: Solvency II firms and non-authorised persons: external audit - PS24/16 App 1 (pdf 0.3MB)
- Implementing risk-based levies for the FSCS deposits class - PS25/16 (pdf 0.6MB)
- PRA RULEBOOK: CRR FIRMS, NON CRR FIRMS, NON-AUTHORISED PERSONS: DEPOSITOR PROTECTION - PS25/16 App 1 (pdf 0.1MB)
- Buy-outs of variable remuneration - PS26/16 (pdf 0.6MB)
- PRA RULEBOOK: CRR FIRMS: REMUNERATION BUY-OUT RULES 2016 - PS26/16 Appendix 1 (pdf 0.1MB)
- Strengthening accountability in banking and insurance: PRA requirements on - PS27/16 (pdf 0.8MB)
- PRA RULEBOOK: CRR FIRMS: NON-CRR FIRMS: FITNESS AND PROPRIETY AMENDMENT INSTRUMENT - PS27/16 App 1 (pdf 0.5MB)
- PRA RULEBOOK: SOLVENCY II FIRMS, NON-SOLVENCY II FIRMS: SENIOR INSURANCE MANAGERS - PS27/16 App 2 (pdf 0.6MB)
- Underwriting standards for buy-to-let mortgage contracts - PS28/16 (pdf 0.6MB)
- MiFID II: Response to CP9/16 - PS29/16 (pdf 0.6MB)
- PRA RULEBOOK: PASSPORTING INSTRUMENT 2016 - PS29/16 Appendix 1 (pdf 0.4MB)
- PRA RULEBOOK: CRR FIRMS: ALGORITHMIC TRADING INSTRUMENT 2016 - PS29/16 Appendix 2 (pdf 0.1MB)
- The minimum requirement for own funds and eligible liabilities (MREL) - buffers - PS30/16 (pdf 0.8MB)
- Credit union regulatory reporting - PS31/16 (pdf 0.6MB)
- PRA RULEBOOK: NON-CRR FIRMS: CREDIT UNIONS INSTRUMENT (NO. 2) 2016 - PS31/16 Appendix 1 (pdf 0.3MB)
- Pillar 2: Update to reporting data items and instructions - PS3/16 (pdf 0.6MB)
- Responses to Chapter 3 of CP17/16 - forecast capital data - PS32/16 (pdf 0.6MB)
- PRA RULEBOOK: CRR FIRMS: REGULATORY REPORTING AMENDMENT INSTRUMENT 2016 - PS32/16 Appendix 1 (pdf 0.3MB)
- Solvency II: consolidation of Directors' letters - PS33/16 (pdf 0.7MB)
- Supervising building societies - treasury and lending activities - PS34/16 (pdf 0.6MB)
- Responses to CP26/16 - PS35/16 (pdf 0.6MB)
- PRA RULEBOOK: CRR FIRMS: INTERNAL LIQUIDITY ADEQUACY ASSESSMENT (AMENDMENT) - PS35/16 App 1 (pdf 0.1MB)
- PRA RULEBOOK: SOLVENCY II FIRMS: CONDITIONS GOVERNING BUSINESS (NO. 2) INSTRUMENT - PS35/16 App 2 (pdf 0.1MB)
- PRA RULEBOOK: CRR FIRMS: REGULATORY REPORTING (AMENDMENT) (NO. 2) INSTRUMENT 2016 - PS35/16 App 3 (pdf 0.3MB)
- PRA RULEBOOK: CRR FIRMS: CAPITAL BUFFERS AND LEVERAGE (AMENDMENT) INSTRUMENT 2016 - PS35/16 App 4 (pdf 0.3MB)
- Financial statements - responses to Chapter 3 of CP17/16 - PS36/16 (pdf 0.6MB)
- PRA RULEBOOK: CRR FIRMS: REGULATORY REPORTING (AMENDMENT) (NO. 3) INSTRUMENT 2016 - PS36/16 App 1 (pdf 0.3MB)
- PRA fees & FSCS levies for insurers-transitional approach for 2017/18:responses to CP30/16 - PS37/16 (pdf 0.6MB)
- PRA RULEBOOK: SOLVENCY II FIRMS, NON SOLVENYCY II FIRMS, NON-AUTHORISED PERSONS - PS37/16 App 1 (pdf 0.2MB)
- PRA RULEBOOK: FEES (INSURANCE FIRMS TRANSITIONAL RULES) INSTRUMENT 2016 - PS37/16 Appendix 2 (pdf 0.1MB)
- Solvency II: Reporting format of National Specific Templates and reporting clarifications - PS38/16 (pdf 0.6MB)
- PRA RULEBOOK: SOLVENCY II FIRMS: REPORTING INSTRUMENT 2016 - PS38/16 Appendix 1 (pdf 0.1MB)
- Reform of the legacy Credit Unions sourcebook - PS4/16 (pdf 0.4MB)
- PRA RULEBOOK: NON-CRR FIRMS: CREDIT UNIONS INSTRUMENT 2016 - PS4/16 Appendix 2 (pdf 0.1MB)
- HANDBOOK (CREDIT UNIONS) CONSEQUENTIALS INSTRUMENT 2016 - PS4/16 Appendix 3 (pdf 0.1MB)
- Strengthening accountability in banking and insurance: Implementation of SM&CR and SIMR - PS5/16 (pdf 0.4MB)
- PRA RULEBOOK: CRR FIRMS, NON-CRR FIRMS, SOLVENCY II FIRMS, NON-SOLVENCY II FIRMS: REGULATORY REFERENCE Instrument 2016 - PS5/16 Appendix (pdf 0.4MB)
- Strengthening accountability in banking and insurance: Implementation of SM&CR and SIMR; and PRA requirements on regulatory references – PS5/16 Appendices 2-7 (pdf 1.3MB)
- The PRA's approach to identifying other systemically important institutions (O-SIIs) - PS6/16 (pdf 0.7MB)
- PRA Rulebook: Fees Part and responses to CP40/15 - PS7/16 (pdf 0.8MB)
- PRA RULEBOOK: FEES INSTRUMENT 2016 - PS7/16 Appendix 2 (pdf 0.1MB)
- PRA HANDBOOK: RULEBOOK CONSEQUENTIALS (FEES) INSTRUMENT 2016 - PS7/16 Appendix 3 (pdf 0.1MB)
- PRA RULEBOOK: RULEBOOK CONSEQUENTIALS (FEES) INSTRUMENT 2016 - PS7/16 Appendix 4 (pdf 0.1MB)
- Internal governance of third country branches and response to CP3/16 - PS8/16 (pdf 0.6MB)
- PRA RULEBOOK: NON-CRR FIRMS: INTERNAL GOVERNANCE OF THIRD COUNTRY BRANCHES INSTRUMENT 2016 (pdf 0.1MB)
- HANDBOOK (RULEBOOK CONSEQUENTIALS NO. 2) INSTRUMENT 2016 (pdf 0.2MB)
- Strengthening individual accountability in banking: responses to CP1/16 - PS9/16 (pdf 0.8MB)
- PRA RULEBOOK: CRR FIRMS, NON CRR FIRMS: INDIVIDUAL ACCOUNTABILITY (NO. 2) INSTRUMENT 2016 (pdf 0.6MB)
-
2017
- PRA RULEBOOK: ADMINISTRATION INSTRUMENT 2017 (pdf 0.1MB)
- PRA Rulebook: Administration Instrument (No.2) 2017 (pdf 0.2MB)
- PRA RULEBOOK: ADMINISTRATION INSTRUMENT (No. 3) 2017 (pdf 0.1MB)
- Ensuring operational continuity in resolution – PS10/17 (pdf 0.7MB)
- Operational Continuity Reporting Instrument - PS10/17 appendix (pdf 0.2MB)
- Maintenance of the ‘transitional measure on technical provisions’ under Solvency II – PS11/17 (pdf 0.6MB)
- Deposit protection limit - PS1/17 (pdf 0.6MB)
- [PRA RULEBOOK: CRR FIRMS, NON CRR FIRMS, NON-AUTHORISED PERSONS: DEPOSITOR PROTECTION - PS1/17 App 2 (pdf 0.2MB)
- Strengthening individual accountability in banking and insurance: amendments and optimisations (pdf 0.7MB)
- Strengthening individual accountability in banking and insurance: amendments and optimisations App 1 (pdf 0.2MB)
- Strengthening individual accountability in banking and insurance: amendments and optimisations App 2 (pdf 0.3MB)
- Residential mortgage risk weights – PS13/17 (pdf 0.6MB)
- Stylised example of the application of the cyclicality cap (pdf 0.4MB)
- Solvency II: matching adjustment - illiquid unrated assets and equity release mortgages – PS14/17 (pdf 0.7MB)
- Cyber insurance underwriting risk – PS15/17 (pdf 0.6MB)
- Dealing with a market turning event in the general insurance sector – PS16/17 (pdf 0.6MB)
- Regulated fees and levies: rates for 2017/18 – PS17/17 (pdf 0.8MB)
- PRA PERIODIC FEES (2017/18) AND OTHER FEES INSTRUMENT 2017 (pdf 0.5MB)
- IFRS 9: Changes to reporting requirements – PS18/17 (pdf 0.8MB)
- PRA Rulebook: CRR FIRMS: IFRS 9 REGULATORY REPORTING INSTRUMENT 2017 (pdf 0.2MB)
- Responses to CP2/17 'Occasional Consultation Paper' - PS19/17 (pdf 0.6MB)
- PRA RULEBOOK: CRR FIRMS, NON-CRR FIRMS, SOLVENCY II FIRMS, NON-SOLVENCY II FIRMS: SENIOR MANAGERS REGIME AMENDMENT INSTRUMENT 2017 (pdf 0.1MB)
- PRA RULEBOOK: NON-SOLVENCY II FIRMS: INSURANCE COMPANY – REPORTING (AMENDMENT) INSTRUMENT 2017 (pdf 0.1MB)
- PRA RULEBOOK: CRR FIRMS: REMUNERATION INSTRUMENT 2017 (pdf 0.1MB)
- PRA RULEBOOK: CRR FIRMS: RING-FENCING (AMENDMENT) INSTRUMENT 2017 (pdf 0.3MB)
- Regulatory reporting: Responses to CP6/17 – PS20/17 (pdf 0.8MB)
- PRA Rulebook: CRR Firms: Regulatory Reporting Amendment Instrument 2017 (pdf 0.1MB)
- UK Leverage Ratio treatment of claims on central banks – PS21/17 (pdf 0.6MB)
- PRA Rulebook: LEVERAGE RATIO AND REPORTING LEVERAGE RATIO (AMENDMENT) INSTRUMENT [2017] - PS21/17 appendix 1 (pdf 0.2MB)
- Implementation of the Enforcement Review and the Green Report - PS2/17 (pdf 0.4MB)
- Refining the PRA’s Pillar 2A capital framework – PS22/17 (pdf 0.7MB)
- PRA Rulebook CRR Firms: Reporting Pillar 2 Instrument (PRA 2017/32) - PS22/17 appendix 1 (pdf 0.1MB)
- Internal Ratings Based (IRB) approach: clarifying PRA expectations – PS23/17 (pdf 0.6MB)
- Strengthening individual accountability in banking: changes to SMR forms – PS24/17 (pdf 0.6MB)
- PRA RULEBOOK: CRR FIRMS, NON CRR FIRMS: SENIOR MANAGERS REGIME AMENDMENT INSTRUMENT (No.2) 2017) - PS24/17 appendix 1 (pdf 0.4MB)
- Solvency II: Data collection of market risk sensitivities – PS25/17 (pdf 0.6MB)
- Authorisation and supervision of insurance special purpose vehicles – PS26/17 (pdf 0.7MB)
- PRA RULEBOOK: SOLVENCY II FIRMS: NON SOLVENCY II FIRMS: TRANSFORMER VEHICLES INSTRUMENT 2017 - PS26/17 App 2 (pdf 0.6MB)
- PRA RULEBOOK: SOLVENCY II FIRMS: NON SOLVENCY II FIRMS: TRANSFORMER VEHICLES INSTRUMENT 2017 - PS26/17 App 2 final (pdf 0.1MB)
- Regulated fees and levies: Adjustment to rates for 2017/18 - PS27/17 (pdf 0.6MB)
- PRA RULEBOOK: PRA PERIODIC FEES (2017/18) CORRECTION INSTRUMENT 2017 (pdf 0.3MB)
- PRA fees and levies: model transaction fees, fees and FSCS levies for insurers and fees for designated investment firms - PS28/17 (pdf 0.7MB)
- PRA RULEBOOK: PRA FEES AMENDMENT INSTRUMENT 2017 - PS28/17 App 1 (pdf 0.3MB)
- PRA RULEBOOK: PRA FEES: MODEL TRANSACTION FEES, FEES FOR INSURERS AND DESIGNATED INVESTMENT FIRMS INSTRUMENT 2017 - PS28/17 App 2 (pdf 0.6MB)
- PRA RULEBOOK: SOLVENCY II FIRMS, NON SOLVENCY II FIRMS, NON AUTHORISED PERSONS: POLICYHOLDER PROTECTION INSTRUMENT 2017 - PS28/17 App 2 (pdf 0.2MB)
- Recovery planning - PS29/17 (pdf 0.6MB)
- Pillar 2A capital requirements and disclosure - PS30/17 (pdf 0.6MB)
- Responses to CP18/17 Occasional Consultation Paper – Chapters 7 and 8 - PS31/17 (pdf 1.1MB)
- PRA RULEBOOK: CRR FIRMS, NON CRR FIRMS, SOLVENCY II FIRMS, NON SOLVENCY II FIRMS: MIFID II AND IDD CONSEQUENTIAL AMENDMENTS INSTRUMENT 2017 (pdf 0.4MB)
- PRA RULEBOOK: CRR FIRMS: MIFID II AMENDMENT (NO. 1) INSTRUMENT 2017 (pdf 0.1MB)
- PRA RULEBOOK: NON-CRR FIRMS: MiFID II AMENDMENT INSTRUMENT 2017 (pdf 0.2MB)
- Forms Directory (pdf 0.2MB)
- PRA RULEBOOK: MIFID II PASSPORTING AMENDMENT INSTRUMENT 2017 (pdf 0.1MB)
- PRA RULEBOOK: CRR FIRMS, NON CRR FIRMS, SOLVENCY II FIRMS, NON SOLVENCY II FIRMS: MIFID II PASSPORTING AND IDD CONSEQUENTIAL AMENDMENTS INSTRUMENT 2018 (pdf 0.2MB)
- PRA RULEBOOK: MIFID II PASSPORTING AMENDMENT INSTRUMENT 2018 - PS31/17 Appendix 7 (pdf 0.2MB)
- PRA RULEBOOK: CRR FIRMS: BENCHMARKING REGULATION INSTRUMENT 2018 (pdf 0.1MB)
- Responses to CP18/17 Occasional Consultation Paper – Chapters 7 and 8 - PS31/17 UPDATE (pdf 1.1MB)
- Responses to CP18/17 Occasional Consultation Paper – Chapters 7 and 8 - PS31/17 UPDATE 2 (pdf 1.6MB)
- Responses to CP18/17 Occasional Consultation Paper - Chapters 7 and 8 - UPDATE June 2018 (pdf 0.7MB)
- The implementation of ring-fencing: reporting and residual matters - PS3/17 (pdf 0.7MB)
- PRA RULEBOOK: CRR FIRMS AND NON-AUTHORISED PERSONS: RING-FENCING INSTRUMENT 2017 - PS3/17 Appendix 1 (pdf 0.3MB)
- ps317app6 (pdf 1.2MB)
- Pillar 2 reporting, including instructions for completing data items FSA071 to FSA082 - PS3/17 App 6 (pdf 1.1MB)
- Responses to CP36/16 and correction to PS2/16 PIN rules - PS4/17 (pdf 0.6MB)
- PRA RULEBOOK: CRR FIRMS: LIQUIDITY REGULATORY REPORTING (AMENDMENT) INSTRUMENT 2017 - PS4/17 App 1 (pdf 0.1MB)
- PRA RULEBOOK: SOLVENCY II FIRMS: GROUP SUPERVISION (NOTIFICATION OF ISSUANCE - PS4/17 App 10 (pdf 0.1MB)
- PRA RULEBOOK: SOLVENCY II FIRMS: OWN FUNDS (NOTIFICATION OF ISSUANCE - AMENDMENTS) - PS4/17 App 11 (pdf 0.1MB)
- PRA RULEBOOK: SOLVENCY II FIRMS: OWN FUNDS (NOTIFICATION OF ISSUANCE - AMENDMENTS) - PS4/17 App 3 (pdf 0.1MB)
- PRA RULEBOOK: SOLVENCY II FIRMS: GROUP SUPERVISION (NOTIFICATION OF ISSUANCE - PS4/17 App 4 (pdf 0.1MB)
- PRA RULEBOOK: NON-SOLVENCY II FIRMS: INSURANCE COMPANY - CAPITAL RESOURCES - PS4/17 App 5 (pdf 0.1MB)
- PRA RULEBOOK: NON CRR FIRMS: CREDIT UNIONS AMENDMENTS INSTRUMENT 2017 - PS4/17 Appendix 7 (pdf 0.1MB)
- PRA RULEBOOK: SOLVENCY II FIRMS AND NON-AUTHORISED PERSONS: EXTERNAL AUDIT - PS4/17 App 9 (pdf 0.1MB)
- Amendments to the PRA's rules on loan to income ratios in mortgage lending - PS5/17 (pdf 0.6MB)
- PRA RULEBOOK: CRR FIRMS, NON-CRR FIRMS: HOUSING INSTRUMENT 2017 - PS5/17 Appendix 1 (pdf 0.1MB)
- Financial Services Compensation Scheme - Management Expenses Levy Limit 2017/18 - PS6/17 (pdf 0.6MB)
- PRA RULEBOOK: NON AUTHORISED PERSONS: FSCS MANAGEMENT EXPENSES LEVY LIMIT AND - PS6/17 App 1 (pdf 0.1MB)
- The PRA’s expectations on remuneration - PS7/17 (pdf 0.6MB)
- Whistleblowing in non-EEA UK branches – PS8/17 (pdf 0.6MB)
- PRA RULEBOOK: CRR FIRMS, NON-CRR FIRMS: THIRD COUNTRY BRANCHES (WHISTLEBLOWING) INSTRUMENT 2017 (pdf 0.2MB)
- PRA RULEBOOK: SOLVENCY II FIRMS: THIRD COUNTRY BRANCHES (WHISTLEBLOWING) INSTRUMENT 2017 (pdf 0.1MB)
- Implementation of MiFID II: Part 2 – PS9/17 (pdf 0.6MB)
- PRA Rulebook: CRR firms: Internal governance instrument 2017 - PS9/17 Appendix 1 (pdf 0.3MB)
- PRA Rulebook: CRR firms: Notifications instrument 2017 - PS9/17 Appendix 2 (pdf 0.2MB)
- PRA Rulebook: CRR firms: Glossary instrument 2017 - PS9/17 Appendix 3 (pdf 0.2MB)
- PRA Rulebook: CRR firms: General provisions instrument 2017 - PS9/17 Appendix 4 (pdf 0.1MB)
-
2018
-
february
- Strengthening individual accountability in insurance: optimisations to the SIMR (pdf 0.6MB)
- PRA RULEBOOK: SOLVENCY II FIRMS, NON-SOLVENCY II FIRMS: SENIOR INSURANCE MANAGERS REGIME (AMENDMENT) INSTRUMENT 2018 (pdf 0.4MB)
- Pillar 2 liquidity - PS2/18 (pdf 0.7MB)
- PRA RULEBOOK: CRR FIRMS: REGULATORY REPORTING PRA110 AMENDMENT INSTRUMENT 2018 (pdf 0.9MB)
- Financial management and planning by insurers - PS10/18 (pdf 0.6MB)
- Resolution planning: MREL reporting – PS11/18 (pdf 0.7MB)
- Resolution planning: MREL reporting – PS11/18 Appendix 2 Guidance on reporting templates and definitions (pdf 0.5MB)
- Algorithmic trading - PS12/18 (pdf 0.6MB)
- Regulated fees and levies: rates for 2018/19 - PS13/18 (pdf 0.7MB)
- PRA RULEBOOK: PRA PERIODIC FEES (2018/19) AND OTHER FEES INSTRUMENT 2018 - PS13/18 Appendix (pdf 1.1MB)
- Changes to the PRA’s large exposures framework - PS14/18 (pdf 0.7MB)
- PRA RULEBOOK: CRR FIRMS: LARGE EXPOSURES AMENDMENT INSTRUMENT 2018 - PS14/18 Appendix (pdf 0.1MB)
- Strengthening individual accountability in insurance: Extension of the Senior Managers and Certification Regime to insurers PS15/18 (pdf 0.7MB)
- PRA RULEBOOK: CRR FIRMS, NON-CRR FIRMS, SOLVENCY II FIRMS AND NON SOLVENCY II FIRMS: SENIOR MANAGERS REGIME AND SENIOR INSURANCE MANAGERS REGIME (AMENDMENT) (NO 1) INSTRUMENT 2018 - PS15/18 Appendix 1 (pdf 0.9MB)
- Directory of streamlined set of forms for the SM&CR, and amendments to Part 4A permissions forms - PS15/18 Appendix 4 (pdf 0.1MB)
- Changes in insurance reporting requirements - PS16/18 (pdf 0.6MB)
- PRA RULEBOOK: SOLVENCY II FIRMS: REPORTING AMENDMENTS (NO.1) INSTRUMENT 2018 - PS16/18 Appendix 1 (pdf 0.1MB)
- PRA RULEBOOK: CHANGE IN CONTROL AMENDMENTS (NO.1) INSTRUMENT 2018 - PS16/18 Appendix 4 (pdf 0.1MB)
- Solvency II: Group supervision - PS17/18 (pdf 0.7MB)
- Solvency II: Matching adjustment - PS18/18 (pdf 0.8MB)
- Solvency II: Internal models - modelling of the matching adjustment - PS19/18 (pdf 0.7MB)
- Solvency II: Internal models update - PS20/18 (pdf 0.7MB)
- Solvency II: Changes to reporting format - PS21/18 (pdf 0.6MB)
- PRA RULEBOOK: SOLVENCY II: REPORTING AMENDMENTS INSTRUMENT (NO.2) 2018 - PS21/18 App 1 (pdf 0.2MB)
- Solvency II: Supervisory approval for the volatility adjustment – PS22/18 (pdf 0.6MB)
- Solvency II: Internal models – modelling of the volatility adjustment – PS23/18 (pdf 0.7MB)
- Solvency II: Updates to internal model output reporting - PS24/18 (pdf 0.6MB)
- Solvency II: External audit of the public disclosure requirement – PS25/18 (pdf 0.7MB)
- PRA RULEBOOK: SOLVENCY II FIRMS AND NON-AUTHORISED PERSONS: EXTERNAL AUDIT AMENDMENTS INSTRUMENT - PS25/18 Appendix 1 (pdf 0.1MB)
- Strengthening accountability: Implementing the extension of the SM&CR to insurers - PS26/18 (pdf 0.6MB)
- PRA RULEBOOK: CRR FIRMS, NON CRR FIRMS, SOLVENCY II FIRMS AND NON SOLVENCY II FIRMS: SENIOR MANAGERS REGIME AND SENIOR INSURANCE MANAGERS REGIME (AMENDMENT) (NO 2) INSTRUMENT 2018 - PS26/18 Appendix 1 (pdf 0.3MB)
- Strengthening accountability: Implementing the extension of the SM&CR to insurers (Part 2) - PS27/18 (pdf 0.6MB)
- PRA RULEBOOK: SOLVENCY II FIRMS AND NON SOLVENCY II FIRMS: SENIOR INSURANCE MANAGERS REGIME (AMENDMENT) (NO 3) INSTRUMENT 2018 (pdf 0.1MB)
- UK leverage ratio: Applying the framework to systemic ring-fenced bodies and reflecting the systemic risk buffer - PS28/18 (pdf 0.6MB)
- PRA RULEBOOK: CRR FIRMS: LEVERAGE RATIO (AMENDMENT) INSTRUMENT 2018 - PS28/18 Appendix 1 (pdf 0.1MB)
- Securitisation: The new EU framework and Significant Risk Transfer - PS29/18 (pdf 0.7MB)
- Regulatory Reporting: Responses to CP16/18 - PS30/18 (pdf 0.7MB)
- PRA RULEBOOK: CRR FIRMS: REGULATORY REPORTING (AMENDMENT) INSTRUMENT 2018 - PS30/18 Appendix 1 (pdf 0.4MB)
- Solvency II: Equity release mortgages – PS31/18 (pdf 0.8MB)
- International banks: the Prudential Regulation Authority’s approach to branch authorisation and supervision - PS3/18 (pdf 0.7MB)
- The systemic risk buffer: Updates to the Statement of Policy - PS32/18 (pdf 0.8MB)
- PRA RULEBOOK: CRR FIRMS; NON-CRR FIRMS: BRANCH RULES INSTRUMENT 2018 - PS33/18 (pdf 0.4MB)
- International insurers: the Prudential Regulation Authority’s approach to branch authorisation and supervision - PS4/18 (pdf 0.6MB)
- Financial Services Compensation Scheme - Management Expenses Levy Limit 2018/19 - PS5/18 (pdf 0.6MB)
- PRA RULEBOOK: NON AUTHORISED PERSONS: FSCS MANAGEMENT EXPENSES LEVY LIMIT AND BASE COSTS INSTRUMENT 2018 - PS5/18 APPENDIX (pdf 0.1MB)
- Responses to CP18/17 Occasional Consultation Paper – Chapters 2 to 6, 9 and 10 - PS6/18 (pdf 0.6MB)
- PRA RULEBOOK: SOLVENCY II FIRMS: CONDITIONS GOVERNING BUSINESS INSTRUMENT (AMENDMENT) 2018 - PS6/18 Appendix 1 (pdf 0.1MB)
- PRA RULEBOOK: CRR FIRMS: INTERNAL CAPITAL ADEQUACY ASSESSMENT (AMENDMENT) INSTRUMENT 2018 - PS6/18 Appendix 2 (pdf 0.2MB)
- PRA RULEBOOK: SOLVENCY II FIRMS: TRANSITIONAL MEASURES: REPORT ON FINANCIAL AND SOLVENCY CONDITIONS INSTRUMENT 2018 - PS6/18 Appendix 3 (pdf 0.1MB)
- PRA RULEBOOK: CRR FIRMS: GROUPS (LEVEL OF APPLICATION) INSTRUMENT 2018 - PS6/18 Appendix 4 (pdf 0.1MB)
- PRA RULEBOOK: CRR FIRMS: WHISTLEBLOWING AMENDMENT INSTRUMENT 2018 - PS6/18 Appendix 5 (pdf 0.1MB)
- Model risk management principles for stress testing – PS7/18 (pdf 0.7MB)
- Pillar 2: Update to reporting requirements - PS8/18 (pdf 0.7MB)
- PRA RULEBOOK: CRR FIRMS: REPORTING PILLAR 2 AMENDMENT NO. 1 INSTRUMENT 2018 - PS8/18 Appendix 1 (pdf 0.2MB)
- Groups policy and double leverage - PS9/18 (pdf 0.6MB)
- Rules instrument - PS9/18 (pdf 0.1MB)
-
february
-
2019
- PRA RULEBOOK: NON AUTHORISED PERSONS: FSCS MANAGEMENT EXPENSES LEVY LIMIT AND BASE COSTS INSTRUMENT 2019 (pdf 0.1MB)
- Enhancing banks’ and insurers’ approaches to managing the financial risks from climate change - PS11/19 (pdf 0.9MB)
- Liquidity reporting: FSA047, FSA048, and PRA110 - PS1/19 (pdf 0.7MB)
- PRA RULEBOOK: CRR FIRMS: REGULATORY REPORTING (REPEAL OF PRA RULEBOOK: CRR FIRMS: REGULATORY REPORTING PRA110 AMENDMENT INSTRUMENT 2018) INSTRUMENT 2019 - PS1/19 Appendix 1 (pdf 0.2MB)
- PRA RULEBOOK: CRR FIRMS: LIQUIDITY REGULATORY REPORTING (AMENDMENT) INSTRUMENT 2019 - PS1/19 Appendix 2 (pdf 0.6MB)
- Regulated fees and levies: Rates proposals 2019/20 - PS12/19 (pdf 1MB)
- PRA RULEBOOK: PRA PERIODIC FEES (2019/20) AND OTHER FEES INSTRUMENT 2019 - PS12/19 Appendix 1 (pdf 0.7MB)
- Pillar 2 liquidity: Updates to the framework - PS13/19 (pdf 0.8MB)
- PRA RULEBOOK: CRR FIRMS: LIQUIDITY REGULATORY REPORTING (AMENDMENT) (NO. 2) INSTRUMENT 2019 - Appendix 1 (pdf 0.6MB)
- Credit risk mitigation: Eligibility of financial collateral – PS14/19 (pdf 0.9MB)
- Resolution assessment and public disclosure by firms - PS15/19 (pdf 0.9MB)
- PRA RULEBOOK: CRR FIRMS: RESOLUTION ASSESSMENT INSTRUMENT 2019 - PS15/19 Appendix 1 (pdf 0.2MB)
- PRA RULEBOOK: CRR FIRMS: REGULATORY REPORTING (RING FENCE BODIES, CAPITAL + AND FINREP) AMENDMENT INSTRUMENT 2019 - PS15/19 (pdf 0.5MB)
- Supervising international banks: Revision of the Branch Return - PS17/19 (pdf 1MB)
- PRA RULEBOOK: CRR FIRMS; NON-CRR FIRMS: BRANCH RULES INSTRUMENT 2019 - PS17/19 Appendix1 (pdf 0.3MB)
- Liquidity risk management for insurers - PS18/19 (pdf 0.9MB)
- Solvency II: Equity release mortgages – Part 2 - PS19/19 (pdf 1MB)
- Strengthening individual accountability: Resolution assessments and reporting amendments - PS20/19 (pdf 0.9MB)
- Strengthening individual accountability: Resolution assessments and reporting amendments app1 - PS20/19 (pdf 0.6MB)
- Responses to CP13/19 Occasional Consultation Paper - PS21/19 (pdf 0.9MB)
- PRA RULEBOOK: CRR FIRMS: REGULATORY REPORTING (AMENDMENT) (NO. 2) INSTRUMENT 2019 - PS21/19 Appendix 4 (pdf 0.1MB)
- PRA RULEBOOK: SOLVENCY II: REPORTING AMENDMENTS INSTRUMENT 2019 - PS21/19 Appendix 6 (pdf 0.3MB)
- Regulatory transactions: changes to notification and application forms - PS2/19 (pdf 0.8MB)
- PRA RULEBOOK: CRR FIRMS, NON CRR FIRMS, SOLVENCY II FIRMS, NON SOLVENCY II FIRMS: FORMS AMENDMENT INSTRUMENT 2019 - PS2/19 Appendix 1 (pdf 0.2MB)
- FCA and PRA changes to mortgage reporting requirements - PS22/19 (pdf 1.1MB)
- PRA RULEBOOK: REGULATORY REPORTING (MORTGAGE REPORTING) AMENDMENT INSTRUMENT 2019 (pdf 0.2MB)
- PRA RULEBOOK: CRR FIRMS: LARGE EXPOSURES AMENDMENT INSTRUMENT 2019 - PS24/19 Appendix 1 (pdf 0.6MB)
- Solvency II: Maintenance of the transitional measure on technical provisions - PS25/19 (pdf 1.1MB)
- Pillar 2 liquidity: PRA110 reporting frequency threshold - PS26/19 (pdf 0.9MB)
- PRA RULEBOOK: CRR FIRMS: LIQUIDITY REGULATORY REPORTING (AMENDMENT) (NO. 3) INSTRUMENT 2019 (pdf 0.3MB)
- PRA RULEBOOK: CRR FIRMS: REGULATORY REPORTING (RING FENCE BODIES, CAPITAL+ AND FINREP) AMENDMENT INSTRUMENT (NO. 2) 2019 - PS27/19 Appendix 1 (pdf 0.4MB)
- PRA fees and levies: Changes to periodic and transaction fees - PS3/19 (pdf 0.9MB)
- PRA RULEBOOK FEES AMENDMENT INSTRUMENT 2018 (pdf 0.8MB)
- Solvency II: Adjusting for the reduction of loss absorbency where own fund instruments are taxed on write down - PS4/19 (pdf 0.4MB)
- PRA RULEBOOK: EU EXIT (AMENDMENT) INSTRUMENT 2019 - PS5/19 (pdf 0.1MB)
- Responses to Chapters 3-7 of CP24/18 ‘Occasional Consultation Paper’ – PS6/19 (pdf 0.9MB)
- Amendments to the Auditors Part of the PRA Rulebook - PS6/19 Appendix 2 (pdf 0.2MB)
- Amendments to the Depositor Protection Part of the PRA Rulebook - PS6/19 Appendix 4 (pdf 0.3MB)
- Amendments to the Policyholder Protection Part of the PRA Rulebook - PS6/19 Appendix 5 (pdf 0.3MB)
- Credit risk: the definition of default - PS7/19 (pdf 0.9MB)
- Credit risk: the definition of default - PS7/19 Appendix 1 (pdf 0.1MB)
- Credit risk mitigation: Eligibility of guarantees as unfunded credit protection - PS8/19 (pdf 0.9MB)
- Solvency II: Group own fund availability - PS9/19 (pdf 0.8MB)
-
2020
- ps2020form-b (pdf 1.1MB)
- ps2020form-c (pdf 1.5MB)
- ps2020form-d (pdf 1.8MB)
- ps2020form-e (pdf 1.8MB)
- ps2020long-form-a (pdf 2.6MB)
- ps2020market-risk-sensitivities-instructions (pdf 1.1MB)
- ps2020ns00log (pdf 1.1MB)
- ps2020ns07log (pdf 0.9MB)
- ps2020ns09log (pdf 1.3MB)
- ps2020ns10log (pdf 1.3MB)
- PRA RULEBOOK: NON-AUTHORISED PERSONS: FSCS MANAGEMENT EXPENSES LEVY LIMIT AND BASE COSTS INSTRUMENT 2020 - Appendix 1 (pdf 0.1MB)
- Solvency II: Group availability of subordinated liabilities and preference shares - PS10/20 (pdf 0.9MB)
- Credit risk: Probability of Default and Loss Given Default estimation - PS11/20 (pdf 1MB)
- Solvency II: Longevity risk transfers – simplification of pre-notification expectations - PS1/20 (pdf 0.9MB)
- Responses to Occasional Consultation Paper 25/19 – Chapter 5: Retirement interest-only mortgages – PS12/20 (pdf 0.9MB)
- Insurance special purpose vehicles: Updates to authorisation and supervision – PS13/20 (pdf 0.9MB)
- PRA RULEBOOK: SOLVENCY II FIRMS: NON SOLVENCY II FIRMS: TRANSFORMER VEHICLES INSTRUMENT 2020 - PS13/20 Appendix 1 (pdf 0.1MB)
- Solvency II: Prudent Person Principle - PS14/20 (pdf 0.9MB)
- Pillar 2A: Reconciling capital requirements and macroprudential buffers – PS15/20 (pdf 1.1MB)
- Regulated fees and levies: rates for 2020/21 - PS16/20 (pdf 1MB)
- PRA FEES AMENDMENT INSTRUMENT 2020 - PS16/20 Appendix 1 (pdf 0.6MB)
- Asset encumbrance - PS18/20 (pdf 0.8MB)
- Financial Services Compensation Scheme – Temporary High Balance Coverage Extension - PS19/20 (pdf 0.8MB)
- PRA RULEBOOK: CRR FIRMS, NON-CRR FIRMS AND NON-AUTHORISED PERSONS: DEPOSITOR PROTECTION (TEMPORARY HIGH BALANCES) INSTRUMENT 2020 (pdf 0.4MB)
- Responses to Chapters 2 to 7 of CP3/20 'Occasional Consultation Paper' - PS20/20 (pdf 1MB)
- PRA RULEBOOK: SENIOR MANAGERS REGIME – APPLICATIONS AND NOTIFICATIONS (AMENDMENT) INSTRUMENT 2020 - PS20/20 Appendix 15 (pdf 0.5MB)
- PRA RULEBOOK: CRR FIRMS: NON CRR FIRMS: BRANCH RULES (AMENDMENT) INSTRUMENT 2020 - PS20/20 Appendix 23 (pdf 0.4MB)
- PRA RULEBOOK: CRR FIRMS: REGULATORY REPORTING (CAPITAL+) AMENDMENT INSTRUMENT 2020 - PS20/20 Appendix 27 (pdf 0.4MB)
- PRA RULEBOOK: NON-SOLVENCY II FIRMS: INSURANCE COMPANY – MATHEMATICAL RESERVES INSTRUMENT 2020 - PS20/20 Appendix 3 (pdf 0.2MB)
- PRA RULEBOOK: SOLVENCY II: REPORTING AMENDMENT INSTRUMENT 2020 - PS20/20 Appendix 4 (pdf 0.4MB)
- PS21/20 - Extending policyholder protection for building guarantee policies (pdf 0.7MB)
- PRA RULEBOOK: SOLVENCY II FIRMS: NON SOLVENCY II FIRMS: NON AUTHORISED PERSONS: FSCS LIMIT FOR BUILDING GUARANTEE INSURANCE INSTRUMENT 2020 - PS21/20 appendix (pdf 0.1MB)
- Pillar 2 Capital: Updating the framework - PS2/20 (pdf 0.9MB)
- Counterparty credit risk: Treatment of model limitations in banks’ internal models – PS22/20 (pdf 0.8MB)
- Simplified Obligations for recovery planning – PS25/20 (pdf 0.7MB)
- Capital Requirements Directive V (CRD V) - PS26/20 (pdf 1.2MB)
- GLOSSARY (CAPITAL REQUIREMENTS DIRECTIVE V) INSTRUMENT 2020 - PS26/20 Appendix 1 (pdf 1MB)
- REPORTING PILLAR 2 (CAPITAL REQUIREMENTS DIRECTIVE V) INSTRUMENT 2020 - PS26/20 Appendix 10 (pdf 1MB)
- REGULATORY REPORTING – BRANCH REPORTING (CAPITAL REQUIREMENTS DIRECTIVE V) INSTRUMENT 2020 - PS26/20 Appendix 11 (pdf 1.1MB)
- RELATED PARTY TRANSACTION RISK (CAPITAL REQUIREMENTS DIRECTIVE V) INSTRUMENT 2020 - PS26/20 Appendix 12 (pdf 0.9MB)
- REMUNERATION (CAPITAL REQUIREMENTS DIRECTIVE V) INSTRUMENT 2020 - PS26/20 Appendix 13 (pdf 1.5MB)
- FSA079 ‘Pillar 2 Concentration risk additional data requirements’ instructions - PS26/20 Appendix 15 (pdf 1.2MB)
- Statement of Policy ‘The PRA’s methodologies for setting Pillar 2 capital’ - PS26/20 Appendix 16 (pdf 2.4MB)
- SS31/15 ‘The Internal Capital Adequacy Assessment Process (ICAAP) and the Supervisory Review and Evaluation Process (SREP)’ - PS26/20 Appendix 17 (pdf 1.9MB)
- Post-TP update: SS31/15 ‘The Internal Capital Adequacy Assessment Process (ICAAP) and the Supervisory Review and Evaluation Process (SREP)’ - PS26/20 Appendix 18 (pdf 2MB)
- SS2/17 ‘Remuneration’ - PS26/20 Appendix 19 (pdf 2.3MB)
- CAPITAL BUFFERS (CAPITAL REQUIREMENTS DIRECTIVE V) INSTRUMENT 2020 - PS26/20 Appendix 2 (pdf 1.3MB)
- SS28/15 ‘Strengthening accountability in banking’ - PS26/20 Appendix 20 (pdf 2MB)
- SS15/13 ‘Groups’ - December 2020 - PS26/20 Appendix 21 (pdf 1.5MB)
- Post-TP update: SS15/13 ‘Groups’ - January 2021 - PS26/20 Appendix 22 (pdf 1.6MB)
- SS34/15 ‘Guidelines for completing regulatory reports’ - December 2020 - PS26/20 Appendix 23 (pdf 2.2MB)
- SS4/16 ‘Internal governance of third country branches’ - December 2020 - PS26/20 Appendix 24 (pdf 1.9MB)
- SS1/17 ‘Supervising international banks: the PRA’s approach to branch supervision – liquidity reporting’ - December 2020 - PS26/20 Appendix 25 (pdf 1.4MB)
- Statement of Policy ‘The PRA’s approach to the implementation of the other systemically important institutions (O-SII) buffer’ - PS26/20 Appendix 26 (pdf 1.5MB)
- Statement of Policy ‘The PRA’s approach to identifying other systemically important institutions (O-SIIs) - PS26/20 Appendix 27 (pdf 1.6MB)
- SS45/15 ‘The UK leverage ratio framework’ - PS26/20 Appendix 28 (pdf 1.5MB)
- SS16/16 ‘The minimum requirement for own funds and eligible liabilities (MREL) – buffers and Threshold Conditions’ - PS26/20 Appendix 29 (pdf 1.5MB)
- CAPITAL BUFFERS (CAPITAL REQUIREMENTS DIRECTIVE V) (No 2) INSTRUMENT 2020 - PS26/20 Appendix 3 (pdf 1.1MB)
- SS6/14 ‘Implementing CRD: Capital buffers’ - PS26/20 Appendix 30 (pdf 1.6MB)
- Post-TP update: SS6/14 ‘Implementing capital buffers’ - PS26/20 Appendix 31 (pdf 1.6MB)
- SS20/15 ‘Supervising building societies’ treasury and lending’ - PS26/20 Appendix 32 (pdf 2.5MB)
- SS32/15 ‘Pillar 2 reporting, including instructions for completing data items FSA071 to FSA082, and PRA111’ - December 2020 - PS26/20 Appendix 33 (pdf 1.7MB)
- ARRANGEMENTS, PROCESSES AND MECHANISMS (CAPITAL REQUIREMENTS DIRECTIVE V) INSTRUMENT 2020 - PS26/20 Appendix 4 (pdf 1.3MB)
- CREDIT RISK (CAPITAL REQUIREMENTS DIRECTIVE V) INSTRUMENT 2020 - PS26/20 Appendix 5 (pdf 0.9MB)
- GROUPS (CAPITAL REQUIREMENTS DIRECTIVE V) INSTRUMENT 2020 - PS26/20 Appendix 6 (pdf 1.1MB)
- GROUPS (CAPITAL REQUIREMENTS DIRECTIVE V) (No 2) INSTRUMENT 2020 - PS26/20 Appendix 7 (pdf 1.1MB)
- INTEREST RATE RISK ARISING FROM NON TRADING ACTIVITIES INSTRUMENT 2020 - PS26/20 Appendix 8 (pdf 1.3MB)
- GENERAL ORGANISATIONAL REQUIREMENTS (CAPITAL REQUIREMENTS DIRECTIVE V) INSTRUMENT 2020 - PS26/20 Appendix 9 (pdf 0.9MB)
- PS27/20 - The Bank of England’s amendments under the European Union (Withdrawal) Act 2018: Changes before the end of the transition period (pdf 1.1MB)
- PS27/20 Appendix A1: PRA transitional direction instrument (pdf 1MB)
- PS27/20 Appendix A10: FMI guidance note on transitional powers (pdf 0.5MB)
- PS27/20 Appendix A2: PRA general guidance (pdf 0.6MB)
- PS27/20 Appendix A3: CRR guidance note on transitional powers (pdf 0.4MB)
- PS27/20 Appendix A4: Solvency II guidance note on transitional powers (pdf 0.4MB)
- PS27/20 Appendix A5: Securitisation Regulation guidance note on transitional powers (pdf 0.4MB)
- PS27/20 Appendix A6: PRA Rulebook guidance note on transitional powers (pdf 0.7MB)
- PS27/20 Appendix A7: Bank transitional direction instrument (pdf 0.5MB)
- PS27/20 Appendix A8: Bank general guidance (pdf 0.5MB)
- PS27/20 Appendix A9: Resolution guidance note on transitional powers (pdf 0.5MB)
- PS27/20 Appendix B10: Final The Bank Technical Standards (Consequential Amendments) (EU Exit) Instrument 2020 (pdf 0.1MB)
- PS27/20 Appendix B11: Final The Technical Standards (Bank Recovery and Resolution) (Amendment etc.) (EU Exit) (No. 3) Instrument 2020 (pdf 0.4MB)
- ps2720app-b13 (pdf 0.4MB)
- ps2720app-b14 (pdf 0.5MB)
- PS27/20 Appendix B5: Near-final PRA Rulebook (EU Exit) Instrument 2020 ( (pdf 2.1MB)
- PS27/20 Appendix B6: Final The PRA Technical Standards (Consequential Amendment) Instrument 2020 (pdf 0.1MB)
- PS27/20 Appendix B7: Final The Technical Standards (Capital Requirements) (EU Exit) (No. 4) Instrument 2020 (pdf 0.6MB)
- PS27/20 Appendix B8: Final The Technical Standards (Solvency II Directive) (EU Exit) (No. 2) Instrument 2020 (pdf 0.2MB)
- PS27/20 Appendix B9: Final The Technical Standards (European Market Infrastructure) (EU Exit) (No. 5) Instrument 2020 (pdf 0.4MB)
- Bank Recovery and Resolution Directive II - PS28/20 (pdf 0.8MB)
- PRA RULEBOOK: CRR FIRMS AND NON-AUTHORISED PERSONS: CONTRACTUAL RECOGNITION OF BAIL-IN AMENDMENT INSTRUMENT 2020 - PS28/20 Appendix 1 (pdf 0.1MB)
- PRA RULEBOOK: CRR FIRMS AND NON-AUTHORISED PERSONS: STAY IN RESOLUTION AMENDMENT INSTRUMENT 2020 - PS28/20 Appendix 2 (pdf 0.2MB)
- PS29/20 - Capital Requirements Directive V (CRD V) (pdf 0.8MB)
- PS29/20 Appendix 1: PRA RULEBOOK: GLOSSARY (CAPITAL REQUIREMENTS DIRECTIVE V) INSTRUMENT 2020 (pdf 0.4MB)
- PS29/20 Appendix 10: PRA RULEBOOK: CRR FIRMS: REPORTING PILLAR 2 (CAPITAL REQUIREMENTS DIRECTIVE V) INSTRUMENT 2020 (pdf 0.4MB)
- PS29/20 Appendix 11: PRA RULEBOOK: CRR FIRMS: NON CRR FIRMS: REGULATORY REPORTING – BRANCH REPORTING (CAPITAL REQUIREMENTS DIRECTIVE V) INSTRUMENT 2020 (pdf 0.3MB)
- PS29/20 Appendix 12: PRA RULEBOOK: CRR FIRMS: RELATED PARTY TRANSACTION RISK (CAPITAL REQUIREMENTS DIRECTIVE V) INSTRUMENT 2020 (pdf 0.1MB)
- PS29/20 Appendix 13: PRA RULEBOOK: CRR FIRMS: REMUNERATION (CAPITAL REQUIREMENTS DIRECTIVE V) INSTRUMENT 2020 (pdf 0.7MB)
- PS29/20 Appendix 14: PRA RULEBOOK: CRR FIRMS: DESIGNATION (CONSOLIDATION) INSTRUMENT 2020 (pdf 0.5MB)
- PS29/20 Appendix 2: PRA RULEBOOK: CRR FIRMS: CAPITAL BUFFERS (CAPITAL REQUIREMENTS DIRECTIVE V) INSTRUMENT 2020 (pdf 0.5MB)
- PS29/20 Appendix 3: PRA RULEBOOK: CRR FIRMS: CAPITAL BUFFERS (CAPITAL REQUIREMENTS DIRECTIVE V) No2 INSTRUMENT 2020 (pdf 0.4MB)
- PS29/20 Appendix 4: PRA RULEBOOK: CRR FIRMS: ARRANGEMENTS, PROCESSES AND MECHANISMS (CAPITAL REQUIREMENTS DIRECTIVE V) INSTRUMENT 2020 (pdf 0.4MB)
- PS29/20 Appendix 5: PRA RULEBOOK: CRR FIRMS: CREDIT RISK INSTRUMENT 2020 (pdf 0.1MB)
- PS29/20 Appendix 6: PRA RULEBOOK: CRR FIRMS: GROUPS (CAPITAL REQUIREMENTS DIRECTIVE V) INSTRUMENT 2020 (pdf 0.4MB)
- PS29/20 Appendix 7: PRA RULEBOOK: CRR FIRMS: GROUPS (CAPITAL REQUIREMENTS DIRECTIVE V) (No 2) INSTRUMENT 2020 (pdf 0.3MB)
- PS29/20 Appendix 8: PRA RULEBOOK: CRR FIRMS: INTEREST RATE RISK ARISING FROM NON TRADING ACTIVITIES INSTRUMENT 2020 (pdf 0.4MB)
- PS29/20 Appendix 9: PRA RULEBOOK: CRR FIRMS: GENERAL ORGANISATIONAL REQUIREMENTS (CAPITAL REQUIREMENTS DIRECTIVE V) INSTRUMENT 2020 (pdf 0.1MB)
- PS30/20 Appendix 1: PRA Rulebook (EU Exit) Instrument 2020 (pdf 1.5MB)
- PS30/20 Appendix 2: PRA Transitional Direction (pdf 0.4MB)
- PS30/20 Appendix 3: PRA general guidance (pdf 0.6MB)
- PS30/20 Appendix 4: CRR guidance on transitional powers (pdf 0.4MB)
- PS30/20 Appendix 5: Solvency II guidance note on transitional powers (pdf 0.4MB)
- PS30/20 Appendix 6: Securitisation Regulation guidance note on transitional powers (pdf 0.4MB)
- PS30/20 Appendix 7: PRA Rulebook guidance note on transitional powers (pdf 0.7MB)
- The PRA’s approach to supervising liquidity and funding risks - PS4/20 (pdf 0.9MB)
- Regulatory capital instruments: Update to Pre-Issuance Notification (PIN) requirement - PS5/20 (pdf 1MB)
- PRA RULEBOOK: NON CRR FIRMS: DEFINITION OF CAPITAL AMENDMENT INSTRUMENT - Appendix 1 (pdf 0.8MB)
- Credit unions: Review of the capital regime - PS6/20 (pdf 0.9MB)
- PRA RULEBOOK: NON CRR FIRMS: CREDIT UNIONS INSTRUMENT 2020 - Appendix 1 (pdf 0.2MB)
- Solvency II: Adjusting for the reduction of loss absorbency where own fund instruments are taxed on conversion - PS7/20 (pdf 0.9MB)
- Financial Services Compensation Scheme – Management Expenses Levy Limit 2020/21 - PS8/20 (pdf 0.9MB)
- Solvency II: Income producing real estate loans and internal credit assessment for illiquid, unrated assets – PS9/20 (pdf 0.9MB)
- ps2020short-form-a (pdf 1.8MB)
- ps2020smr-statement-of-responsibilities (pdf 1.4MB)
-
2021
- April
- January
-
March
- PS2/21 - Solvency II: The PRA’s expectations for the work of external auditors on the matching adjustment (pdf 0.9MB)
- PRA RULEBOOK: PRA FEES AMENDMENT (NO.1) INSTRUMENT 2021 (pdf 0.1MB)
- PRA RULEBOOK: CRR FIRMS, NON-CRR FIRMS, NON-AUTHORISED PERSONS: DEPOSITOR PROTECTION (IDENTITY VERIFICATION) INSTRUMENT 2021 - PS4/21 Appendix 1 (pdf 0.1MB)
- PS5/21 - Financial Services Compensation Scheme – Management Expenses Levy Limit 2021/22 (pdf 0.7MB)
- PS5/21 appendix 1 - PRA RULEBOOK: NON AUTHORISED PERSONS: FSCS MANAGEMENT EXPENSES LEVY LIMIT AND BASE COSTS INSTRUMENT 2021 (pdf 0.1MB)
- PS 6/21 - Operational resilience: Impact tolerances for important business services (pdf 1.1MB)
- PS6/21 Appendix 1 - PRA RULEBOOK: CRR FIRMS, SOLVENCY II FIRMS: OPERATIONAL RESILIENCE INSTRUMENT 2021 (pdf 0.7MB)
-
2013
- pra-statutory-powers
- practitioner-panel
-
publication
- 2013
-
2019
- A framework for assessing financial impacts of physical climate change: A practitioner’s aide for the general insurance sector (pdf 2.9MB)
- Firms’ preparations for transition from London InterBank Offered Rate (LIBOR) to risk-free rates (RFRs): Key themes, good practice, and next steps (pdf 0.4MB)
- Joint statement on climate change (pdf 0.5MB)
- PRA Authorisations Performance Report 2018/19 (pdf 0.2MB)
- PRA Practitioner Panel and Insurance Sub-committee – Annual Report (pdf 0.7MB)
- Systemic Risk Buffer rates for ring-fenced banks and large building societies – applicable from 1 August 2019 (pdf 0.1MB)
-
2020
- Conversion of Pillar 2A capital requirements from RWA percentage to a nominal amount (pdf 0.4MB)
- CP9/20 - Non-systemic UK banks: The Prudential Regulation Authority’s approach to new and growing banks (pdf 0.9MB)
- Draft Supervisory Statement - Non-systemic UK banks: The Prudential Regulation Authority’s approach to new and growing banks (pdf 2.2MB)
- Statement on exposure value for internal models method counterparty credit risk (pdf 0.2MB)
- IRB Mortgages Round Table (pdf 1.4MB)
- Joint statement by the FCA, FRC and PRA (pdf 0.5MB)
- PRA Annual Report 2020 (pdf 2.1MB)
- PRA Authorisations Performance Report 2019/20 (pdf 0.4MB)
- PRA Business Plan 2020-21 (pdf 0.9MB)
- PRA decision on Systemic Risk Buffer rates (pdf 0.3MB)
- PRA Practitioner Panel and Insurance Sub-committee – Annual Report (pdf 0.7MB)
- Q&A on Capital Requirements Regulation requirements for property valuations (pdf 0.4MB)
- Q&A on the use of Liquidity and Capital Buffers (pdf 0.7MB)
- Covid-19 regulatory reporting and disclosure amendments (pdf 0.6MB)
- Standardised approach - SS10/13 (pdf 1.4MB)
- Internal Ratings Based (IRB) approaches - SS11/13 (pdf 1.6MB)
- PRA Statement to insurers on the application of the matching adjustment during Covid-19 (pdf 0.6MB)
- Statement by the PRA on regulatory capital and IFRS 9 requirements for payment holidays (pdf 0.4MB)
- Statement on credit risk mitigation eligibility and leverage ratio treatment of loans under the Bounce Back Loan scheme (pdf 0.3MB)
- Statement by the PRA on the Capital Requirements Regulation (CRR) ‘Quick Fix’ package (pdf 0.5MB)
- Statement on VAR back-testing exceptions temporary approach (pdf 0.4MB)
- 2021
- A review of requirements for firms entering into or expanding in the banking sector 26 march 2013 (pdf 0.3MB)
- A review of requirements for firms entering into or expanding in the banking sector 7 July 2014 (pdf 0.3MB)
- Annex to individual liquidity guidance letters (pdf 0.1MB)
- PRA Conference for Chairs of Non-Systemic UK Banks and Building Societies (pdf 0.1MB)
- PRA - Directors' certificates for 2015/2016 PRA regulatory returns for insurers - February 2016 (pdf 0.2MB)
- Handbook Administration Instrument (No 1) 2013 (pdf 0.9MB)
- PRA 2013/25 Handbook Administration Instrument (No 2) 2013 (pdf 0.1MB)
- Handbook Administration Instrument (No 3) 2014 (pdf 0.1MB)
- Handbook Administration Instrument (No 1) 2014 (pdf 0.1MB)
- Handbook Administration Instrument (No 2) 2014 (pdf 0.2MB)
- PRA Rulebook: Administration Instrument (No 1) 2014 (pdf 0.1MB)
- PRA 2015/32 PRA Rulebook: Administration Instrument (No 1) 2015 (pdf 0.1MB)
- PRA 2015/33 Handbook Administration Instrument (No1) 2015 (pdf 0.4MB)
- HBOS Andrew Bailey Remarks 2015 (pdf 0.2MB)
- HBOS Andrew Green report 2015 (pdf 3.1MB)
- HBOS Complete Report - 2015 (pdf 7.8MB)
- HBOS Press Conference Transcript 2015 (pdf 0.1MB)
- HBOS Executive Summary and Recommendations 2015 (pdf 2.3MB)
- STATEMENT ON THE REGULATORY TREATMENT OF RETAIL RESIDENTIAL MORTGAGE LOANS UNDER THE HELP TO BUY (pdf 0.1MB)
- PRA SII internal model and partial internal model approved firms - December 2015 (pdf 0.2MB)
- The impact of climate change on the UK insurance sector - September 2015 (pdf 2.7MB)
- Insurance data release (pdf 0.4MB)
- Update on insurance special purpose vehicles following HMT release Risk Transformation Regs July 2017 (pdf 0.2MB)
- Note following conference for CEOs of UK banks and building societies December 2016 (pdf 0.2MB)
- Note following the PRA IRB seminar for small and mid-tier banks and building societies February 2017 (pdf 0.2MB)
- Note following PRA seminar for Chairs of UK banks and building societies July 2017 (pdf 0.1MB)
- Outsourcing functions to the Cloud 1 (pdf 0.2MB)
- PRA note - Regulatory references: update February 2016 (pdf 0.2MB)
- PRA Annual Competition Report July 2017 (pdf 1.2MB)
- PRA Annual Competition Report June 2016 (pdf 4.1MB)
- PRA Authorisations Performance Report 2017/18 (pdf 0.2MB)
- Prudential Regulation Authority Business Plan 2018/19 (pdf 0.5MB)
- Prudential Regulation Authority Business Plan 2019/20 (pdf 1.8MB)
- PRA note - Outsourcing functions to the Cloud July 2016 (pdf 0.2MB)
- PRA response to DWP consultation paper: Defined benefit pension scheme consolidation (pdf 0.5MB)
- PRA Seminar for Chief Executives of Non-Systemic UK Banks and Building Societies (pdf 0.2MB)
- PRA Senior Managers Regime (Treasury Select Committee) March 2016 (pdf 1.6MB)
- PRA statement on consumer credit July 2017 (pdf 0.4MB)
- PRA statement on feedback received during the consultation period for CP21/16 Pillar 2 liquidity (pdf 0.2MB)
- The PRA's statement on the interaction between the PRA buffer and the CRD IV combined buffer (pdf 0.4MB)
- PRA statement on adjustments to firms' PRA buffers (pdf 0.2MB)
- PRA statement on housing tools - July 2015 (pdf 0.2MB)
- PRA statement on the concept of 'durable link' october 2016 (pdf 0.3MB)
- PRA statement on the leverage ratio August 2016 (pdf 0.6MB)
- Solvency II: PRA review of model change related processes, policies and reporting (pdf 0.3MB)
- Practitioner Panel Annual Report 2014 (pdf 0.3MB)
- Practitioner Panel Annual Report 2015 (pdf 0.4MB)
- Practitioner Panel Annual Report 2016 (pdf 0.4MB)
- PRA Practitioner Panel Annual Report 2017 (pdf 0.2MB)
- Practitioner Panel Annual Report 2018 (pdf 0.3MB)
- PRA response to the Independent Evaluation Office evaluation of the PRA approach to its insurance objective March 2017 (pdf 0.5MB)
- The PRA's response to the Independent Evaluation Office's evaluation of the PRA's approach to it secondary competition objective (pdf 0.6MB)
- Exercise by the Bank of England and Prudential Regulation Authority of sub-delegated powers under the European Union (Withdrawal) Act 2018 (pdf 1.3MB)
- Senior Managers Regime (response to the Treasury Select Committee recommendation) update July 2016 (pdf 1.2MB)
- Solvency II: Solvency and Financial Condition Report roundtables (pdf 0.2MB)
- Solvency II: internal model approval process data review findings February 2016 (pdf 1MB)
- Solvency II: Supervisory disclosures PRA supervisory approach insurance regulations August 2018 (pdf 0.8MB)
- Solvency II: Supervisory disclosures, the PRA's supervisory approach and insurance regulations applicable in the UK (pdf 0.8MB)
- Solvency II: Supervisory disclosures, PRA’s supervisory approach and insurance regulations applicable in the UK year-end 2018 (pdf 0.6MB)
- Solvency II: Supervisory disclosures, the PRA’s supervisory approach and insurance regulations applicable in the United Kingdom - year end 2019 (pdf 1MB)
- Definition of Core Tier 1 Capital (pdf 0.4MB)
- The PRA and Bank's response to the Independent Review of the Co-operative Bank - 27 March 2019 (pdf 0.6MB)
- UK Mortgage IRB Round Table Slides (pdf 1MB)
-
regulatory-action
- Final notice from the PRA to Mr Akira KAMIYA (pdf 0.2MB)
- Approval of Change in Control subject to conditions - EFG Private Bank Limited (pdf 0.2MB)
- Final notice to Spa Credit Union Limited (pdf 0.2MB)
- Final Notice from the PRA to Mr Grimsdale (pdf 0.4MB)
- Final Notice from the PRA to Mr Neale (pdf 0.3MB)
- Final Notice from the PRA to Mr Nichols (pdf 0.6MB)
- Final Notice from the PRA to Mr Staley (pdf 0.3MB)
- Final Notice from the PRA to Ms Birkett (pdf 0.3MB)
- Final notice from the PRA to Goldman Sachs International (pdf 0.9MB)
- Final notice from PRA to R. Raphael & Sons plc (pdf 0.2MB)
- Final notice from the PRA to Mr Takami Onodera (pdf 0.2MB)
- Tokio Marine Kiln Insurance Limited & Tokio Marine Kiln Syndicates Limited (pdf 0.6MB)
- Written Notice from the PRA to Barclays Bank PLC (pdf 0.2MB)
- Written Notice from the PRA to Barclays Bank UK PLC (pdf 0.2MB)
- Written Notice from the PRA to the Society of Lloyd's (pdf 0.6MB)
-
regulatory-digest
- 2014
-
2015
- PRA Regulatory Digest - April 2015 (pdf 0.2MB)
- PRA Regulatory Digest - August 2015 (pdf 0.3MB)
- PRA Regulatory Digest - December 2015 (pdf 0.2MB)
- PRA Regulatory Digest - February 2015 (pdf 0.2MB)
- PRA Regulatory Digest - January 2015 (pdf 0.2MB)
- PRA Regulatory Digest - July 2015 (pdf 0.3MB)
- PRA Regulatory Digest - June 2015 (pdf 0.2MB)
- PRA Regulatory Digest - March 2015 (pdf 0.2MB)
- PRA Regulatory Digest - May 2015 (pdf 0.2MB)
- PRA Regulatory Digest - November 2015 (pdf 0.2MB)
- PRA Regulatory Digest - October 2015 (pdf 0.2MB)
- PRA Regulatory Digest - September 2015 (pdf 0.2MB)
-
2016
- PRA Regulatory Digest - April 2016 (pdf 0.3MB)
- PRA Regulatory Digest - August 2016 (pdf 0.3MB)
- PRA Regulatory Digest - December 2016 (pdf 0.3MB)
- PRA Regulatory Digest - February 2016 (pdf 0.2MB)
- PRA Regulatory Digest - January 2016 (pdf 0.3MB)
- PRA Regulatory Digest - July 2016 (pdf 0.2MB)
- PRA Regulatory Digest - June 2016 (pdf 0.3MB)
- PRA Regulatory Digest - March 2016 (pdf 0.3MB)
- PRA Regulatory Digest - May 2016 (pdf 0.2MB)
- PRA Regulatory Digest - November 2016 (pdf 0.3MB)
- PRA Regulatory Digest - October 2016 (pdf 0.3MB)
- PRA Regulatory Digest - September 2016 (pdf 0.3MB)
-
2017
- PRA Regulatory Digest - April 2017 (pdf 0.3MB)
- PRA Regulatory Digest - August 2017 (pdf 0.3MB)
- PRA Regulatory Digest - December 2017 (pdf 0.5MB)
- PRA Regulatory Digest - February 2017 (pdf 0.3MB)
- PRA Regulatory Digest - January 2017 (pdf 0.3MB)
- PRA Regulatory Digest - July 2017 (pdf 0.3MB)
- PRA Regulatory Digest - June 2017 (pdf 0.3MB)
- PRA Regulatory Digest - March 2017 (pdf 0.3MB)
- PRA Regulatory Digest - May 2017 (pdf 0.3MB)
- PRA Regulatory Digest - November 2017 (pdf 0.3MB)
- PRA Regulatory Digest - October 2017 (pdf 0.4MB)
- PRA Regulatory Digest - September 2017 (pdf 0.3MB)
-
2018
- PRA Regulatory Digest - April 2018 (pdf 0.3MB)
- PRA Regulatory Digest - August 2018 (pdf 0.3MB)
- PRA Regulatory Digest - February 2018 (pdf 0.4MB)
- PRA Regulatory Digest - January 2018 (pdf 0.4MB)
- PRA Regulatory Digest - July 2018 (pdf 0.5MB)
- PRA Regulatory Digest - June 2018 (pdf 0.4MB)
- PRA Regulatory Digest - March 2018 (pdf 0.2MB)
- PRA Regulatory Digest - May 2018 (pdf 0.4MB)
- PRA Regulatory Digest - September 2018 (pdf 0.4MB)
-
regulatory-reporting
-
banking
- Bank of England taxonomy release note v3.2.1 and v3.3.0 PWD (pdf 0.3MB)
- Bank of England taxonomy release note v3.1.1 (pdf 0.1MB)
- Bank of England taxonomy release note v3.3.0 (pdf 0.1MB)
- Bank of England Banking taxonomy release note v3.4.0 PWD (pdf 0.2MB)
- Release notes for BoE Banking XBRL Taxonomy v2.0.0 (pdf 0.2MB)
- BEEDS portal contact card - credit unions (pdf 0.1MB)
- BEEDS user guide - credit unions (pdf 0.6MB)
- Branch return guidance - September 2019 (pdf 0.5MB)
- Branch Return: Q&As (pdf 0.5MB)
- Branch Return: Q&As V2 (pdf 0.7MB)
- Branch Return: Q&As V3 (pdf 0.8MB)
- Capital+ timeline of BEEDS onboarding (pdf 0.1MB)
- Release notes for Capital Plus XBRL Utility v2.0.1 (pdf 0.5MB)
- Notes on completing the quarterly and annual returns (‘CQ’ and ‘CY’) for credit unions (pdf 0.3MB)
- Credit union reporting - clarifications (pdf 0.1MB)
- EBA regulatory reporting: FINREP reporting taxonomy implications (pdf 0.3MB)
- Financial statements XBRL v1.0.0 release notes (pdf 0.3MB)
-
fsa-data-items
- FSA001 Balance sheet - template (pdf 0.1MB)
- FSA001 Balance sheet - instructions (pdf 0.2MB)
- FSA002 Income statement - template (pdf 0.1MB)
- FSA002 Income statement - instructions (pdf 0.2MB)
- FSA005 Market risk - template (pdf 0.1MB)
- FSA005 Market risk - instructions (pdf 0.1MB)
- FSA006 Market risk - supplementary data - template (pdf 0.1MB)
- FSA006 Market risk - supplementary data - instructions (pdf 0.1MB)
- FSA011 Building society liquidity - template (pdf 0.1MB)
- FSA011 Building society liquidity - instructions (pdf 0.1MB)
- FSA014 Forecast data from firms - template (pdf 0.1MB)
- FSA014 Forecast data from firms - instructions (pdf 0.1MB)
- FSA015 Sectoral information - template (pdf 0.1MB)
- FSA015 Sectoral information - instructions (pdf 0.3MB)
- FSA016 Solo consolidated data - template (pdf 0.1MB)
- FSA016 Solo consolidated data - instructions (pdf 0.1MB)
- FSA017 Interest rate gap report - template (pdf 0.1MB)
- FSA017 Interest rate gap report - instructions (pdf 0.2MB)
- FSA018 UK integrated group - large exposures - template (pdf 0.5MB)
- FSA018 UK integrated group - large exposures - instructions (pdf 0.6MB)
- FSA019 Data Item (pdf 0.1MB)
- FSA019 Instructions (pdf 0.2MB)
- FSA038 - Volumes and Type of Business - Data Item (pdf 0.1MB)
- FSA038 - Volumes and Type of Business - Instructions (pdf 0.2MB)
- FSA042 - UCITS - Data Item (pdf 0.1MB)
- FSA042 - UCITS - Instructions (pdf 0.1MB)
- FSA045 IRB portfolio risk - template (pdf 0.1MB)
- FSA045 IRB portfolio risk - instructions (pdf 0.2MB)
- FSA047 Daily flows - template (pdf 0.1MB)
- FSA047 Daily flows - instructions (pdf 0.1MB)
- FSA048 Enhanced mismatch report - template (pdf 0.1MB)
- FSA048 Enhanced mismatch report - instructions (pdf 0.3MB)
- FSA071 firm information and Pillar 2A summary and instructions December 2018 (pdf 0.7MB)
- FSA071 Firm information and Pillar 2A summary instructions - ring-fencing January 2019 (pdf 0.7MB)
- FSA071 firm information and Pillar 2A summary - template rinf-fencing January 2019 (pdf 0.7MB)
- FSA071 Firm information and Pillar 2A summary - instructions (pdf 0.8MB)
- FSA072 Pillar 2 Operational risk historical losses - instructions (pdf 0.8MB)
- FSA072 data instructions December 2018 (pdf 0.7MB)
- FSA073 Pillar 2 Operational risk historical loss details - instructions (pdf 0.8MB)
- FSA073 data instructions December 2018 (pdf 0.1MB)
- FSA074 Pillar 2 Operational risk forecast losses - instructions (pdf 0.8MB)
- FSA074 data instructions December 2018 (pdf 0.1MB)
- FSA075 Pillar 2 Operational risk scenario data - instructions (pdf 0.8MB)
- FSA075 data instructions December 2018 (pdf 0.1MB)
- FSA076 Pillar 2 Credit risk standardised approach wholesale - instructions (pdf 0.7MB)
- FSA076 Instructions October 2017 (pdf 0.8MB)
- FSA076 data instructions December 2018 (pdf 0.1MB)
- FSA077 Pillar 2 Credit risk standardised approach retail - instructions (pdf 0.7MB)
- FSA077 instructions October 2017 (pdf 0.8MB)
- FSA077 data instructions December 2018 (pdf 0.1MB)
- FSA078 Pillar 2 Concentration risk minimum data requirements - instructions (pdf 0.9MB)
- FSA078 data instructions December 2018 (pdf 0.5MB)
- FSA079 Pillar 2 Concentration risk additional data requirements - instructions (pdf 0.9MB)
- FSA079 data instructions December 2018 (pdf 0.7MB)
- FSA079 data instructions December 2020 (pdf 0.5MB)
- FSA080 Pillar 2 Market risk - instructions (pdf 0.8MB)
- FSA080 data instructions December 2018 (pdf 0.7MB)
- FSA081 Pillar 2 Pension risk - instructions (pdf 0.8MB)
- FSA081 data instructions December 2018 (pdf 0.7MB)
- FSA082 Pillar 2 Credit risk IRB retail - instructions (pdf 0.8MB)
- FSA082 data instructions December 2018 (pdf 0.1MB)
- FSA083 Leverage Ratio template - instructions (pdf 0.9MB)
- FSA083 – Leverage Ratio template instructions November 2018 (pdf 0.3MB)
- FSA084 Leverage Ratio transitional template - instructions (pdf 0.3MB)
- Guidance on terms used in data items FSA071 to FSA082 (pdf 0.3MB)
- Guidance on terms used in data items FSA071 to FSA082 (pdf 0.4MB)
- guidanceontermsusedindataitemsfsa071tofsa082 (pdf 0.3MB)
- Pillar 2 reporting schedule July 2015 (pdf 0.7MB)
- Pillar 2 reporting schedule April 2018 (pdf 0.3MB)
- Pillar 2 reporting schedule July 2016 (pdf 0.6MB)
- Pillar 2 reporting schedule October 2017 (pdf 0.6MB)
- PV001 Prudent Valuation - template (pdf 0.5MB)
- PV001 Prudent Valuation - instructions (pdf 0.7MB)
- Notes on submitting leverage ratio data (pdf 0.2MB)
- Mapping for Pillar 2 credit risk data items (pdf 0.3MB)
- PRA101 Capital+ actuals and forecasts - instructions (pdf 0.7MB)
- PRA101 instructions (pdf 0.5MB)
- PRA101 Capital+ actuals and forecasts (pdf 0.1MB)
- PRA101 template March 2020 (pdf 0.9MB)
- PRA101 Capital+ actuals and forecasts March 2020 (pdf 0.3MB)
- PRA102 Capital+ forecast semi-annual - instructions (pdf 0.5MB)
- PRA102 instructions (pdf 0.5MB)
- PRA102 Capital+ forecast semi-annual (pdf 0.1MB)
- PRA102 template March 2020 (pdf 1.1MB)
- PRA102 Capital+ forecast semi-annual - template March 2020 (pdf 0.5MB)
- PRA103 Capital+ forecast annual - instructions (pdf 0.3MB)
- PRA103 instructions (pdf 0.3MB)
- PRA103 Capital+ forecast annual (pdf 0.1MB)
- PRA103 Capital+ forecast annual - March 2020 (pdf 0.2MB)
- PRA104-106 instructions (pdf 0.6MB)
- PRA104 Balance sheet - forecast data (Assets) (pdf 0.1MB)
- PRA105 Balance sheet - forecast data (Liabilities) (pdf 0.1MB)
- PRA106 Balance sheet - forecast data (Equity) (pdf 0.1MB)
- PRA107 Statement of profit or loss - forecast data (pdf 0.2MB)
- PRA107 Statement of profit or loss - forecast data - instructions (pdf 0.5MB)
- PRA108 Memorandum items (pdf 0.1MB)
- PRA108 Memorandum items - instructions (pdf 0.1MB)
- PRA109 Operational continuity (pdf 0.1MB)
- PRA109 Operational continuity - instructions (pdf 0.2MB)
- PRA110 reporting templates and instructions Q&As (pdf 0.7MB)
- PRA110 - Cashflow mismatch risk - instructions (pdf 0.6MB)
- PRA110 instructions - January 2020 (pdf 1.2MB)
- PRA110 instructions - September 2020 (pdf 1.2MB)
- PRA110 instructions (pdf 1.5MB)
- PRA110 reporting template and instructions Q and As - Version 4 (pdf 0.9MB)
- PRA220 reporting template and instructions Q and As - Version 5 (pdf 1.5MB)
- PRA220 reporting template and instructions Q and As - Version 6 (pdf 0.9MB)
- PRA110 reporting template and instructions: Q&A (pdf 1.8MB)
- Release note - November 2020 (pdf 0.4MB)
- REP001 close links report - annual - instructions (pdf 0.1MB)
- REP001a close links report - monthly - instructions (pdf 0.2MB)
- REP001a template December 2018 (pdf 0.1MB)
- REP001 template December 2018 (pdf 0.1MB)
- REP002 - controllers report - instructions (pdf 0.2MB)
- RFB001 instructions (pdf 0.1MB)
- RFB001 instructions December 2018 (pdf 0.3MB)
- RFB001 Intragroup exposures (pdf 0.7MB)
- RFB001 template (pdf 0.1MB)
- RFB002 instructions (pdf 0.1MB)
- RFB002 Intragroup funding (pdf 0.2MB)
- RFB002 template (pdf 0.1MB)
- RFB003 and RFB004 instructions (pdf 0.3MB)
- RFB003 to RFB004 instructions December 2018 (pdf 0.3MB)
- RFB003 and RFB004: Intragroup financial reporting - core and detailed breakdowns (pdf 1MB)
- RFB003 and RFB004 Instructions - June 2020 (pdf 0.5MB)
- RFB003 template (pdf 0.7MB)
- RFB003 template - June 2020 (pdf 0.1MB)
- RFB004 template (pdf 0.8MB)
- RFB004 template - June 2020 (pdf 0.5MB)
- RFB004 template June 2020 (pdf 0.9MB)
- RFB004 template December 2018 (pdf 0.1MB)
- RFB005 instructions (pdf 0.1MB)
- RFB005 Joint and several liability arising from taxes (pdf 0.3MB)
- RFB005 template (pdf 0.1MB)
- RFB006 instructions (pdf 0.1MB)
- RFB006 Excluded activity entities (pdf 0.3MB)
- RFB006 template (pdf 0.1MB)
- RFB007 instructions (pdf 0.1MB)
- RFB007 Use of financial market infrastructures (pdf 0.3MB)
- RFB007 template (pdf 0.1MB)
- RFB008 instructions (pdf 0.1MB)
- RFB008 Excluded activities and prohibitions (pdf 0.4MB)
- RFB008 template (pdf 0.8MB)
- RFB 008 template - June 2020 (pdf 0.2MB)
- Notes on submitting the Pillar 2 data items: FSA071 to FSA082 (pdf 0.1MB)
- Template CA3 - Capital ratios and Pillar II adjustments (pdf 0.2MB)
- Template CA4 - Clarification of reporting instructions (pdf 0.1MB)
- Templates C28 and C29 - Interim clarifications (pdf 0.4MB)
- Templates CA1 and CA5.1 - Deductions for significant investments (pdf 0.2MB)
-
insurance
- BEEDS portal quick start guide (pdf 0.4MB)
- BEEDS portal user guide (pdf 1.3MB)
- IM.01 - Internal model risk outputs (life) - LOG file 31-12-18 (pdf 0.5MB)
- IM.02 - Internal model risk outputs (life) - LOG file 31-12-18 (pdf 0.4MB)
- IM.03 - Internal model risk outputs (life) - LOG file 31-12-18 (pdf 2MB)
- Industry working group meeting notes: April 2016 (pdf 0.5MB)
- Industry working group meeting notes: December 2016 (pdf 0.8MB)
- Industry working group meeting notes: January 2016 (pdf 0.9MB)
- Industry working group meeting notes: July 2017 (pdf 0.4MB)
- Industry working group meeting notes: March 2017 (pdf 0.3MB)
- Industry working group meeting notes: September 2016 (pdf 1.4MB)
- Market risk sensitivities instructions (pdf 0.2MB)
- ps2020market-risk-sensitivities-instructions (pdf 0.3MB)
- Non-Solvency II Firm (except friendly societies) reporting templates (xlsx 0.7MB)
- Non-Solvency II Firm (friendly society) reporting templates (xlsx 0.1MB)
-
nsts
- Interpretation of the National Specific Template NS.07 LOG file for year-end 2018 reporting (pdf 0.5MB)
- NST00 - log file (pdf 0.2MB)
- ps2020ns00log (pdf 0.3MB)
- NST01 - log file (pdf 0.8MB)
- ns01-log-file (pdf 0.7MB)
- NST02 - log file (pdf 0.9MB)
- ns02-log-file (pdf 0.7MB)
- NST03 - log file (pdf 0.2MB)
- NST04 - log file (pdf 0.2MB)
- NST05 - log file (pdf 0.9MB)
- NST05 - log file - 31.12.18 (pdf 0.7MB)
- NST06 - log file (pdf 0.8MB)
- NST06 - log file (pdf 0.7MB)
- NST07 - log file (pdf 1.1MB)
- NS07 - Log file - 30/09/2019 (pdf 0.8MB)
- ps2020ns07log (pdf 0.7MB)
- ns07-log-file (pdf 1.7MB)
- NS07 - template - 30/09/2019 (xlsx 0.1MB)
- NST08 - log file (pdf 0.8MB)
- NS08 - log file - 30/09/2019 (pdf 0.4MB)
- NST09 - log file (pdf 0.9MB)
- ps2020ns09log (pdf 0.5MB)
- ns09-log-file (pdf 0.7MB)
- NST10 - log file (pdf 1MB)
- NS10 - log file - 30/09/2019 (pdf 0.5MB)
- ps2020ns10log (pdf 0.5MB)
- ns10-log-file (pdf 1.1MB)
- NST11 - log file (pdf 0.9MB)
- NS11 - log file - 30/09/2019 (pdf 0.5MB)
- ns11-log-file (pdf 1.3MB)
- NST12 - log file (pdf 0.2MB)
- NST13 - log file (pdf 0.2MB)
- Updates to NST firms submission workbook and LOG files (pdf 0.3MB)
- qmc
- SHOWING NOT LINKED - PRA Solvency II regulatory reporting schedule - 20 February year end (2020) (pdf 0.4MB)
- SHOWING NOT LINKED - PRA Solvency II regulatory reporting schedule - 30 April year end (2020) (pdf 0.4MB)
- SHOWING NOT LINKED - PRA Solvency II regulatory reporting schedule - 31 January year end (2020) (pdf 0.4MB)
- SHOWING NOT LINKED - PRA Solvency II regulatory reporting schedule - 31 March year end (2020) (pdf 0.4MB)
- Solvency II regulatory reporting FAQs (pdf 0.5MB)
-
banking
- report
-
Solvency II
- Review of Solvency II Effective Value Test parameters - applicable from 31 December 2019 (pdf 0.5MB)
- Review of Solvency II Effective Value Test parameters – applicable from 31 March 2020 (pdf 0.5MB)
- Review of Solvency II Effective Value parameters - applicable from 31 March 2021 (pdf 0.5MB)
- Review of Solvency II Effective Value Test parameters – applicable from 30 September 2020 (pdf 0.5MB)
- Feedback on data quality and expectations for YE2017 (pdf 0.6MB)
- Potential changes to data collection YE2018 (pdf 0.5MB)
- Solvency II: Supervisory disclosures, the PRA’s supervisory approach and insurance regulations applicable in the United Kingdom (pdf 0.8MB)
- Solvency II: Template A for the disclosure of aggregate statistical data with regard to insurance and reinsurance undertakings supervised under Directive 2009/138/EC (pdf 0.4MB)
- Solvency II template A disclosure statistical data year-end 2018 (pdf 0.6MB)
- NOT SHOWING AS LINKED - Solvency ii - template A disclosure statistical data year end 2019 (pdf 0.5MB)
- Solvency II: Template B for the disclosure of aggregate statistical data with regard to insurance and reinsurance undertakings supervised under Directive 2009/138/EC (pdf 0.1MB)
- Solvency II template B disclosure statistical data year-end 2018 (pdf 0.4MB)
- NOT SHOWING AS LINKED - Solvency ii - template B disclosure statistical data year end 2019 (pdf 0.4MB)
- Solvency II template C disclosure statistical data year-end 2018 (pdf 0.5MB)
- NOT SHOWING AS LINKED - Solvency ii - template C disclosure statistical data year end 2019 (pdf 0.5MB)
- Solvency II template D disclosure statistical data year-end 2018 (pdf 0.4MB)
- NOT SHOWING AS LINKED - Solvency ii - template D disclosure statistical data year end 2019 (pdf 0.4MB)
- Solvency II: Template C for the disclosure of quantitative aggregate statistical data on the supervisory authority August 2018 (pdf 0.5MB)
- Solvency II: Template D for the disclosure of quantitative aggregate statistical data on the supervisory authority August 2018 (pdf 0.1MB)
- Solvency II: Template C for the disclosure of quantitative aggregate statistical data on the supervisory authority (pdf 0.2MB)
- Solvency II: Template D for the disclosure of quantitative aggregate statistical data on the supervisory authority (pdf 0.2MB)
- Solvency II: Template for the disclosure of information (pdf 0.3MB)
- statement-of-policy
-
strengthening-accountability
- Instructions to assist the completion of the benchmarking report (pdf 0.1MB)
- Instructions to assist the completion of the high earners report (pdf 0.1MB)
- Redesignation of Senior Insurance Management Functions to Senior Management Functions (pdf 0.3MB)
- Remuneration policy statement for Category 1 and 2 firms (doc 0.2MB)
- Remuneration Policy Statement (RPS) reporting template for PRA Category 1 and 2 firms - 2018 (doc 0.2MB)
- Regulatory policy statement Annex 1: malus (docx 0.1MB)
- Remuneration policy statement template for level one firms (doc 0.4MB)
- Remuneration policy statement template for level two firms (doc 0.3MB)
- Remuneration policy statement template for level three firms (doc 0.3MB)
- Template A (doc 0.2MB)
- Template B (doc 0.2MB)
- Template C (doc 0.1MB)
- structural-reform
-
supervision
-
capital-instruments-pre-issuance-notification
- Common Equity Tier 1 compliance template (pdf 0.2MB)
- Common Equity Tier 1 compliance template - April 2020 (pdf 0.9MB)
- CET1 compliance template - 1 April 2020 (pdf 0.3MB)
- Common Equity Tier 1 compliance template - March 2020 (pdf 0.9MB)
- flowchartAT1 (pdf 0.2MB)
- Flowchart for AT1 - 1 April 2020 (pdf 0.4MB)
- CET1 Flowchart (pdf 0.5MB)
- Flowchart for CET1 - 1 April 2020 (pdf 0.4MB)
- Pre-Issuance Notification form for CRR firms (pdf 0.2MB)
- Pre-Issuance Notification (PIN) form for CRR firms, which will take effect from 1 April 2020 (pdf 0.4MB)
- New PIN for CRR firms - 1 April 2020 (pdf 0.4MB)
- Pre-Issuance Notification (PIN) form for CRR firms, which will take effect from March 2020 (pdf 0.9MB)
- Pre-Issuance Notification form for insurance firms (pdf 0.4MB)
- Pre-Issuance Notification - How far in advance of issuance must notice be given? (pdf 0.3MB)
- PIN for insurance - how far in advance guidance - 1 April 2020 (pdf 0.4MB)
- co-operative-bank-supervision-review
-
credit-unions
- 2018 Assessment of Category 5 credit unions under £15m (pdf 0.1MB)
- 2018 Assessment of Category 5 growth credit unions (pdf 0.1MB)
- 2018 Assessment of Category 5 plus credit unions above £15m (pdf 0.1MB)
- 2019 Assessment of Category 5 credit unions under £15m (pdf 0.3MB)
- 2019 Assessment of Category 5 plus credit unions above £15m (pdf 0.4MB)
- Category 5 credit unions under £15m and 10,000 members (pdf 0.2MB)
- Category 5 plus credit unions (pdf 0.2MB)
- Assessment of Category 4 credit unions (pdf 0.1MB)
- Assessment of Category 5 credit unions under £15 million (pdf 0.2MB)
- Assessment of Category 5 growth credit unions (pdf 0.1MB)
- Assessment of Category 5 credit unions above £15 million (pdf 0.2MB)
- Firm Feedback Survey for Category 1-2 firms (pdf 0.2MB)
- Firm Feedback Survey small and medium firms (pdf 0.2MB)
- The Prudential Regulation Authority's approach to enforcement: statutory statements of policy and procedure (pdf 0.4MB)
- Firm-feedback-survey-2016-2017 (pdf 0.6MB)
- Firm feedback survey 2017/18 (pdf 0.7MB)
- Firm feedback survey 2018/19 (pdf 0.5MB)
-
skilled-persons
- List of Skilled Person Panel Suppliers (pdf 0.3MB)
- PRA Q4 2017/18 skilled persons reviews commissioned (pdf 0.2MB)
- PRA Q1 2018/19 skilled persons reviews commissioned - restated (pdf 0.2MB)
- PRA Q4 2018/19 skilled persons reviews commissioned (pdf 0.3MB)
- PRA Q1 2017/18 skilled persons reviews commissioned (pdf 0.2MB)
- PRA Q2 2017/18 skilled persons reviews commissioned (pdf 0.2MB)
- PRA Q3 2017/18 skilled persons reviews commissioned (pdf 0.1MB)
- PRA Q2 2018/19 skilled persons reviews commissioned (pdf 0.2MB)
- PRA Q3 2018/19 skilled persons reviews commissioned (pdf 0.3MB)
- Skilled Person Panel Lot descriptions (pdf 0.2MB)
- PRA Q1 2020/21 skilled persons reviews commissioned (pdf 0.3MB)
- PRA Q2 2020/21 skilled person review commissioned (pdf 0.3MB)
- PRA Q3 2020/21 skilled person review commissioned (pdf 0.3MB)
- PRA Q4 2019/20 skilled person reviews commissioned (pdf 0.3MB)
- PRA Q4 2020/21 skilled persons reviews commissioned (pdf 0.3MB)
- PRA Q1 2019/20 skilled persons reviews commissioned (pdf 0.3MB)
- PRA Q2 2019/20 skilled persons reviews commissioned (pdf 0.3MB)
- PRA Q3 2019/20 skilled persons reviews commissioned (pdf 0.3MB)
-
capital-instruments-pre-issuance-notification
-
supervisory-statement
-
2013
- Asset and liability management: suggestions for greater effectiveness (pdf 0.2MB)
- Collateral upgrade transactions and significant asset encumbrance: expectations in relation to firms (pdf 0.8MB)
- Counterparty credit risk advanced model approaches: process for post approval changes (pdf 0.3MB)
- Liquidity and capital regime for UK banks and building societies: adjustments in relation to (pdf 0.2MB)
- Pension obligation risk: treatment in the ICAAP for banks and building societies (pdf 0.2MB)
-
2013
-
approach